Lewis A. Kaplan

Citibank accounts — Interest

Kinderhook CSD6 07:(@p — Interest — None

NYSPwrA SerD 5.875 107@p — Interest — None

NYSPwrAGPS537510 — Interest — Redempt

NYSPwrAGPS537510 — Sell

NYSPwrA SerGP5.5 10 — Interest — None

SerF 5510 — Interest — Redempt

Mf Inv Trust Ser ANY — Interest — Redempt

Mf Inv Trust Ser ANY — Redempt

Mf Inv Trust Ser ANY — Redempt

Mf Inv Trust Ser ANY — Redempt

Mf Inv Trust Ser ANY — Redept

Mf Inv Trust Ser ANY — Redempt

Mf Inv Trust Ser ANY — Redempt

PW 1986 EES lim ptn — None — None

Handy Place Invest Part — None — None

Westchester Co 5.6 07 gf) — Interest — None

Clarkstown 5.6 08 — Interest — None

NYC Mun Wtr 537507 — None — Sell

NYC Mun Wir 5.375 07. @)7 — Interest — None

NYS MCFFA 5.12512 — Interest — Redempt

Oneida 6.4 06 — Interest — Redemption

Kinderhook CSD 607 — None — Sell

Ramapo 5.6 08 — Interest — Sell

NYSUDCS5.406 — Interest — Redemption

NYS Dom 5.710 — Interest — Sell

NYS Dorm 5.12508 — Interest — None

NYS Dorm 5.25 13 — Interest — None

Triboro BTA 4.5 13: — Interest — None

Puerto Rico MFA 5.5 02 gf) — Interest — None

NYS Dom 5.125 11g) — Interest — None

Triboro BTA 43 11 — Interest — Sell

TriboroBTA 4.7516 — Interest — None

NYC Mun Wtr4913 — Interest — None

Commack UFSD 4.37513 — Interest — None

NYS Mtg Agy 5.4512 — Interest — Redemption

NYS TwyS.12513 — Interest — None

So Glens Falls CSD 5.25 14 — Interest — Sell

NY Tramnat MTA 5210 — Interest — None

NYS EnvFac5.12511 — Interest — None

NYSDomS5.12511 — Interest — Sell

NYS Dorm 5.112 @» — Interest — None

NYS Env Fac4.5513 — Interest — None

NYS EnvFac49517 — Interest — None

ML Bk/B&T RASP — Interest

NYC Trans 5.019 — Interest — None

Greece CSD4.517 — Interest — None

NYS EnvFac4.212 — Interest — None

MTA4012 — Interest — None

MTA 4013 — Interest — None

NYC4375 1g» — Interest — None

FNMA 5.012 — Interest — None

Trboro BTA 3.7513 — Interest — None

William Floyd UFSD 4.125 15 — Interest — None

MTA 5.023 — Interest — None

GECC4.7513 — Interest — None

Pacific Innov Select annuity — None — Redemption

Nat City Bk fka Provident Bank 5.0 15 — Interest — None

FHLMC multi % 18 — Interest — None

Hudson United Bk 5.0513 — Interest — None

NYCSerJ4.62518 — Interest — None

NYS Dorm 5.0 19 (mult. issues) — Interest — None

MTA 4.7526 — Interest — None

Long Island Pwr 4.75 24 — Interest — None

NYS Dorm4.7525 — Interest — None

Wester Bank Puerto Rico — Interest — None

NM Bank Amer 4.65 12 — Interest — None

Capitol One Bk 4.75 10 — Interest — None

Port AuthNY&NJ4.2 19:4; — Interest — None

NYS Dorm 4.625 18, @) — Interest — None

ML Bank USA RASP — Int/Div — Open

Schwab Money Mkt — Int/Div

JP Morgan Chase acct — Interest

NY Life whole life policies — Int/Div — None

ML CMA NY Mun Money — Interest

MTA Adj% 26 — Interest — None

E Meadow 4.9 06 — Interest — Sell

ML CMA NY Mun Money @@) — Interest

MTA Adj% 26) — Interest — None

Ulster Co 4.25 21 — Int/Div — None

NYS Dom 4.0 1 gf — Int/Div — None

Banco Bilbao 4.46 12 — Interest — None

First Eagle Global CI C — Distribution

Davis NY Venture Cl Y — Distribution

Blackrock Large Cap Value f’k/a ML Large — Distribution

Value Cl 1

Everegreen Sp Values Cl A — Distribution

Pimco Comm Real Retum Cl A — Distribution — Sell

Pioneer Oak Ridge Small Cap Cl A — Distribution

Goldman Sachs Mid Cap CI A — Distribution

Amer Inc Fund of Am CI A — Distribution

Muhlenkamp Fund — Distribution — Sell

ML CMA NY Mun Money — Int/Div

ML Bank RASP i> — Interest

New York NY Ser N 4.05 17g» — Interest — None

Minisink CSD 4.0 12 gf» — Interest — None

Wayne CSD 4.0 20g — Interest — None

Brookhaven CSP gf — Int/Div — None

Amer Inc Fd of Amer C1 A gi? — Distribution

Davis NY Venture C1 Yj — Distribution

Goldman Sachs Mid Cap CI A' gi» — Distribution

Pimco Comm Real Rem C1 A gf» — Distribution

Royce Penn Mut Fd gf} — Distribution

DWS Dreman f/k/a Scudder High Return’ — Distribution

Oakmark Selec: gf8® — Distribution

Community B&T 4.4 08 — Interest — None

FNMA multi% 09, gf» — Interest — None

FNMA multi% 15g» — Interest — None

HSBC Fin Corp 4.65 10/4 — Interest — None

Principal Life Inc. 5.0 12g) — Interest — None

GECC 5.0 16g’ — Interest — None

NYS Dorm 4.0 15g» — Interest — None

Merrill Lynch Bank SLC 3.75 1-25-06 gf! — Interest — Redemption

National Union Bank of locality — Int/Div — Open

Countrywide Bank 4.4 07 — None — Buy

Soutside Bank 5.3511 — None — Buy

Lehman Bros Bank 6.0 16 — None — Buy

Ivy Asset Strat Cl A — Distribution — Buy

New York NY IDA 4.0 i — Interest — Buy

Countrywide Bank 4.4 07 — None — Buy

Partner, Handy Place Investment Partnership

Reimbursement — American Bar Association, Section of Antitrust Law — Travel, lodging and meals to attend meeting of Section Council, Dana Point, CA, 8/2006

Income — 9-13-06 — Marsh McLennan class action settlement payment — $1544

Spouse's income — Various — Pension and retirement plan pmts -pension plans for benefit of retirees of Random House, Inc.

2

1 esis assets held as trustee ww/o ENNIS

Part VTI, line 113 - name of locality omitted for security reasons

3

Income for 1986 EES and Handy Place partnerships equals distributions