William S. Duffey jr

MS Bank Deposit Program — Interest

Blackrock Global Allocation C 4. 5. -Franklin Mutual Recovery C — Distribution

Investco Developing Markets C (name change) — Distribution — Sold (part)

Investco VK Amer Franchise C (name change) — Distribution

Investco VK Muni Income C 9. IRA#I 10. — Interest

MS Bank Deposit Program 12. -Wells Fargo Company 13. -Duke Energy Corp 14. -Wellpoint Inc

Dell Inc 16. -Rio Tinto Finance USA Limited

General Electric Capital Corp

Morgan Stanley

Comcast Corp New

Goldman Sachs Group Inc

Marathon Oil Corp

Verizon Communications

Glaxosmithkline Cap Inc

Kraft Foods Inc

Tyco International Finan

AT&T Inc

Boeing Co

CVS Caremark Corp

Indiana Michigan Power

Altria Group Inc

Federal National Mtg Assn

Franklin Income C

Investco Equal Wghtd S&P 500 C

AIP ABSLT RTNSTS (name change)

Caterpillar FINL — Sold

IRA #2 — Interest

MS Bank Deposit Program

Keyworth Bank

AlIP ABSLT RTNSTS (name change)

Roth IRA #1 — Int/Div

Investco VK Corporate Bond C

Roth IRA #2 — Int/Div

Investco VK Growth & Income C

NW Mutual Estate CompLife — None

NW Mutual 65 Life — None — Closed

John Hancock — None — Open

K & S Investments — Distribution — Distributed

C&B Capital, LP. * — Interest

49. — Distribution

C&B Capital II, L.P. ** — Interest

51 — Distribution

52. — Int/Div

Betsy Byars, Inc — None

Gold coins — None

Brokerage Account #1

MS Bank Deposit Program — Interest

One GA Bk — None

Van Eck Intl Inv Gold FD A — Int/Div — Sold (part)

Van Eck Intl Inv Gold FD A — Sold (part)

Blackrock National Muni C*** — Int/Div

Wells Fargo NC Tax Free A*** — Int/Div

Dreyfus Intermediate Numi Bd*** — Int/Div

Brokerage Account #3

MS Bank Deposit Program — Interest

Ishares Barclays Tips BD FD — Int/Div — Buy (add'l)

Ishares Barclays Tips BD FD — Sold (part)

Ishares JP Morgan EM Bond Fd — Int/Div — Buy

Ishares JP Morgan EM Bond Fd — Sold (part)

Ishares JP Morgan EM Bond Fd — Sold (part)

Ishares Russel 2000 Growth Fd — Int/Div — Buy

Ishares Russel 2000 Growth Fd — Sold (part)

lIshares Russel 2000 Value Fd — Int/Div — Buy

lIshares Russel Midcap G In Fd — Int/Div — Buy

lIshares Russel Midcap G In Fd — Buy (add'l)

lIshares Russel Midcap G In Fd — Sold (part)

Ishares Russel Midcap V In Fd — Int/Div — Buy

Ishares Russel Midcap V In Fd — Sold (part)

lshares S&P 500 GRWTH Index — Int/Div — Buy (add'l)

lshares S&P 500 GRWTH Index — Sold (part)

lshares S&P 500 GRWTH Index — Buy (add'l)

lshares S&P 500 GRWTH Index — Sold (part)

lshares S&P 500 GRWTH Index — Sold (part)

lshares S&P 500 GRWTH Index — Sold (part)

Ishares S&P 500 Value Index — Int/Div — Buy (add'l)

Ishares S&P 500 Value Index — Sold (part)

Ishares S&P 500 Value Index — Buy (add'l)

Ishares S&P 500 Value Index — Sold (part)

Ishares S&P 500 Value Index — Sold (part)

Powershares DB Comm Trk Inc — None — Buy

Powershares DB Comm Trk Inc — Sold (part)

Powershares DB Comm Trk Inc — Sold (part)

SPDR Barclays Capital Internat — Int/Div — Buy

SPDR Barclays Capital Internat — Buy (add'l)

SPDR DJ Wilshre Global Rea- — Int/Div — Buy

SPDR DJ Wilshre Global Rea- — Sold (part)

SPDR DJ Wilshre Global Rea- — Sold (part)

Franklin Fed Intm Trm Txfr Adv (name change) — Interest — Buy

Franklin Fed Intm Trm Txfr Adv (name change) — Buy (add'l)

Franklin Fed Intm Trm Txfr Adv (name change) — Sold (part)

Franklin Fed Intm Trm Txfr Adv (name change) — Sold (part)

Franklin Fed Intm Trm Txfr Adv (name change) — Sold (part)

Franklin Hi Yield Tx Fr A — Interest — Buy

Franklin Hi Yield Tx Fr A — Buy (add'l)

Franklin Hi Yield Tx Fr A — Sold (part)

Franklin Hi Yield Tx Fr A — Sold (part)

JP Morgan Hibrg Stat Mkt Neu A — None — Buy

JP Morgan Hibrg Stat Mkt Neu A — Sold (part)

JP Morgan Hibrg Stat Mkt Neu A — Buy (add'l)

JP Morgan Hibrg Stat Mkt Neu A — Sold (part)

Rydex/SGI Managed Fut Str A — None — Buy

Rydex/SGI Managed Fut Str A — Sold (part)

Rydex/SGI Managed Fut Str A — Buy (add'l)

Thomburg Intl Value I — Int/Div — Buy

Thomburg Intl Value I — Sold (part)

Thomburg Intl Value I — Sold (part)

Virtus Insight Emrg. Mkts. — Int/Div — Sold (part)

Virtus Insight Emrg. Mkts. — Distribution — Sold (part)

Ishares S&P Midcap 400 Index — Int/Div — Sold

Nuveen Municipal Value FD INC — Interest — Sold

Vanguard EMRG MKTS ETF — None — Sold

Vanguard European ETF — None — Sold

Vanguard Pacific ETF — None — Sold

Vanauard REIT ETF — Int/Div — Sold

124 — Distribution

Invesco Muni Inc Opp TR lil — Interest — Sold

Ishares Barclays 1-3 Year Cred — Int/Div — Sold

SPDR Trust Series 1 — Int/Div — Sold

Virtus Insight Emrg. Mkts. A — Int/Div — Buy

Virtus Insight Emrg. Mkts. A — Distribution — Sold (part)

Virtus Insight Emrg. Mkts. A — Sold (part)

Virtus Insight Emrg. Mkts. A — Sold

IRA #3 — Int/Div

134. — Interest

135. — Distribution

Morgan Stanley Bank Deposit Program

Ishares Barclays Tips BD FD — Buy (add'l)

Ishares Barclays Tips BD FD — Sold (part)

Ishares IBOXX $ H/V Corp Bnd (name change) — Buy (add'l)

Ishares IBOXX $ H/V Corp Bnd (name change) — Buy (add'l)

Ishares IBOXX $ H/V Corp Bnd (name change) — Sold (part)

Ishares JP Morgan EM Bond FD — Sold (part)

Ishares JP Morgan EM Bond FD — Buy (add'l)

Ishares JP Morgan EM Bond FD — Sold (part)

Ishares JP Morgan EM Bond FD — Sold (part)

Ishares Russell 2000 Growth FD — Buy

Ishares Russell 2000 Growth FD — Buy (add'l)

Ishares Russell 2000 Growth FD — Sold (part)

Ishares Russell 2000 Value FD — Buy

Ishares Russell 2000 Value FD — Buy (add'l)

Ishares Russell Midcap G In FD — Buy

Ishares Russell Midcap G In FD — Buy (add'l)

Ishares Russell Midcap G In FD — Sold (part)

Isharcs Russell Midcap V In FD — Buy

Isharcs Russell Midcap V In FD — Buy (add'l)

lshares S&P 500 GRWTH Index — Buy (add'l)

lshares S&P 500 GRWTH Index — Buy (add'l)

lshares S&P 500 GRWTH Index — Sold (part)

lIshares S&P 500 Value Index — Buy (add'l)

lIshares S&P 500 Value Index — Buy (add'l)

lIshares S&P 500 Value Index — Buy (add'l)

lIshares S&P 500 Value Index — Sold (part)

Powershares DB Comm TRK INC — Buy (add'l)

Powershares DB Comm TRK INC — Sold (part)

Powershares DB Comm TRK INC — Sold (part)

SPDR Barclays Capital Internat. — Buy

SPDR Barclays Capital Internat. — Sold (part)

SPDR Barclays Capital Internat. — Buy (add'l)

SPDR DJ Wilshire Global Rea — Buy

SPDR DJ Wilshire Global Rea — Buy (add'l)

SPDR DJ Wilshire Global Rea — Sold (part)

Vanguard Total Bond Market — Buy

Vanguard Total Bond Market — Sold (part)

Vanguard Total Bond Market — Sold (part)

Vanguard Total Bond Market — Buy (add'l)

Government National Mtg. Assn. Pool — Buy

JP Morgan HIBRG Stat Mkt Neu A — Buy (add'l)

JP Morgan HIBRG Stat Mkt Neu A — Sold (part)

JP Morgan HIBRG Stat Mkt Neu A — Buy (add'l)

RYDEX/SGI Managed Fut Str A — Buy (add'l)

RYDEX/SGI Managed Fut Str A — Sold (part)

RYDEX/SGI Managed Fut Str A — Buy (add'l)

Thornburg Intl Value I Position:2 — Buy

Thornburg Intl Value I Position:2 — Sold (part)

Thornburg Intl Value I Position:2 — Buy (add'l)

Thornburg Intl Value I Position:2 — Sold (part)

Virtus Insight Emrg Mkts — Buy

Reimbursement — Chemonics International, Inc — 03/19/2011-03/26/201 1 — Lviv, Ukraine — Seminar w/ Gov — Travel

Reimbursement — American Conference Institute — 10/20/2011-10/23/201 } — New York, NY — Professional Organization Meeting — Travel

Spouse's income — 2011 — Mary Hall Frcedom House, Inc. - Salary

Spouse's income — 2011 — Holtzbrink Publishing Holdings, LP - royalties from copyrights

Spouse's income — 2011 — Penguin Group (USA) Inc. - royalties from copyrights

Spouse's income — 2011 — Random House, Inc. - royalties from copyrights

Spouse's income — 2011 — Simon & Schuster - royalties from copyrights

Spouse's income — 6.2011 — Self-employed writer

*Owncrship interest percentage is 0.208971%. During the reporting period, C&B Capital I, L.P. held interests in the following companies:

- Alimera Sciences, Inc.

- Central Security Group, Inc.

- Focus Receivables Management, Inc

- Global Care, Inc

- Healthcare Solutions, Inc.

- Healthmark Partners, Inc.

- Liaison Technologies, Inc. (acquired nuBridges, Inc.)

-VCG, LLC

**Ownership interest percentage is 0.743396%. During the reporting period, C&B Capital II, L.P. held interests in the following companies:

- Alimera Sciences, Inc.

- All Web Leads, Inc.

- Brand Group Holdings, Inc.

- Brightree, LLC

- Cartera Commerce, Inc.

- Controlscan, Inc.

- FX BridgeTechnologies Incorporated

- Healthcare Solutions, Inc.

- Navitas Lcase Finance Corp.

- PMW Tcchnologics, Inc. d/b/a PeopleMatter

- PODS Holding, Inc.

- Prommis Solutions, Inc.

- REACH Health, Inc.

- SnagAJob.com, L.P.

- SG-BPG, LLC/BPG Holdings, LLC

- CBG Holding, Inc.

- The VIP Tour Company, Inc. (d/b/a Tickets Now)

***Interests in Blackcock National Muni C and Wells Fargo NC Tax Free A were sold in 2010, however, the final dividend payment was received in 2011.