Alan David Lourie

Vanguard Tax Exempt MM Fund — Int/Div

Vanguard Tax Exempt MM Fund 2 — Int/Div

Franklin Templeton Mutual Shares Fund — Int/Div

Vanguard Health Care Fund — Int/Div

T Rowe Price Cap Appreciation Fund (IRA) — Int/Div

Vamguard Windsor 11 Fund — None — Sold

Vanguard ST Inv Gr Bd Fund (IRA) — Int/Div — Buy

Vanguard ST Inv Gr Bd Fund (IRA) — Sold (part) — VIII

TIAA-CREF — Interest — Sold (part) — VIII

PNC Bank checking account — Interest

US Treasury Notes — Interest

Vanguard 500 Index Fund — Int/Div

Vanguard Extended Market Index Fund — Int/Div

Vanguard Global Equity Fund — Int/Div

Vanguard Intemnat Explorer Fund — Int/Div — Buy (add'l)

Vanguard European Fund — Int/Div

T RowePrice Short Term Bond Fund (IRA) — Int/Div — Sold (part) — VIII

Vanguard ST Tax Exempt Fund 1 — Int/Div

Vanguard ST Tax Exempt Fund 2 — Int/Div — Buy (add'l)

Vanguard Limited Term TE Fund 1 — Int/Div

TR Price High Yield Fd (IRA) — Int/Div

TR Price New Horizon Fd (IRA) — Int/Div

Vanguard Dividend Growth Fd — Int/Div

Vanguard Prime Cap Core Fd — Int/Div

Vanguard Limited Term TE Fund 2 — Int/Div

TR Price GNMA Fund — Int/Div — Buy (add'l)

Sequoia Fund — Int/Div

Agreement — 4/6/90 — GlaxoSmithKline, successor to former employer, provides pension and retiree group health and life insurance

Reimbursement — Intell Property Owners Educ Foundation — June 10 — Washington, DC — Attend awards dinner — Dinner for’ "7" me

Reimbursement — Boston Patent Law Assoc — June 4 — Boston, MA — Attend judges’ dinner — Airfare, hotel, and dinner

Reimbursement — Harvard Law School — October 13-14 — Cambridge, MA — Participate in symposium — Airfare, hotel, and meals

Reimbursement — Former clerks of retiring chief judge — October 19 — Washington, DC — Speak at dinner for retiring CJ — Dinner’ © ime

Reimbursement — Philadelphia IP Law Association — November 19 — Philadelphia, PA — Receive career award — Hotel and dinner’ ~~ =" "me

Income — Jan-Dec — GlaxoSmithKline pension — $88,273.00

Items 8, 9, and 17 in Part VII do not provide gains in D4, because they were within an IRA or a rollover so that there was no recognized gain.