William Odis Bertelsman

Victory Gradison Government Reserve — Int/Div

Dreyfus Municipal Bond Fund — Interest

Dreyfus Intermediate Municipal Bond Fund — Interest

Goldline (formerly Dreyfus Gold Fund) — None

Legg Mason Europe Fund (stock) — Int/Div

U.S. Bank, Fort Thomas, KY — Interest

Dreyfus Short Intermedidate Municipal B ond Fund — Interest

Dupree, Kentucky- Short/Med. Fund — Interest

Dupree, Kentucky - Tax Free Fund — Interest

11H} Undeveloped Lots in Charlotte Co., Flo rida — None — Value-Assessed @$25,000

Fifth Third Bank (Account) — Interest

Fifth Third Bank, Fort Thomas, KY (Comm on Shares) — Int/Div — Sold (part)

Victory Established Value Fund G — Int/Div

Dreyfus Growth & Income Fund — Int/Div

Bank of Kentucky (Account) — Interest

Procter & Gamble - Common stock — Int/Div

Citizens Bank of Campbell Co., Kentucky (Accounts) — Interest — Sold

Victory Small Company Fund — Int/Div

NCR Corp. (common stock) — None

Pomeroy IT Solutions Res. (Common stock) — None — Pomeroy C omputer

BankAmerica Corp. (common stock) — Int/Div

Bank of Kentucky (Account) — Interest

United States Savings Bonds (I) — Interest

Conagra Foods, Ino. — Int/Div

Sherwin Wilkhams — Int/Div

Tyco Intemational Ltd. — Int/Div

DWS Dreman High Return Fund — Int/Div

Russell County, KY Hospital — Interest

American Express Co — Int/Div

Kroger Co — Int/Div

Harlan County, KY Health Care Facs Laurel Project — Interest

Eastern KY Univ. Revs. Sys (Due 2/1/09) — Interest

Victory Stock Index Fund (Account) — Int/Div — Sold

Barbourville, KY EDK Bldg Rev (Union Co lege) — Interest

JM. Smucker Co. — Int/Div

Comcast Corp. Class A — Int/Div

Ky Education Savings Plan 529 Trust #1 — Interest

Ky Education Savings Plan 529 Trust #2 — Interest

Michigan Education Savings Program #2 — Interest

Michigan Education Savings Program #3 — Interest

Ky Education Savings Plan 529 Trust #4 — Interest

Michigan Education Savings Program #4 — Interest

Ky Education Savings Plan 529 Trust #5 — Interest

Michigan Education Savings Program #5 — Interest

Ky Education Savings Plan 529 Trust #6 — Interest

Michigan Education Savings Program #6 — Interest

Allstate Corp — Int/Div — Sold

BP PLC — Int/Div

Chevron-Texaco Corp. — Int/Div

Duke Energy — Int/Div

Clorox Co — Int/Div

Conoco Phillips — Int/Div

Ezxon Mobil Comp. — Int/Div

General Mills, Inc — Int/Div

Pepsico, Inc — Int/Div

Procter & Gamble Co. — Int/Div — Sold (part)

Southem Co. — Int/Div

Sunoco, Inc — Int/Div

Wachovia Corp. — Int/Div — Sold

Whirlpool Corp. — Int/Div — Sold

Wisconsin Energy Corp. — Int/Div

Yum Brands, Inc — Int/Div

U.S. Savings Bonds (H) — Interest

Michigan Education Savings Program #7 — Interest

Michigan Education Savings Program #8 — Interest

Michigan Education Savings Program #9 — Interest

Kentucky State Turnpike Authority Bond — Interest

Ameriprise Fin. Inc. — Int/Div

Cambpell County, KY Campbell Co., Ky. P ub. Project — Interest — Sold

Peabody Energy Group — Interest

No. KY Water District — Interest — Sold

KY Interlocal School School Trans — Interest — Redeemed

KY Asset/Liability Commission — Interest — Redeemed

KY Economic Development Finance Auth ority — Interest — Sold

KY Interlocal School (due 3/1/11) — Interest

American High Income Trust — Interest

American High Income Trust — Interest — Sold

Tronox Incorporated — Int/Div — Sold

Edmonson Co., KY School Dist.Bldg.Rev — Interest

Middlesboro, KY School Bldg. Rev — Interest

Hart Co., KY Public Property — Interest

Louisville & Jefferson Co. Metro Gov't Hea 1th — Interest — Redeemed

Bowling Green, KY Independent (due 5/1/ 13) — Interest

Broadnidge Financial Solutions — Int/Div

Covidien Ltd. — Int/Div

Western Union Co. — Int/Div

Patriot Coal Co. — Int/Div

Teradata Corp. — Int/Div

Spectra Energy — Int/Div — from line 46)

Jefferson, Ky SD Fin. Crp. — Interest — Buy

Kentucky St. Prop & Bldgs (due 8/1/25) — Interest — Buy

Highlands Ranch Met. Dist. (due 12/1/15) — Interest — Buy

Ky. State Tumpike Authority (due 7/1/16) — Interest — Buy

New York, NY (due 8/1/16) — Interest — Buy

Hopkins Mn. Indpt. School (due 12/1/17) — Interest — Buy

Arizona Sch. Facs. Brd. (due 9/1/17) — Interest — Buy

California St. (due 8/1/18) — Interest — Buy

Oklahoma Dept. Trans. Rev. (due 9/1/08) — Interest — Buy

Puerto Rico Hsg. Fin. Auth. (due 12/1/18) — Interest — Buy

Bowling Green, KY Proj. (due 6/1/20) — Interest — Buy

Bowling Green, KY Proj. (due 6/1/20) — Int/Div — Buy (add'l)

Bowling Green, KY Proj. (due 6/1/20) — Int/Div — Sold

American Euro Pacific Growth Fund CI F — Int/Div — Buy

American Euro Pacific Growth Fund CI F — Int/Div — Buy (add'l)

American Euro Pacific Growth Fund CI F — Int/Div — Buy (add'l)

American Euro Pacific Growth Fund CI F — Int/Div — Sold

Ivy Asset Strategy Fund C1 Y — Int/Div — Buy

Ivy Asset Strategy Fund C1 Y — Int/Div — Buy (add'l)

Ivy Asset Strategy Fund C1 Y — Int/Div — Sold (part)

Ivy Asset Strategy Fund C1 Y — Int/Div — Buy (add'l)

Blackrock Global Allocation Fund — Int/Div — Buy

Blackrock Global Allocation Fund — Int/Div — Buy (add'l)

Blackrock Global Allocation Fund — Int/Div — Sold (part)

IShares DJ US Telecomm Sector Index Fund — Int/Div — Buy

IShares DJ US Telecomm Sector Index Fund — Int/Div — Buy (add'l)

IShares DJ US Telecomm Sector Index Fund — Int/Div — Buy (add'l)

IShares DJ US Telecomm Sector Index Fund — Int/Div — Sold

1Shares NASDAQ Bio Technology Index Fd. — Int/Div — Buy

1Shares NASDAQ Bio Technology Index Fd. — Int/Div — Buy (add'l)

1Shares NASDAQ Bio Technology Index Fd. — Int/Div — Sold

Shares MSC1 EAFE Index Fund — Int/Div — Buy

Shares MSC1 EAFE Index Fund — Int/Div — Buy (add'l)

Shares MSC1 EAFE Index Fund — Int/Div — Buy (add'l)

Shares MSC1 EAFE Index Fund — Int/Div — Sold (part)

IShares IBOXX Invt Grade Corp Bd Fund — Int/Div — Buy

IShares IBOXX Invt Grade Corp Bd Fund — Int/Div — Sold (part)

IShares IBOXX Invt Grade Corp Bd Fund — Int/Div — Sold

1Shares Barclay's 1-3 yr Treas. Index Fund — Int/Div — Buy

1Shares Barclay's 1-3 yr Treas. Index Fund — Int/Div — Sold (part)

1Shares Barclay's 1-3 yr Treas. Index Fund — Int/Div — Buy (add'l)

1Shares Barclay's 20+ yr Treas. Index Fund — Int/Div — Buy

1Shares Barclay's 20+ yr Treas. Index Fund — Int/Div — Sold (part)

1Shares Barclay's 20+ yr Treas. Index Fund — Int/Div — Sold

IShares Barclay's US Aggregate Bd Fund — Int/Div — Buy

IShares Barclay's US Aggregate Bd Fund — Int/Div — Buy (add'l)

IShares Barclay's US Aggregate Bd Fund — Int/Div — Sold (part)

IShares Barclay's US Aggregate Bd Fund — Int/Div — Sold

IShares Trust Lehman US Treas. Inflation — Int/Div — Buy

IShares Trust Lehman US Treas. Inflation — Int/Div — Sold (part)

IShares Trust Lehman US Treas. Inflation — Int/Div — Sold

IShares Tr Dow Jones US Tech Sector Index — Int/Div — Buy

IShares Tr Dow Jones US Tech Sector Index — Int/Div — Buy (add'l)

IShares Tr Dow Jones US Tech Sector Index — Int/Div — Buy (add'l)

IShares Tr Dow Jones US Tech Sector Index — Int/Div — Sold

Materials Select Sector SPDR Fund — Int/Div — Buy

Materials Select Sector SPDR Fund — Int/Div — Buy (add'l)

Materials Select Sector SPDR Fund — Int/Div — Buy (add'l)

Materials Select Sector SPDR Fund — Int/Div — Sold

Healthcare Select SPDR — Int/Div — Buy

Healthcare Select SPDR — Int/Div — Buy (add'l)

Healthcare Select SPDR — Int/Div — Sold (part)

Sector SPDR Consumers STPL — Int/Div — Buy

Sector SPDR Consumers STPL — Int/Div — Sold (part)

Sector SPDR Consumers STPL — Int/Div — Buy (add'l)

Consumers Discretionary SPDR — Int/Div — Buy

Consumers Discretionary SPDR — Int/Div — Buy (add'l)

Consumers Discretionary SPDR — Int/Div — Buy (add'l)

Consumers Discretionary SPDR — Int/Div — Sold

Sector SPDR Energy — Int/Div — Buy

Sector SPDR Energy — Int/Div — Buy (add'l)

Sector SPDR Energy — Int/Div — Buy (add'l)

Sector SPDR Energy — Int/Div — Sold

Sector SPDR Financial — Int/Div — Buy

Sector SPDR Financial — Int/Div — Buy (add'l)

Sector SPDR Financial — Int/Div — Buy (add'l)

Sector SPDR Financial — Int/Div — Sold

Sector SPDR Industnal — Int/Div — Buy

Sector SPDR Industnal — Int/Div — Buy (add'l)

Sector SPDR Industnal — Int/Div — Buy (add'l)

Sector SPDR Industnal — Int/Div — Sold

PIMCO Total Return Fd Cl A — Int/Div — Buy

PIMCO Total Return Fd Cl A — Int/Div — Sold

Alliance Bernstein Bal. Wealth Strategy — Int/Div — Buy

Alliance Bemnstein — Int/Div — Buy

Loomis Sayles Growth Fund Cl Y — Int/Div — Buy

Loomis Sayles Value Fund Cl Y — Int/Div — Buy

Loomis Sayles Global Mkts FACl Y — Int/Div — Buy

Loomis Sayles Strategic Inc Fd Cl Y — Int/Div — Buy

Blackrock Nat'l A Div Municipal Fund — Int/Div — Buy

Elements - Rogers Tr. A Div — Int/Div — Buy

IShares MSCI Emerging Mkts Fd — Int/Div — Buy

Vanguard Small Cap — Int/Div — Buy

Shares FTSE XinHua China — Int/Div — Buy

PowerShares Global — Int/Div — Buy

SPDR Ser Tr — Int/Div — Buy

IShares IBOXXS High Yield Corp Bd Fund — Int/Div — Buy

IShares TR S and P Nat'l Mun Bd Fd — Int/Div — Buy

PowerShares VRDO Tax Free — Int/Div — Buy

PowerShares Global Exch Traded Fund — Int/Div — Buy

Sector SPDR Utilities — Int/Div — Buy

SPDR Gold Trust — Int/Div — Buy

Nuveen High Yield Muni Bond Fd C1 A — Int/Div — Buy

JP Morgan Int'l Value Fund Cl A — Int/Div — Buy

Aberdeen Equity Long Short Fd Cl A — Int/Div — Buy

Janus Adviser Forty Fund Cl A — Int/Div — Buy

JP Morgan Highbridge Stat Mkt Neutral Fd — Int/Div — Buy

Touchstone Large Cap Growth Fund CI A — Int/Div — Buy

Nuveen Rittenhouse Growth Fund — Int/Div — Buy

Alliance Bemstein Muni Inc Fund — Int/Div — Buy

Alliance Bernstein Global Bond Fund — Int/Div — Buy

Endowment Fund — Int/Div — Buy

Citizens Bank of No. Ky (CD) — Interest — Buy

Citizens Bank of No. Ky. (CD) — Interest — Buy

Citizens Bank of No. Ky (CD) — Interest — Buy

Citizens Bank of No. Ky (CD) — Interest — Buy

Merrill Lynch Money Fund (Muni) — Interest — Open

Merrill Lynch Bank (Regular) — Interest — Open

Merrill Lynch Bank (Allstate) — Interest — Open

Merrill Lynch Bank (Allstate) — Interest — Closed

Merrill Lynch Bank (PIA) — Interest — Open

Adjunct Teacher (part-time)(one class)(non-compensated) Lo ———— eee —S ———— ii eitt—, Salmon P. Chase College of Law, Northern Kentucky University, Highland Heig hts, KY

Owner, 529 Trust Plans #1-#9 through Kentucky Education Savings Plan and Michigan Education Program LE ce———————————————F—

Spouse's income — 2008 — Council on Postsecondary Education a eT ~~~————————————————————————t—

I changed brokers in May 2008, so new accounts were opened and purchases made with the same money that was in the old accounts with the former broker.