Katharine Sweeney Hayden

BROKERAGE ACCOUNT #1

Aegon N V-ADR Amer Reg-ADR Common Stock — Int/Div — Sell

Alcoa Inc. Comon Stock — Int/Div

Arbor Realty Trust Inc. Common Stock — Int/Div

Cabela's Inc. Class A Common Stock — Mone

Consolidated Edison Inc. Common Stock — Int/Div

Duke Energy Corp. (Holding Company) Common Stock — Int/Div — Note in Part VIII

Encana Corp-Cad Cormimon Stock — Int/Div

Enterprise Prods Partners LP Common Stock — Royalty — Buy

GlaxoSmithKline PI.CC SP ADR Common Stock — Int/Div

JP Morgan Chase & Co. Common Stock — Int/Div

Kerr McGee Corp. Common Stock — Int/Div — Sell

Kimberly Clark Corp. Common Stock — Int/Div

Mulan Laboratories Inc. Common Stock — Int/Div — Sell

Nokia Corp. Sponsored ADR Common Stock — Int/Div

Peni Ti, Connon Stock — Int/Div — Buy

Pfizer Inc. Common Stock — Int/Div — Buy

Sasol Ltd., Spons. ADR Common Stock — Int/Div

Symbol Technologies Inc. Common Stock — Int/Div — Sell

Walt Disney Co. Common Stock — Int/Div

Wyeth Common Stock — Int/Div

Van Kampen Sr Incm TR SER W Taxable AUCT CUM PFD SHS — Int/Div

Van Kampen Sr Incm TR SER F AUCT RT CUM PFD SHS — Int/Div

ABN AMRO Hidg Nv Spon Adr Common Stock — None — Sell

Altria Group Inc. Common Stock — Int/Div — Buy

Altria Group Inc. Common Stock — Buv

Amencan Financial Realty Tr Common Stock — None — Sell

AT&T Ine. Common Stock — Int/Div — Buy

Chesapeake Energy Corp. Common Stock — Int/Div — i Hl

Citibank NA Bank Deposit Program — Interest

Goodrich Corp. Common Stock — Int/Div — Sell

Honeywell Intl Inc. Comunon Stock — Int/Div — Buy

Kayne Anderson Mp Invt Co. Ser A Bond — Interest

Kayne Anderson Mlp Invi. Co. Ser B Bond — Interest

Lyondell Chemical Co. Common Stock — Int/Div — Sell

Microsoft Corp Common Stock — Int/Div — Buy

Mitsubishi UFJ Financial Group Inc. ADR Common Stock — Int/Div

Montpelier RE Holdings Ltd. Common Stock — Int/Div

Procter & Gamble Co. Common Stock — Int/Div — Buy

Procter & Gamble Co. Common Stock — Sell

San Diego Calif PIT Auth Lse Rv Jack Murphy Bond — Interest — Sell

Sara Lee Corp. Common Stock — Int/Div

Sears Holding Corp. Common Stock — Nene

Wal-Mart Stores Inc. Common Stock — Int/Div

53. -American Intl Group Inc. Common Stock — Int/Div — Buy

Bristol-Myers Squibb Co. Common Stock — Int/Div — Buy

Citibank NA South Dakota Bank Deposit Program — Interest — Buy — Note in Part VII

CVS Corp. Common Stock — Int/Div — Buy

Foster Wheeler LTD Bermuda Common Stock — None — Buy

Hanesbrands Inc. Common Stock — None — Sell — Note in Part VIII

Hitachi LTD-ADR Common Stock — None — Buy

L-1 Identity Solutions Inc. Common Steck — None — Buy

Marvell Tec hnology Group LTD-LISD Common Stock — None — Buy

Patterson UTI Energy Inc. Cemmon Stock — Int/Div — Buy

WM Wrigley Jr Co. Cemmon Stock — Int/Div — Buy

WM Wrigley Jr Co. Cemmon Stock — Sell

BROKERAGE ACCOUNT #2

Fidelity Investments Meney Market Acceunt — Int/Div

BROKERAGE ACCOUNT #3

Smith Bamey FMA Account — Interest

IRA/401IK ACCOUNTS

IRA Franklin Templeton Mutual Shares Fund Class A — Int/Div

IRA Smith Bamey Money Funds Inc. Clase F — Interest

IRA Smith Barney Money Funds Class A — Interest

IRA Smith Bamey (formerly 401K Fidelity Investments) — Interest — Note in Part VII

Guardian Whole Life — Int/Div

Adjunct Professor, Seton Hall University School of Law

Faculty, National Institute for Trial Advocacy (NITA)

Board of Direclers, Federal Judges Asseciation

Reimbursement — National Institute of Trial Advocace — Faculty for Senunar on Summary Judgmer

Reimbursement — Federal Judge Associalion — FIA Board of Directors Meeting ( Transportation, Meals

Income — 2006 — Seton Hall University School of Law, Adjunct Professor - Spring Term — $ 6,000.04)

Part VII-Line 7-Duke Energy Corp. became Duke Energy Corp (Holding Company).

Part VII-Line 57-Citibank NA South Dakota Deposit Program 1s a sweep money market bank account.

Part VII-Line 61-Due to a spinoff on 9/11, Sara Lee Corp. spun off to shareholdier 56 shares of Hanesbrands Inc. common stock

Part VII-Line 82-In September, managment of the Fidelity Investments 401K aecount was transferred to Smith Bamey.