Marjorie O. Rendell

IRA #1 — Int/Div

Artio Int'l Equity Fund — Sold

Baron Growth — Buy

BlackRock Low Duration Bd

Brandywine

DFA Intl Value — Buy (add'l)

DFA US Large Cap Value

DFA U.S. Micro Cap — Buy (add'l)

DFA US Small Cap Value

Federated 1-3 year US Gov't Sec — Sold

Federated Gov. Ultrashort Duration — Buy

First Eagle Overseas

Hotchkis & Wiley Large Cap Value

Hotchkis & Wiley Mid-Cap Value — Sold (part)

Janus Fund

Janus Overseas Fund

Metropolitan West Total Return — Buy (add'l)

Morgan Stanley Inst Emerging Markets

Morgan Stanley Inst Intemational Equity

Royce Opportunity

Royce Value Plus

Schwab Adv Cash Reserv Prem & Cash

Thomburg Intl Value

Tumer Small Cap Equity I — Sold

Westcore Intl Frontier

Westcore Mid-Cap Opportunity

Westcore Mido Growth

William Blair International Growth — Buy

William Blair Lg Cap Growth

William Blair Intl Smil Cap Growth

IRA#2 — Int/Div

FirstEagle Global Class I

Perkins Mid Cap Value — Buy

Schwab Adv Cash Reserv Prem & Cash

Thornberg Value Fund — Sold

William Blair Growth

JRA #3 — Int/Div

Artio Int'l Equity Fund — Sold

Baron Growth — Buy

DFA Emerging Markets Core Equity

DFA Intl Value

Federated 1-3 Yr. U.S. Gov't Sec — Sold

Federated Gov Ultrashort Duration — Buy

Hotchkis & Wiley Large Cap Value

Janus Overseas — Buy

Metropolitan West Total Return

Royce Opportunity Fund

Royce Value Plus

Schwab Adv Cash Reserv Prem & Cash

Third Ave Intl Value

Turner Small Cap Equity — Sold

Westcore Mid Cap Opportunity

Westcore Midco Growth

IRA #4 — Int/Div

Brandywine Fund

Dodge & Cox stock

Morgan Stanley Int'l Equity

Schwab Adv Cash Reserv Prem & Cash

Baron Growth — None — art)

Coca Cola — Int/Div

DFA Emerging Markets Core Equity — Int/Div — Sold (part)

DFA Short Term Muni Bond I — Int/Div

DFA Tax Managed Intl Value — Int/Div

DFA Tax Mgd US Targeted Value — Int/Div

DFA US Micro Cap — Int/Div

Dodge & Cox Stock — Int/Div — Sold (part)

Federal Nat'l Mortgage Assoc — None

Federal Nat'l Mortgage Assoc — Sold (part)

General Electric - common stock — Int/Div

GlaxoSmithKline — Int/Div

Hotchkis & Wiley Large Cap Value — Int/Div — Buy (add'l)

Hotchkis & Wiley Mid Cap Value — Int/Div — Buy (add'l)

Janus Fund — Int/Div

Janus Mid Cap Value — Int/Div — Sold

Janus Overseas Fund — Int/Div

McDonalds Corp. — Int/Div

Morgan Stanley Int'l Equity — Int/Div

Royce Opportunity Fund — None

Schwab Money Market & Cash — Int/Div

Sound Shore — Int/Div — Sold (part)

Third Avenue Intl Value — Int/Div — Buy (add'l)

Thornburg Limited Term Muni — Int/Div — Buy

Turner Core Growth — Int/Div

Tumer Small Cap Equity — None — Buy

Tumer Small Cap Equity — Sold

Westcore Intl Frontier Fund — Int/Div

Westcore Midco Growth — None

William Blair Large Cap Growth — Int/Div

William Blair Mid Cap — None

William Blair Small Cap — None — Buy

State Street Institutional Reserve — Int/Div — Sold (part)

State Street Institutional Reserve — Distributed

Member, Board of Directors, Avenue of the Arts, Inc

Director, Regional Performing Arts Center

Member, Board of Overseers, School of Nursing, University of Pennsylvania

Executnx, Estate of Gerry Harkavy

Gift — Philadelphia Orchestra — Academy Ball tickets — $800.00

Liability — Cape Savings Bank, Cape May, NJ — Mortgage on rental property

Reimbursement — Jack Miller Center — 5/13/10 — Chicago, IL — Symposium for Civic Education — Travel

Reimbursement — American Bar Assoc — 08/06/10-08/08/10 — San Francisco, CA — Annual meeting, Panal on Civic Education — Travel, lodging

Income — 07/15/10 — Fee as Executrix of Estate of Gerry Harkavy — $3,500.00

Spouse's income — 2010 — Philadelphia Sports Media L.P. - TV Sports Commentator

Spouse's income — 2010 — Commonwealth of Pennsylvania - earnings for services as Governor

Spouse's income — 2010 — City of Philadelphia - pension

Spouse's income — 2010 — University of Pennsylvania - Instructor

Part IV. REIMBURSEMENTS

As First Lady of the Commonwealth of Pennsylvania, I have founded the Pennsylvania Coalition for Representative Democracy (PennCORD), which is committed

to improving civic learning for students in grades K-12. The other founding partners of the coalition include the Pennsylvania Department of Education, the

Pennsylvania Bar Association, and the National Constitution Center. Travel in and around Pennsylvania for PennCORD is paid for by the Commonwealth or

PennCORD; transportation is via state owned car, bus, or plane.

Part VII. INVESTMENTS AND TRUSTS

The item listed in Section VII, on line 116, is an investment asset of the Estate of Gerry Harkavy, Deceased, of which I am the Executrix. Funds were distributed to

the beneficiaries on 7/15 and 9/15, and estate was closed in 2010.