Neil Vincent Wake

MS Charter Campbell LP — None

MS CharterMSFCM LP — None

MS Charter Grahan LP — None

IRA #3 — Int/Div

Morgan StanleyLiquid Asset Fund (MM) — Int/Div

MS Global Dividend Grwth Sec B (Mut Fd) — Int/Div — Sell

MS Pacific Growth Fund B (Mut Fd) — Int/Div — Sell

Templeton Global SM Co Gr Fd A (Mut Fd) ' — Int/Div — Sell

Morgan Stanley Bank — Interest — Sell

MS Charter Aspect LP — None — Buy

MS Charter Graham — None — Buy

MS Charter WCM LP — None — Buy

UTMA Acct#2 — Int/Div — closed

Liquid Asset Fund (MM) — Int/Div — Sell

SEI International Fixed Income Fund (Mut Fd) — Int/Div

SEI High Yield Bond Fund (Mut Fd) — Int/Div

SEI Emerging Markets Debt Fund (Mut Fd) — Int/Div

SEI Intemational Equity Fund (Mut Fd) — Int/Div

SEI Emerging Markets Equity Fund — Int/Div — part

Broadridge Finl Sol Inc (common) stock div unknown before — Int/Div — Sell

Brokerage Acct #4

SEI Tax-Mgd Large Cap Fund (Mt Fd) — Int/Div — part

SEI Small Cap Value Fund (Mut Fd) — Int/Div

SEI Small Cap Growth Fund (Mut Fd) — Int/Div

SEI Intermediate-Term Municipal Fund (Mut Fd) — Int/Div

SEl International Fixed Income Fund (Mut Fd) — Int/Div

SEI Emerging Markets Debt Fund (Mut Fd) — Int/Div

SEI High Yield Bond Fund (Mut Fd) — Int/Div

SEI International Equity Fund (Mut Fd) — Int/Div — part

SEI Large Cap Value Fund (Mut Fd) — Int/Div

SEI Small Cap Value Fund (Mut Fd) — Int/Div

SEI Small Cap Growth Fund (Mut Fd) — Int/Div

Medtronic Inc common stock — Int/Div

Microsoft Corp common stock — None

Verizon Communications common stock — Int/Div

SEI International Equity Fund (Mut Fd) — Int/Div — part

SEI Emerging Markets Equity Fund (Mut Fd) — Int/Div

SEI Core Fixed Incom Fund (Mut Fd) — Int/Div

SEI International Fixed Income Fund (Mut Fd) — Int/Div

SEI High Yield Bond Fund (Mut Fd) — Int/Div

SEI Emerging Markets Debt Fund (Mut Fd) — Int/Div

SEI Prime Obligation Fund (Money Market) — Int/Div — part

SEI Prime Obligation Fund (Money Market) — part

SEI Prime Obligation Fund (Money Market) — part

SEIPrime Obligation Fund (Money Market) — part

Trust # 4 (beneficiaries) (trust terminated in 11-15)

SEI Tax-Mgd Large Cap Fund (Mut Fd) — Sell

General Electric Co common stock — Int/Div — Sell

Medtronic Inc common stock — Int/Div — Sell

SEI Small Cap Growth Fund (Mut Fd) — Sell

SEI Small Cap Value Fund (Mut Fd) — Sell

Microsoft Corp common stock — Sell

SEI Intermediate-Term Municipal Fund (Mut Fd) — Sell

SEI International Fixed Income Fund (Mut Fd) — Sell

SEI High Yield Bond Fund (Mut Fd) — Int/Div — Sell

SEI Emerging Markets Debt Fund (Mut Fd) — Int/Div — Sell

SEI International Equity Fund (Mut Fd) — Int/Div — Sell

SEI Emerging Markets Equity Fund (Mut Fd) — Sell

American Gr Fd of America F Prospectus — Int/Div — part

MSIF TR Real Estate Port A — Int/Div — Sell

MSIF TR Large Cap Growth Port A (formerly Equity Growth) — Int/Div — part

MSIF TR US Small Cap Val Int — Int/Div — part

BROKERAGE ACCT # 7 (account closed ix 2007)

Cisco Systems Inc (common) (transferred to bkrg acct # 4) — None

Callon Petroleum Co (common) (X) — None

BROKERAGE ACCT #8

Morgan Stanley Bank (transfer from other acct) — Interest

AZ Hith Facs Auth Rv Bannerr Hith-E W/7 — Interest — Buy

AZ Hith Facs Auth RvBannerr Hlth-F w/7 — Interest — Buy

AZ Hith Facs Auth Rv Bannerr Hlth-F W/7 — part

BROKERAGE ACCT #9

MSIF Active Intl Allocat A — Int/Div — Buy

MSIF Active Intl Allocat A — None — Buy

MSIF Intl Magnum A — Int/Div — Buy

MSIF Intl Magnum A — None — Buy

MSIF Intl Magnum A — Buy

MSIF TR Mid Cap Growth INST — Int/Div — Buy

MSIF US Large Cap Growth Port A — Int/Div — Buy

MSIF US Large Cap Growth Port A — Int/Div — Buy

MSIF TR US SMall Cap Val. Inst. — Int/Div — Buy

MSIF TR US SMall Cap Val. Inst. — Int/Div — Buy

MS Small-Mid Spec. Value Fund D — Int/Div — Buy

MS Small-Mid Spec. Value Fund D — Int/Div — Buy

IRA#7

MS Liquid Asset Fd — Int/Div — Buy

Jennison Small Co A — Int/Div — Buy

Mainstay Hi Y1d Corp Bond A — Int/Div — Buy

RS Partners A — Int/Div — Buy

MFS Research Intl A — Int/Div — Buy

Lazard Emerging Markets I — Int/Div — Buy

MSIF TR US Small Cap Val. Inst — None — Buy

Am Growth Fd of Amer F — Int/Div — Buy

JP Morgan Mid Cap Value A — Int/Div — Buy

Alliance Bernstein Intl Value A — Int/Div — Buy

TCW Divident Focused N — Int/Div — Buy

Blackrock US Opportunities SVC — None — Buy

Trustee (resigned), Trust #1

Trustee (resigned), Trust #2

Trustee (resigned), Trust #3 ———————————————— eee

Trustee, Law Offices of Neil Vincent Wake Money Purchase Plan (I am sole beneficiary)

Spouse's income — 2007 — Self-employed attorney and mediator

Spouse's income — George Mason Univ. Law and Economics Center