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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 438

    investments

  • 2

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 8

    spouse income

Named parties

  • Note # 1
  • Note #
  • Note # 6
  • Note # 3
  • Note #3
  • Note # 1 & Note # 5
  • Note # 5
  • Note # 1 &See Note #3
  • Note # 4
  • Note #4
  • Note # 2
  • Note # 6 ’
  • Foundation #1
  • Music Bridges Internatinal Inc
  • Morgan Stanley & Co.-Deferred Compensation
  • Emmis Communications Corp -Director Fees
  • CSG Systems Inc-Director Fee
  • Linx Partners LLC- Director Fee
  • Kohl's Department Stores Inc-Director Fee
  • Northstar Realty Finance Corp -Director Fee
  • Capital Contribution

As filed

Thomburg Ltd. Term Muni. Fd Nat'l — Int/Div

Kohl'sCorp. Com (IRA) — None

Thomberg Value Fund Class A Mut Fd (IRA) — Int/Div

PW First Jewel Associate L.P — None

Morgan Stanley Venture Investors III LP (IRA) — None — Sale

Hewlett Packard Com (IRA) — Int/Div — Sold

Intel Corp Com (Trust #2) — None — Sold

Kohl's Corp Com (Trust #2) — None

Morgan Stanley Venture Investors [II LP — None — Sale

Psychemedics Corp. Com — Int/Div

Thomburg Ltd Term Muni Fund Nat'l — Int/Div — Sold

EES 1986 LP — None

Citibank(Checking) — Interest

Citibank(Savings) — Interest — Closed

Citibank(Savings) — Interest — Closed

Skyline Venture Partners,L.P — None — Sale

Information Associates-1I.L.P — None — Terminated

MSCPIIIL.P — Distribution — Sale — Note # 1

McKinley Capital Realty Partners, LLC — None

Mellon Bank of NE — Interest — Closed

Bond Finance International Con Due 7/(IRA) — None

Northwestern Mututal Life — Interest

Citibank Checking (Trust # 2) — Interest

EVILCO Life Insumace (Trust # 1) — Interest

Northwestern Mututal Life (Trust#1) — Interest

Northwestern Mututal Life(Trust #1) — None

PHL Insumace (Trust #1) — None

Passport Money Market Fund (IRA) — Int/Div

SFM Domestic Investments LLC — None — Buy

SFM Domestic Investments LLC — Sale

SFM Domestic Investments LLC — Sale

Sunrise Capital Special Partners, LLC — Distribution — Sale — Note #

CSG Systems International Inc.Com — None — Donation

CSG Systems International Inc.Com — Donation

Quantum Fund(IRA) — None — Liquidated — Note # 6

Summit Mariner, LLC — None

Skyline Venture Partners Qualified Purchase Fund II — Distribution — Buy — Note # 1

Skyline Venture Partners Qualified Purchase Fund II — Sale

Skyline Venture Partners Qualified Purchase Fund II — Sale

Skyline Venture Partners Qualified Purchase Fund II — Distr — Note # 3

Trident Capital Fund-IV LP — Distribution — Sale — Note #

Sentinel Capital Partners II LP — Distribution — Sale — Note #

Sentinel Capital Partners II LP — Distribution — Sale — Note #

Summit Mariner LLC/JP Morgan Checking — Interest

Rental # 1 /JPMorgan Checking — Interest

Rental #2 New York, NY (1999 $ 900,000) — Rent

Rental # 2/JP Morgan -Checking — Interest

JP Morgan(Checking)- — Interest

Andex Resources LLC — None

Sorco Interfund LP — None — Sale

Sorco Interfund LP — Sale

Sorco Interfund LP — Sale

Sorco Interfund LP — Sale

Sorco Interfund LP — Sale

Long Island Power Authority Bond 6% 12/07 — Interest — Redemption

NYS Dorm. Authority Bond 5.75% due 07/08 — Interest

JP Morgan NY Tax-Free M/M Fund — Interest

Five Point Fund LLC — None — Sale

Trident Capital Fund V LP — Distribution — Buy — Note #

Trident Capital Fund V LP — Buy

Trident Capital Fund V LP — Buy

Trident Capital Fund V LP — Sale

Trident Capital Fund V LP — Distr — Note # 3

Nassau Point Partners 1 LP — Distribution — Terminated — Note # 1

Nimblegen Systems LLC Preferred — None — Sold

Karsch Capital II LP — Distribution — Note # 1

Origin Investors LP — Distribution — Sale — Note #

Linx Partners (Q) LP — Distribution — Sale — Note #

Linx Partners (Q) LP — Sale

Linx Partners (Q) LP — Sale

Grove Capital Commitment Partners LP — Distribution — Buy — Note # 1

Grove Capital Commitment Partners LP — Sale

Grove Capital Commitment Partners LP — sale

87. Martha's Vineyard Golf Partners LLC — None

Silvaris Corp Preferred B — None

NY College Savers Program Series 151 — Interest

JP Morgan (Checking) — Interest

NY State Dorm.Auth 6.1% due 07/19 — Interest

NYS Mtge Agency 5.65% due 10/11 — Interest — Sold

Rome NY HSG DEV 6.25% due 01/18 — Interest

Oneida Cnty NY 6.25% due 06/15 — Interest

NY City HSG Dev 5.5% due 11/09 — Interest

JK & B Capital IV QIP LP — None — Buy

JK & B Capital IV QIP LP — Buy

JK & B Capital IV QIP LP — Sale

Perseus Biophannaceutical Investor LP — Distribution — Buy — Note #

Perseus Biophannaceutical Investor LP — Buy

Perseus Biophannaceutical Investor LP — Buy

Perseus Biophannaceutical Investor LP — Sale

Perseus Biophannaceutical Investor LP — Sale

Perseus Biophannaceutical Investor LP — Sale

Skyline Venture Partners Qualified Purchaser Fund 11] LP — None — Buy

Skyline Venture Partners Qualified Purchaser Fund 11] LP — Buy

Skyline Venture Partners Qualified Purchaser Fund 11] LP — Buy

Skyline Venture Partners Qualified Purchaser Fund 11] LP — Dist — Note #3

Skyline Venture Partners Qualified Purchaser Fund 11] LP — Dist — Note #3

Skyline Venture Partners Qualified Purchaser Fund 11] LP — Distr — Note # 3

Skyline Venture Partners Qualified Purchaser Fund 11] LP — Distr — Note #3

Towerbrook Private Equity Partners II LP(name change) — Distribution — Sale — Note #

TCP Limited Partners LLC — Distribution — Sale — Note # 1

TCP Limited Partners LLC — Sale

Grove ll LP — Distribution — Sale — Note # 1

Grove ll LP — Sale

Grove ll LP — Sale

Grove ll LP — Sale

Grove ll LP — Buy

Tactics II LP — None — Buy

Bk of NY-Govt 3rd Party Repo (Found #1) — Interest — Sold

JP Morgan Checking(Foundation #1) — Interest

Nassau Point Partners II LP — Distribution — Terminated — Note # 1

MM Community Funding III Sub Note — Int/Div

OR Music LLC — Distribution — Sale — Note #

The EPI Companies LLC — None

Windstar Capital LLC Notes Receviable — None

Jetblue Airways Rstd Com — None — Sold

Jetblue Airways Rstd Com — None — Sold

Jetblue Airways Rstd Com — None — Sold

SFM Participation LP — None

Capital Income Builders Fd Cl A(IRA) — Int/Div

Kinderhook NY GO 6.0 6/15/07 — Interest — Redemption

NYS Env 6.7 6/15/10 — Interest

MTA 5.00 11/15/07 — Interest — Redemption

NY HSG 6.375 9/15/15 — Interest — Sold

NYC Health & Hosp 4.2 2/15/07 — Interest — Redemption

Onondaga Cnty NY 4.125 5/1/07 — Interest — Redemption

MSILF M/M — Int/Div

MSILF M/M — Int/Div

Nassau Cnty NY GO 5.125 1/1/07 — Interest — Redemption

NYS Dormitory 5.0 8/15/07 — Interest — Redemption

NYS TWY Auth 5.0 4/1/07 — Interest — Redemption

Puerto Rico Pub Bldg 4.0 7/1/26 — Interest — Sold

NYS Dormitory 5.0 2/15/07 — Interest — Redemption

Suffolk County WTR 4.625 6/1/07 — Interest — Redemption

Nassau Cnty NY DD 6.5 5/1/07 — Interest — Redemption

NYS Urban Dev 5.7 1/1/27 — Interest — Sold

Glen Cove NY Ser A 5.375 1/15/10 — Interest

NYS Dormitory 9.0 10/10/07 — Interest — Redemption

Northstar Realty Finance Corp Com — Int/Div — Buy

Northstar Realty Finance Corp Com — Buy

Quadramed Corp Com — None — Sold

Bank of NY Gov't Repo MM — Interest — Sold

Tidewater Acquisition Inc Com — None

Tidewater Acquisition Inc Pfd — Int/Div

ARX Global HighYield Sec Fund I LP — None

Eclectic Investment Partners LP — None

Kinderhook Capital I LP — None — Buy

Kinderhook Capital I LP — Buy

Kinderhook Capital I LP — Buy

Kinderhook Capital I LP — Sale

Morris Global Strategies LP — Distribution — Buy — Note #

Capital World Grth & Income Fd Cl A(IRA) — Int/Div — Buy

Thomburg CRE GWT — Int/Div

Thomburg CRE GWT I — Int/Div

Thomburg CRE GWT I — Int/Div

STIT Liq Asset(IRA) — None — Closed

Long Island Power 5.5 12/1/09 — Interest

NYC GO 5.25 8/1/09 — Interest

NY NY DD 5.0 8/15/16 — Interest — Sold

NYS Dormitory 5.0 8/1/07 — Interest — Redemption

NYS Dormitory 5.0 7/1/09 — Interest

NYS Dormitory 6.0 7/1/07 — Interest — Redemption

NYS Power Auth 6.5 1/1/08 — Interest — Sale

NYS GO 5.258/1/08 — Interest

Erie Cnty NY 5.0 5/1/09 — Interest

NYS GO 6.0 11/15/08 — Interest

Niagra Falls NY 5.625 6/15/10 — Interest

NYC GO 4.125 3/15/10 — Interest

NYC Transitional 5.25 11/15/11 — Interest

NYS Dormitory 5.0 2/15/11 — Interest

Suffolk County NY 5.0 2/1/09 — Interest

NYC Mun Water 5.8 6/15/29 — Interest

Tobacco Settlement Finc Corp 5.0 6/1/07 — Interest — Redemption

NYS Dormitory 5.75 2/15/08 — Interest

NYS Dormitory 4.0 8/1/07 — Interest — Redemption

NYS Dormitory 5.25 7/1/09 — Interest

NYS TWY Auth 5.54/1/07 — Interest — Redemption

Port Authority NY NJ 4.375 12/1/07 — Interest — Redemption

YonkersNY 6.25 2/1/16 — Interest

NYS TWY Auth 5.25 4/1/08 — Interest

NYC GO 5.125 3/15/19 — Interest

Nassau Cnty NY 4.0 11/15/08 — Interest

JP Morgan Tax Free MM Premier Sweep — Interest

UTS Energy Corp (Com) — None

Safeway Inc (Com) — Int/Div — Sold

Emmis Broadcasting Corp Cl A (Com) — None — Buy

Emmis Broadcasting Corp Cl A (Com) — Sale

R Thompson Trucking(Subordinated Note) — None

R Thompson Trucking(Preferred Stock) — Int/Div — Redemption

R Thompson Trucking(Com) — None

The EPI Co LLC Sub Note — None

Snow Beverage Corp Preferred C — None — Buy — Note # 5

Intent Mediaworks Ser A Preferred — None — Sale — Note # 5

Intent Mediaworks Senior Convertible Promissory Note — None — Note # 5

Dynova Laboratories Inc (Com) — None — Buy — Note # 5

Camulos Partners LP — Distribution — Note # 1

Capital SLI Group LLC — None

CGI Partners,LP — Distribution — Buy — Note # 1

CGI Partners,LP — Buy

CGI Partners,LP — Buy

CGI Partners,LP — Sale

CGI Partners,LP — Sale

CGI Partners,LP — sale

Duma Global Opportunity Fund LP — Int/Div — Sale

441 East 57th Street LLC — None

Half Shell Entertainment Films LLC — None

ICP D100 LLC — Distribution — Note # 1

ICP D400LLC — None

ICP D200 LLC — None

ICP D200 LLC — Sale

ICP D200 LLC — Sale

ICP D200 LLC — Sale

Linx Partners II LP — None — Buy

Linx Partners II LP — Sale

Triad Liquidating Company LLC — None

HorseTV Media Group Inc Ser A (Com) — None — Worthless

Venn Global Opportunity Fund LP — None — Sale

Venn Global Opportunity Fund LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Distribution — Sale — Note # 1

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

North Salem Acquisition & Development Fund 2005 LP — Sale

Thomburg Core Growth Cl A (IRA) — Int/Div

STIT Liquid Asset Port M/M(Trust#2) — None — Closed

Thomburg Invt Tr Intl Value C1 1 — Int/Div

Thomburg Invt Tr Intl Value Cl 1 — Int/Div

Thornburg Invt Tr Intl Value CI 1 — Int/Div

Jetblue (Com) — None — Donated

Jetblue (Com) — Donated

Jetblue (Com) — Donated

ML Institutional Fund MM — Int/Div — Opened

Interactive Brokers LLC--Futures Fund — Interest — Buy

ICP D600 LLC — None

ICP 2800B LLC — Distribution — Note #

Aisling Capital [I LP — None — Buy

Aisling Capital [I LP — Buy

Aisling Capital [I LP — Buy

Aisling Capital [I LP — Buy

Aisling Capital [I LP — Sale

Lone Cypress Company Ltd — Distribution — Sale — Note # 1

Lone Cypress Company Ltd — Distribution — Sale — Note # 1

Lone Cypress Company Ltd — Sale

SEEF Manager LLC — Distribution — Sale — Note # 1

SEEF Manager LLC — Sale

Semper Vic Partners (QP)LP — Distribution — Distr — Note # 1 &See Note #3

Semper Vic Partners (QP)LP — Sale

Sentinel Capital Investors [II LP — Distribution — Buy — Note # 1

Sentinel Capital Investors [II LP — Buy

Sentinel Capital Investors [II LP — Sale

Sentinel Capital Investors [II LP — sale

SFM Participation II LP — Distribution — Buy — Note # 1

SFM Participation II LP — Buy

HMLP Private Investor LLC — Distribution — Note #

IM Safer Inc. Preferred Ser A — None

JK & B Capital V LP — None — Buy

JK & B Capital V LP — Buy

JK & B Capital V LP — Buy

JK & B Capital V LP — Buy

JK & B Capital V LP — Buy

SEEF II LP — None — Buy

SEEF II LP — Buy

SEEF II LP — Buy

SEEF II LP — Sale

Stafford Logistics Inc. Promissory Note — Interest — Sale

Stafford Logistics Inc (Com) — None

Towerbrook Investors II Executive Fund LP — None — Buy

Trident VILP — None — Buy

Trident VILP — Buy

Trident VILP — Buy

Trident VILP — Sale

Origin Low Net Exposire LP — None — Sold

Kinderhook Capital Fund II LP — None — Buy

Kinderhook Capital Fund II LP — Buy

Kinderhook Capital Fund II LP — Buy

Pfizer Corp (Com) — Int/Div — Sold

General Electric Inc (Com) — Int/Div — Sold

Plum Creek Timber Co Inc (Com) — Int/Div — Sold

Kohls Corp (Com). — None

Thornburg Inv. Tr Intl Value C11 Fund (Foundation #1) — Int/Div — Sale

US Treasury Bill Due 1/11/07 — Interest — Redemption

US Treasury Bill Due 2/1/07 — Interest — Redemption

Baxter International Inc Com(X) — Int/Div — Transferred — Note # 4

Citigroup Inc Com(X) — Int/Div — Transferred — Note # 4

Johnson & Johnson Inc Com(X) — Int/Div — Transferred — Note # 4

Thomburg Mortgage Asset Corp Com(X) — Int/Div — Transferred — Note # 4

US Bancorp Del Com(X) — Int/Div — Transferred — Note # 4

Wachovia Corp Com(X) — Int/Div — Transferred — Note # 4

Butler Cnty OH 4.75 Hosp (X) — None — Transferrd — Note # 4

Franklin County OH 5.5 Health Care(X) — Interest — Transferred — Note # 4

Franklin County OH Mtg 5.0(X) — None — Transferred — Note #4

Hamilton County OH 5.125 Health Care (X) — Interest — Transferred — Note # 4

Madison OH 5 % Cfts Part(X) — None — Transferred — Note # 4

Ohio State Enviorn Impt 5.625 (X) — None — Transferred — Note # 4

South Zanesville Ohio GO 5.25(X) — None — Transferred — Note #4

Summit County OH Health Care 5.75(X) — None — Transferred — Note # 4

Wadsworth OH Hsg Dev Mtge 6.2 (X) — Interest — Transferred — Note # 4

Manulife Financial corp Com (X) — Interest — Sold — Note # 4

Thornburg Ltd Term Muni Fund (X) — Int/Div — Transferred — Note # 4

Dreyfus Intermediate Muni Bond Fd(X) — Int/Div — Transferred — Note #4

KPB Partners LP — None — Buy

US Gov't Cl B Fund(X) — Int/Div — Transferred — Note # 4

USA Bills 2/15/07 Dtd 8/17/06 — Interest — Buy

USA Bills 2/15/07 Dtd 8/17/06 — Redemption

USA Bills 2/8/07 Dtd 8/10/06 — Interest — Buy

USA Bills 2/8/07 Dtd 8/10/06 — Redemption

USA Bills 3/8/07 Dtd 9/7/06 — Interest — Buy

USA Bills 3/8/07 Dtd 9/7/06 — Redemption

NYS Convention Center 5.75 % due 6/1/08 — Interest — Buy

NYS Thruway 5 % due 4/1/16 — Interest — Buy

NYS Thruway 5 % due 4/1/16 — Sold

Childrens Trust Fund-P uerto Rico 5 % due 7/1/08 — Interest — Buy

NYS Dormitory 5.25 % due 5/15/09 — Interest — Buy

NYS Dormitory 5 % due 7/1/29 — Interest — Buy

NYS Dormitory 5 % due 7/1/29 — Sold

NYS Dormitory 5 % due 8/15/07 — Interest — Buy

NYS Dormitory 5 % due 8/15/07 — Sold

NYS Dormitory 5.125 % due 5/15/21 — Interest — Buy

MTA 5% due 11/15/07 — Interest — Buy

MTA 5% due 11/15/07 — Redemption

NYS Enviommenttal 5.5 % due 6/15/07 — Interest — Buy

NYS Enviommenttal 5.5 % due 6/15/07 — Redemption

NYS Thruway 5% due 4/1/10 — Interest — Buy

NYS Dormitory Authority 5.25% due 11/15/23 — Interest — Buy

NYS Dormitory Authority 5.25% due 11/15/23 — Sold

Brookhaven NY 4..25% 1due 11/1/37 — Interest — Buy

Brookhaven NY 4..25% 1due 11/1/37 — Buy

Brookhaven NY 4..25% 1due 11/1/37 — Buy

Brookhaven NY 4..25% 1due 11/1/37 — Buy

Dutchess County NY 5 % due 8/1/11 — Interest — Buy

NYS Dormitory Zero Coupon due 8/15/40 — Interest — Buy

Puerto Rico 5 % due 7/1/09 — Interest — Buy

City of NY Genl Pur 5 % due 8/1/12 — Interest — Buy

NYS Dormitory 4.5 % due 7/1/11 — None — Buy

NYS Dormitory 7.5 % due 7/1/10 — None — Buy

NYS Local Gov't Assis Corp 5 % due 4/1/09 — Interest — Buy

NYS Local Gov't Asis 5.4 % due 4/1/15 — Interest — Buy

NYS Local Gov't Asis 5.4 % due 4/1/15 — Sold

City of NY Genl Pur adj rate due 8/1/16 — Interest — Buy

City of NY Genl Pur adj rate due 8/1/16 — Sale

City of NY Adj rate due 8/1/17 — Interest — Buy

City of NY- Adj rate due 8/15/18 — Interest — Buy

NYS Dormitory 5.25 % due 7/1/09 — None — Buy

Troy NY 5 % due 9/1/37 — None — Buy

NY NY 6.1 % due 6/15/31 — None — Buy

NYS Dormitory Adj rate due 11/15/29 — None — Buy

Thornburg-Income Builder Cl — Int/Div — Buy

Thornburg Global Opportunity Cl — Int/Div — Buy

Hansen Medical Inc(Com) — None — Distributed — Note # 2

Hansen Medical Inc(Com) — Donated

Hansen Medical Inc(Com) — Distributed — Note # 2

Hansen Medical Inc(Com) — Donated

Sirtris (Com) — None — Distributed — Note # 2

Sirtris (Com) — Donated

Merck (Com) — None — Distributed — Note # 2

Merck (Com) — Donated

Xenoport Inc (Com) — None — Distributed — Note # 2

Xenoport Inc (Com) — Donmed

I Robot (Com) — None — Distribution — Note # 2

I Robot (Com) — Donated

I Robot (Com) — Distribution — Note # 2

I Robot (Com) — Donated

Thomburg CRE GWT 1 (Trust # 2) — Int/Div — Buy

Thomburg CRE GWT 1 (Trust # 2) — Buy

Altria Corp(Com) — None — Distributed — Note # 2

Martin Marietta Materials Inc (Com) — None — Distributed — Note # 2

Morgan Stanley Bank (Savings) — Interest — Buy

Morgan Stanley Bank (Savings) — Interest — Buy

Morgan Stalney Bank (Savings) — Interest — Buy

Morgan Stanley-Cash Account — None — Buy

Morgan Stanley-Cash Account — None — Buy

Morgan Stanley-Cash Account — None — Buy

Thornburg Global Opportunity Fd 1 — Int/Div — Buy

Tessco Tech Inc (Com) — None — Buy

Tessco Tech Inc (Com) — Sold

Wellcare Health Plans Inc (Com) — None — Buy

Wellcare Health Plans Inc (Com) — Donated

Morgan Stanley Bank-(Savings) — Interest — Buy

Morgan Stanley Trust Bank-(Savings) — Interest — Buy

Highbridge Statistical Market Neutral Fd Select Sh — Int/Div — Buy

Highbridge Statistical Market Neutral Fd Select Sh — Sold

Atticus Global LP — Distribution — Buy — Note #

DLH Capital Partners LP — Distribution — Buy — Note # 1

Inavein LLC — None — Buy

Ironwood Management Partners Fund II LP — None — Buy

Ironwood Management Partners Fund II LP — Buy

KCM Alphan Only Fund LP — Distribution — Buy — Note #

Linx-Cimarron Energy Co-Invest, LLC — Interest — Buy

Linx-Cimarron Energy Co-Invest, LLC — Sale

Linx-McBride America Co-Invest, LLC — Interest — Buy

Linx-McBride America Co-Invest, LLC — Sale

MB Growth Partners II LP — None — Buy

Olympus Capital Asia III LP — None — Buy

The Optima Partners Focus Fund LLC — Distribution — Buy — Note #

RGI Co Investment Fund LP — None — Buy

RGI Partners Ltd — None — Buy

RGI Partners Ltd — Buy

SC Capital (P) LP — None — Buy

Sire Global Partners LP — Distribution — Buy — Note #

Sire Global Partners LP — None — Buy

Sire Global Partners LP — Buy

Sire Global Partners LP — Buy

Sire Global Partners LP — Buy

Sire Global Partners LP — None — Buy

Sire Global Partners LP — None — Buy

Unigo LLC — None — Buy

REN Private Investors LLC — None — Buy

REN Private Investors LLC — Sale

REN Private Investors LLC — Sale

Camulos Special Situations Fund LP — None — Buy

ICP D600B LLC-Preferred Equity — None — Buy

Wall Street Sources Inc(Com) — None — Buy

Navagate Inc (Promissory Note) — None — Buy

Omnilink Systems Inc (Ser B Preferred Stock) — None — Buy

American Home Food Products Inc (Com) — None — Buy

American Home Food Products Inc (Com) — Buy

IM Safer Inc-(Convertible Promissory Note) — None — Buy

Vanguard Prime Money Market FD(IRA) — Int/Div — Buy — Note # 6 ’

Vanguard Short Tern Inv Gr Inc (IRA) — Int/Div — Buy — Note # 6

Pend Vest LP — None — Buy

Pend Vest LP — Distribution — Buy — Note #

Pend Vest LP — Sale

Pend Vest LP — Sale

Pend Vest LP — Sale

Pend Vest LP — Buy

Pend Vest LP — Buy

Trustee, Foundation #1

Director, Music Bridges Internatinal Inc

Spouse's income — 2007 — Morgan Stanley & Co.-Deferred Compensation

Spouse's income — 2007 — Emmis Communications Corp -Director Fees

Spouse's income — 2007 — CSG Systems Inc-Director Fee

Spouse's income — 2007 — Linx Partners LLC- Director Fee

Spouse's income — 6.2007 — Kohl's Department Stores Inc-Director Fee

Spouse's income — 7.2007 — Northstar Realty Finance Corp -Director Fee

Spouse's income — Morgan Stanley Venture Investors III (IRA) — Capital Contribution

Spouse's income — Morgan Stanley Venture Investors II LP — Capital Contribution

Note #1

Explanation Re:Section VII Item #'

19,37,42,46,47,49,68,74,76,77,78,82,100,116,117,119,128,130,169,213,218,219,221,231,242,243,245,248,250,255,261,284,292,427,428,432,439,447,469

The income from investments in Limited partnerships usually contain more than one type of income. For income valuation purposes,the various amounts were

combined to determine the amount code in column B(1)The type of income in column B(2)is labeled "distribution", to denote more then one category of income

was contained in schedule K-1 received from the partnership.

Note # 2

Explanation Re:Section VII Item #'s 393,395,397,399,401,403,405,409,410

These securities were not purchased but were received from time to time as in-kind distributions from the various Limited Partnerships These securities are listed

as a "Distribution" in column D(1). The date in column D(2) is the effective date of the distribution. The Value in column D(3) is the distributees's pro rate share of

the total acquisition of the assets by the Limited Partnership, as reported by the General Partner.

Note #3

Explanation Re:Section VII Item # 45,72,73,112,113,114,115,248

The Limited Partnership distributed shares of securites that were purchased and held by the partnership, This information is noted as "Stock Distr"" in Column

D(1). The date the shares were distributed is listed in Column D(2). The value in column D(3) is the distributee's pro rata share of the total acqusition of the assets

by the Limited Partnership,as reported by the General Partner.

Note # 4

Explanation Re:Section VII Item #325,326,327,328,329,330,331,332,333,334,335,336,337,338,339,340,341,342,345

On May 25,2006, Judge McMahon's father died. Judge McMahon thereupon obtained a beneficial interest in the holdings of the

evocable

Trust,

Trustee. The disposition date of each reportable security in the Trust is noted. All securities remaining i

as of April 13,2007

were ro

_—

arital Trust in favor of Mr. McMahon's wife, whereupon Judge McMahon ceased to have a reportable beneficial interest in those securities.

Note # 5

iad Section VII Item #213,214,215,216,217

apital Partners Ltd is a Sub-chapter S corporation owned 100% by Judge McMahon's

he corportaion purchased various secuities during

2007 and are listed below the corporation The value of the securities and promissory note is included in the total indicated on line 253 Column C(1

-

Note # 6

Explanation Section VII Item # 40,466,467

The Quantum Fund (IRA) was liquidated and transferred to Vanguard Prime Money Market and Vanguard Short Term Inv Gr Inc.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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