P. Kevin Castel

Brk Act #1 Fidelity Worldwide FWWFX — Int/Div

Brk Act #1 Fidelity Capital Apprec'n Mutual Fd FDCAX — Int/Div

Brk Act #1 Fidelity Cash Reserves [FDRXX — Int/Div

Brk Act #] Fidelity Balanced FBALX — Int/Div

Fidelity Export & Multinat'l [FEXPX — Int/Div

Brk Act #2 LM [SB Appreciation Fd CL A(Part VID — Int/Div

DBrk Act #2 VFH — Int/Div

Brk Act #2NYST AU LOC HGHWY&BRIDGE 5/09 — Interest

Brk Act #2 NYS Dorm Au Revs New Island Hosp 52/09 — Interest

Brk Act#2 NYC G/O Ser G 3.125/10 "4/10] — Interest

Brk Act #2 NYS ENV FACS 5/11 — Interest

DBrk Act #2 NY NY Ser J 4/12 — Interest

Brk Act #2 NYS Dorm Auth City Univ 5.75/12 (109) — Interest — Redeemed

Brk Act #2 NYS Dorm Auth Upstate Comm Coll Rev B 5/13 [110° — Interest

Brk Act #2 NY NY RFDG Ser B-FGIC TCRS 5.75/13 — Interest

Brk Act #2 Medina NY Cent Sc Dist 4.75/13 — Interest

Brk Act #2 NYS Dorm AU RFDG SECD HOSP NYDTWN 5.2/014 — Interest

Brk Act #2 NYS Dorm AU Revs Third Gen Res 5.25/13 — Interest

Brk Act #2 NYC GO Ser J 4/13 — Interest

Brk Act #2 Nassau Cty IFA SerA 5/13 — Interest

Brk Act #2 NYC GO Ser A 4/13 — Interest

BrkAct#2 Camden NY Cent SCh DIST SFRA 45/14 — Interest

Brk Act £2NYC MUN WTR FIN 00/14 — Interest — Redeemed

Brk Act #2 NYC Ser J 5.25/14 (/09) — Interest — Redeemed

Brk Act #2 NYS Dorm Au Colgate 4.625/14 ; — Interest

Brk Act #2 NYS Dorm Au Leasc Rev Mun Hith 5.5714 — Interest

Brk Act #2 Buftalo NY Gen ImpSer A 4.714111) — Interest

Brk Act#2 NYC REF Ser B G/O 5.75/15 — Interest

Brk Act#2 NY NY REDG Ser G 5/15 — Interest — Redeemed

Brk Act#2 LI Pwr Au LIPA" 4/15 — Interest

DBrk Act#2 NYNY Ser A 5.25/15 — Interest

Brk Act#2 MTA 5.25/15 — Interest

Brk Act #2 NYC G/O Ser H 5.25/16 — Interest

Brk Act #2 NYS Dorm Au St Johns U 5/16 — Interest

Brk Act #2 NY. NY Trans Fin Au 4.75/16 — Sold (part)

same as above — Interest — Redeemed

Brk Act #2 NYC Ser G G/O 5/17 — Interest

Brk Act #2 NYC GO Ser OQ 5/1715 — Interest

Bik Act #2 Binghamtom 4.25/18716 — Interest

Brk Act #2 NYC TFA FUT TAX FGIC SECD SerE 5.25/18 — Interest

Brk Act #2 New York NY City HSG Dev Corp MultiFam 5.35/18 — Interest

Brk Act #2 NYS Thruway Au Gen Rev Ser H5/19 — Interest

Brk Act #2 Buffalo Ser C 5/19 — Interest

Brk Act#2 PR Sales Tax 4.65/19 — Interest — Buy

Brk Act #2 NYS Env FACS Corp St Clean WTR & Drinking 5.25/20 — Interest

Brk Act #2 Metro T SPTN AuNY TSPN REV SER A AS/20 — Interest

Brk Act #2 NYC GO Ser A 5/20[16 — Interest

Brk Act#2 LLIPA Ser E 5/2016 — Interest

Bik Act #2 New York NY Ser A CIFG TCRS 5/21 — Interest

Brk Act #2 Metro Tras Au NY Rev RFDG Ser A 5.125721 — Interest

Brk Act #2 Monroe Cnty IDA 5/22 — Interest — Buy

Brk Act #2 Triborough Bridge & T Au Ser D523 — Interest

Brk Act #2 NYC MWA Wir & Swr Rev Ser C 5/25 (Part VIII) — Interest

Brk Act#2 NY NY IDA Rev AGC 6.12529 — Interest

Brk Act #2 Ishares TR Dow Jones Select Div Index Fund — Int/Div

Brk Act #2 XLF — Int/Div

Brk Act # NYS Dorm Mtg Hosp 4.95/08 — Interest

Brk Act #4 NYNY Ser H MBIA 5/09 — Interest — Redeemed

Brk Act #4 NYS Thrwy 5.1/10 — Interest

Brk Act #4 NYC G/O Ser C4.35/11 — Interest

Brk Act #4 NYC RFDG Ser H, subser H6 float/12 — Interest

Brk Act #4 MTA FRDG Ser A 4.3/13 — Interest

Brk Act #4 NYS Dorm Columbia U. 5.25/13 — Interest

Brk Act #4 New Rochelle NY School 5.25/14 — Interest

Brk Act #4 NYC Ref Ser B G/O 5.75/15 — Interest

Brk Act #4 NYC Health & Hosp ; 4.5°4.55)/16 — Interest

Brk Act #4 NYC G/O Ser B 5.25/18 — Interest

Brk Act#4 NYS Twy Rev A 5720715] — Interest

Brk Act #4 LM[SB] Large Cap Growh Fund CLA — None

Brk Act #6 SB Moncy Funds Cash Port CLA — Int/Div

Brk Act #6 ADP — Int/Div

Brk Act#6 BR — Int/Div

Brk Act #6 BBY — Int/Div

Brk Act #6 Citigroup — Int/Div

Brk Act #6 IBM — Int/Div

Brk Act #6 WMT — Int/Div

Brk Act #? Citibank NA Bank Dcp Program — Interest

Brk Act #7 PWC — Int/Div

Brk Act #7 RIT — Int/Div

Brk Act #9 SB (Western AssetyMUNINY MNY MKT PORTCLA — Interest

Brk Act #3 PWC — Int/Div — Buy (add'l)

Brk Act #9 MFS Intl New Disc Fund C MIDCX — Int/Div

Brk Act #9 New York City MWF AuW &S SerD O CPN0/18 — Interest

Brk Act #9NYS G/O BDS-A 0/19 — Interest — Buy

Brk Act#9PR Comm H & T 0/20 — Interest

Brk Act#9 XLF — Int/Div

Brk Act#10PWC — Int/Div — Buy (add'l)

same as above) — Int/Div — Sold

Brk Act #10PZI — Int/Div

Brk Act #10 New York City MWF Au W/S Sys Ser DOCPN 0/18 — Interest

Brk Act #12 PHX Oakhurst Inc&Growth FD A — Int/Div

Brk Act #13 Fidelity Divers Intl 'FDIVX] — Int/Div

Brk Act #13 Fidelity Inter Bond [FTHRX — Interest

Director (ex officio as former president), St. John's School of Law, Alumni Association (uncompensated)

Trustee (ex officio as former president), Federal Bar Council (uncompensated)

Board of Managers, Havens Relief Fund Society (uncompensated) rm .

5., foto A aE Sil. 33 — p= pin — PI he bisksd

Agreement — 10/27/03 — Cahill Gordon & Reindel LLP agreement in connection with withdrawal from firm. (Copy of agreement filed with 2006 FDR and those of prior years.)

PartVII: INVESTMENTS AND TRUSTS

Page 5, line 26 of 2008 FDR. Brk Act #2 NYS TWY AUTH 5.25/10. This was inadvertenly listed on the 2008 FDR as a partial redemipt on when it was a full

redemption and is therfore omitted from the 2009 FDR.

Page S, linc24 of 2008 FDR. Brk Act #2 NY NY RFDG Ser J 5/10(08). This was inadvertenly listed on the 2008 FDR as a partial redemption when it was a full

redemption and is therfore omitted from the 2009 FDR

Page 6, line 49 of 2008 FDR. Brk Act#2 NYS Dorm Auth Revs Ithaca Coll 5/13. This was inadvertenty listed on the 2008 FDR as a partial redemption when it

was a full redemption and is therfore omitted from the 2009 FDR

Page 11, line 127 of 2008 FDR. Brk Act #2 NY Gen Pblig BDS-G1 5.5/21. This item is a duplicate of page 11, line 122 of the 2008 FDR. According the second

listing is omitted on the 2009 FDR.

Page 11, lines 133 through 138 0f 2008 FDR.. Triborough Bridge & Tunnel Au Var 2032. This was inadvertenly listed on the 2008 FDR as a partial redemption

when it was a full redemption and is therfore omitted from the 2009 FDR

Page 12, linc 143 of 2008 FDR. Brk Act #4 NYS Dorm Mtg Hosp 4.95/08. This should have been listed on the 2008 FDR as redeemed on 2/1/08 at Value Code

K

Page 14, line 186 of 2008 FDR. Brk Act #7 Lchman Bros 4.150/15. This was inadvertenly listed on the 2008 FDR as a partial redemption when it was a full

redemption and is therfore omitted from the 2009 FDR

Page 4,line 14 of 2009 FDR. Brk Act #2 Uts Nuveen TR UT TR#61 M NY INSD S61. Broker reports that this security was owned going back to prior to

2005 and was inadvertently omitted.

Page 10, line 109 of 2009 FDR. Brk Act #2 NYS Thrwy Au 2d Hwy &Bdg 5/25. This was inadvertenly omitted from the 2009 FDR. It was a buy on 4/17/08 at

Value Code M. Interest in 2008 was at Amount Code C, with a value at the end of the period of M.

Page 10,line 110 of 2009 FDR. Brk Act#2 NYC MWA Wtr & Swr Rev Ser C First Res 5/25. This was inadvertenly omitted { from the 2009. FDR Its was a buy

—

on 5/30//037at Value Code M. Interest in 2008 was at Amount Code D, with a valug at the end of the period of M.

Page S, line 27 of 2009 FDR. Brk Act#2 Eire Caty NY Pub Imp Ser A 5/11. This was inadvertenly listed on the 2008 FDR as a full redemption and is therfore

included in the 2009 FDR