Robert David Sack

JPMorgan Chase Accounts — Interest

JPMorgan US Govt Money Market Morgan Shares Accts. — Int/Div — buy

JPMorgan US Govt Money Market Morgan Shares Accts. — redemption

JPMorgan US Govt Money Market Morgan Shares Accts. — redemption

JPMorgan US Govt Money Market Morgan Shares Accts. — redemption

Unsecured loan to David W. McClintick — None

Dewey Ballantine Partnership Capital Account — None

GD&C 401(k): Dreyfus Treasury Cash Management-CL A — Interest

Oppenheimer Advantage Municipal Liquidity Fund — Int/Div

Boeing Co. Common Stock — Int/Div

Blackrock New York Insured Municipal Income Trust III — Int/Div

Van Kampen Trust for Invt. Grade NY Municipals — Int/Div

Oppenheimer NY Municipal Fund Cl A — Int/Div

JPMorgan Chase Traditional IRA — Interest

Northwestern Mutual Life Insurance Policy — Int/Div

Guardian Life Insurance Policy — Int/Div

Massachusetts Mutual Life Insurance Policy — Int/Div

Morgan Stanley Bank Deposit Program (X) — Int/Div

Morgan Stanley MTA 5.35 Zero Coupon Bond due 7/1/12 — Int/Div

MS New York Genl Oblig Ref Ser-C due 4/15/13 — Int/Div — buy

MSNYS DA SECD Hosp Interfaith Med Bond 5.25 due 2/15/14 — Interest

Morgan Stanley LIPA 5.60 Zero Coupon Bond due 6/1/14 — Int/Div

Morgan Stanley Fed Home Ln Mtg Med Tm N 4% 10/15/10 — Interest

Morgan Stanley Fed Hm Ln Bk 4% 3/24/11 — Interest

Morgan Stanley FHLB 5.050% due 2/14/13 — Interest

Morgan Stanley FHL Mtg Corp Med Term N 5% due 9/15/15 — Interest

MS Fed Home Ln Mtg Corp Med Term N 5% due 9/15/16 — Interest — buy

Morgan Stanley Global Dividend Growth Sec A — Int/Div

Morgan Stanley Special Growth Fund B — Int/Div

Morgan Stanley Special Value Fund A — Int/Div

Morgan Stanley Special Growth Fund A — Int/Div

MS Focus Growth Fd B (X) — Int/Div

Morgan Stanley Global Advantage Fund A x) — Int/Div — sell

Morgan Stanley Franklin NY Tax Free Inc B — Int/Div

Morgan Stanley Oppen. AMT Free NY Municipal Fd B — Int/Div

Fiduciary Holdings (SS) — Int/Div

Morgan Stanley Bank Deposit Program (X)

Morgan Stanley MTA NY Transit Zero Coupon Bond due 7/1/13 — sell

Morgan Stanley Franklin NY Tax Free Inc B

Morgan Stanley Oppen. AMT Free NY Municipal Fund B

State Street Bank Manhattan Fund — None

Neuberger Berman IRA (X) — Distribution

Artisan Mid-Cap — redemption

Artisan Sm Cap — redemption

EVLgCap ValA — redemption

Hotchis Wiley Small Cap — redemption

Janus Mid Cap Val — redemption

Cash Reserves Inv — redemption

Neuberger High Inc — redemption

T. Rowe Gwth Stk Adv — redemption

West Asset Core Plus — redemption

WImBIrintl GroN — redemption

MS Commack UFSD BE 4000 19Nvl15 (AH) (X) — Interest — buy

MS Commack UFSD BE 4000 19Nvl15 (AH) (X) — sell

MS Pioneer Amt Free Muni A (AH) (X) — Int/Div — buy

MS Pioneer Amt Free Muni A (AH) (X) — buy

MSE V Amt Free Muni Bond A (AH) (X) — Int/Div — buy

MSE V Amt Free Muni Bond A (AH) (X) — buy

MS Phoenix Insight Tax Exempt Bd A (AH) (X) — Int/Div — buy

MS Oppenheimer Amt-Free NY Mun A (AH) (X) — Int/Div — buy

MS American Tax-Exempt Bd Fd A (AH) ®) ; — Int/Div — buy

MS American Tax-Exempt Bd Fd A (AH) ®) ; — buy

WRH Trust — Interest

Citibank NA Bank Deposit Program (X) — distributed

RHH Trust (X) — Int/Div — acquired

Citigroup Bank Deposit Account (X)

AGL Resources Inc. (X) — sell — Loss.

Allegheny Energy Inc. (X) — sell — Loss.

American Intl Group Inc. (X) — sell

BP PLC Spons Adr (X) — sell — Loss.

Coca-Cola Co. (X) — sell — Loss.

Walt Disney Co. (X) — sell — Loss.

Edison International (X) — sell — Loss

1838 Bond Debenture Trading FD (X) — sell — Loss.

General Electric Co. (X) — sell

General Electric Capital Corp. Med Term Note due 6/15/09(X) — sell

Microsoft Corp (X) — sell

Wyeth (X) — sell

Director, William F. Kerby and Robert S. Potter Fund

Lecturerin Law, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Agreement — 9/3/98 — Practising Law Institute and Robert D. Sack, publication of 3rd edition of treatise on defamation law; royalty 15% of net receipts

Agreement — 1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement between Gibson Dunn & Crutcher LLP and Robert D. Sack; Terms: $6,000 per month, no increase, decrease or cap

Liability — Citibank Aadvantage — Credit Card

Liability — Citibank Aadvantage — Credit Card

Liability — Chase Visa — Credit Card

Reimbursement — The Aspen Institute — 3/31-4/2/2006, Judicial Seminar, Maryland (Transportation, Lodging, Meals)

Income — 2006 — Practising Law Institute Book Royalties — $14,125.61 .

Income — 2006 — Lecturer in Law, Columbia Law School — $7,500

Spouse's income — 2006 — Dewey Ballantine Partnership Distribution

Spouse's income — 2006 — West Services Inc

Spouse's income — 2006 — Social Security Disability Benefit

Spouse's income — 2006 — Northwestern Mutual Disability Payments

Lines 18 and 37 on this 2006 Report, Morgan Stanley Bank Deposit Program, represent funds held in the Morgan Stanley Active Assets Money Trust in 2005. The

Active Assets Money Trust is no longer reportable.

Line 32 on this 2006 Report, MS Focus Growth Fund B, was called Morgan Stanley American Opportunities B on the 2005 Report.

Line 33 on this 2006 Report, Morgan Stanley Global Advantage Fund A experienced a class exchange on 2/27. It was 5 called Global Advanage F und B, Line 27

on the 2005 Report.

On the 2005 Report, Lines 32 (JP Morgan Chase Accounts), 34 (MS Intl Bk for Recon & Dev Zero Coupon due 2/15/14 (1S)), 35 MSE Dividend Growth Securities

Fund (JS)), Lines 43 through 45 (Neuberger Berman holdings), Line 46 (Phoenix Life Insurance Policy), and Lines 47 and 48 (Dean Witter holdings) that were

part of the fiduciary holdings, are no longer part of the fiduciary holdings and so they are not reported on this 2006 Report. Another party now v has control of these

assets.

~

Line 96 and 97 on the 2005 report, Citibank NA Bank Deposit Program (Line 65 on this 2006 Report) and Blackrock Mun Target Tr were part of the WHR Trust,

but they were not reported that way on the 2005 report. This is corrected on this 2006 report, but note that Blackrock Mun Tarost Tey was sold and distributed i in

2005 and so it does not appear on this 2006 Report.

Lines 42 through 52 on this 2006 Report, Neuberger Berman IRA, was transferred to Morgan Sunley (Lines 53 rough 63). No actual 0 or taxable distribution

occurred.

2

»

The stocks in th

Trust were distributed in 2004 and 2005 but the distributions were inadvertently omitted from the 2004 and 2005 Reports. The original

acquisition of General Electric and Wyeth stocks were sold on May 24, 2004, and their proceeds partial

ly distributed in 2004. A later acquisition of General

Electric (Line 87 on the 2005 Report) and Wyeth (Line 88 on the 2005 Report),

from another

ceived into the

Trust in July 2004, was

Trust in 2005. The stocks distribut

--

distributed along with the other stocks in th

mn 2005 are AGL Resources Inc. (Line 92 on 2005 Report), Edison

International (Line 93 on the 2005 Report), Allegheny Energy Inc. (Line 94 on the 2005 Report), 1838 Bond Debenture Trading Fd (Line 91 on the 2005 Report)

General Electric Co. (Line 87 on the 2005 Report), Wyeth (Line 88 on the 2005 Report), and Citigroup SB Money Market (Line 95 on the 2005 Report)

Blackrock Mun Target Tr, as noted on the 2005 Report, was sold and distributed. Since these Sek were not part of th

Trust at all in 2006, they are not

listed on this 2006 Report.

The Ws (Lines 66 through 79) represents aR was aquired, all non: and assets sold, and the proceeds substantially distributed in 2006

¥

A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC)). The worth of that claim cannot be determined at this time

In 2006. Wl :'s0 received Non-Investment Inceme as disability payments from Mass Mutual reportable under Part III-B

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