Joan N. Ericksen

Minnesota State Retirement System Judges’ Retirement Plan — None

Putnam Int'l Capital Opportunities (PNVAX) — Sold (part)

Putnam Int'l Capital Opportunities (PNVAX) — Sold

Putnam Int'l Capital Opportunities (PNVAX) — Int/Div — Buy

Vanguard Mid Cap Growth (VOT) — Int/Div — Sold (part)

Vanguard Mid Cap Value (VOE) — Int/Div — Sold (part)

Vanguard Mid Cap Value (VOE) — Buy

Vanguard Growth (VUG) — Int/Div — Buy

Vanguard Value (VTV) — Int/Div — Buy (add'l)

Oppenheimer Int'l Bond (OIBAX) — Buy (add'l)

Oppenheimer Int'l Bond (OIBAX) — Sold

Oppenheimer Int'l Bond (OIBAX) — Int/Div

Columbia High Yield (INEAX) — Int/Div

Invesco Global Real Estate (AGREX) — Int/Div

Invesco Global Real Estate — Int/Div

Franklin MN Tax Free (FMINX) — Int/Div

Franklin HY Tax Free (FRHIX) — Int/Div

Oppenheimer Rochester Nat'l Muni (ORNAX) — Int/Div

Oppenheimer Developing Markets (ODMAX) — Int/Div

Pimco Commodity Real Retum Strategy (PCRAX) — Int/Div

Invesco Global Real Estate (AGREX) — Buy (add'l)

UMB Scout Int'l (UMBWX) — Int/Div — Buy

iShares Barclays TIPS (TIP) — Sold

Credit Suisse Commodity Return Strategy (CRSAX) — Int/Div

iShares iBoxx Invest-Grade Corp (LQD) — Int/Div

Oppenheimer Main Street Small Cap (OPMSX) — None

Minnesota State Retirement System Judges’ Retirement Plan — None

Putnam Int] Capital Opportunities (PNVAX) — par)

Vanguard Mid Cap Value (VOE) — Buy

Vanguard Value (VTV) — Int/Div — Buy (add'l)

Oppenheimer Int'l Bond (OIBAX) — Buy (add'l)

Oppenheimer Intl Bond (OIBAX) — Int/Div

Columbia High Yield (INEAX) — Int/Div

Invesco Global Real Estate (AGREX) — Buy (add'l)

UMB Scout Int'l (UMBWX) — Int/Div — Buy

iShares Barclays TIPS (TIP) — Int/Div — Sold

Oppenheimer Main Street Small Cap (OPMSX) — None

Fidelity Adv 5292010 C — None

Minnesota Deferred Comp Plan — Distributed

Board of Directors, Friends of the Children Foundation

Board, Federal Bar Association

Rules of Evidence Committee, Judicial Conference

Board of Directors, Minnesota Lawyer

Agreement — 2002 — 1) — m oo Minnesota State Judge Retirement Plan - former employer - no contro! I

Liability — Countrywide Bank — Mortgage

Reimbursement — National Confercnce of Bar ‘Examiners — 4-29-2010 — Santa Fe, NM — Evidence Drafting Committee — Transportation, meals, hotel

Reimbursement — Wilham Mitchell College of Law — June 2010 — London, England — Teaching — Transportation, meals, hotel

Reimbursement — National Conlerence of Bar Examiners — 11-11-2010 — St. Thomas, Virgin Islands — Evidence Drafting Committee — Transportation, meals, hotel

Income — 1.Jan 2010 — Teaching - University of St Thomas — $9.000.00

Income — Aug 2010 — Teaching - University of St Thomas — $9.000.00