Richard W. Roberts

2006

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What was filed

  • 30

    investments

  • 0

    positions

  • 1

    gifts

  • 0

    agreements

  • 0

    debts

  • 4

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • JAMES DEGRAFFENREIDT
  • ASPENINSTITUTE
  • NEW YORK INTELLECTUAL PROPERTY LAWYERS ASSN
  • VASSAR COLLEGE (Cent'd)
  • VASSAR COLLEGE
  • JUNE 13: WASHINGTON D.C. CLE LECTURER . (PARKING)

As filed

JUSTICE FEDERAL CREDIT UNION ACCOUNTS — Interest — NONE

CHASE MANHATTAN BANK ACCOUNTS — Interest — CLOSED

CITIBANK ACCOUNTS — Interest — NONE

DELHAZE AMERICA COMMON STOCK — Int/Div — NONE

SMALL CLAIMS JUDGEMENT AGAINST JOHN BOWEN — None — NONE

SUNTRUST BANK (IRA) (2CDS) — Interest — NONE

PRUDENTIAL RETIREMENT KEOGH THORNBURG INTL FUND. — Interest — NONE

PRUDENTIAL RETIREMENT KEOGH AMERICAN FNDS GROWTH FND OF AME — Interest — NONE

PRUDENTIAL RETIREMENT KEOGH FIDELITY CONTRAFUND — Interest — NONE

PRUDENTIAL RETIREMENT KEOGH DAVIS NY VENTURE FND — Interest — NONE

PRUDENTIAL RETIREMENT : INV SMALL CAP — Interest — NONE

PRUDENTIAL RETIREMENT: 401(K) (IRA) DAVIS NY VENTURES FND — Interest — NONE

PRUDENTIAL RETIREMENT: 401(K) (IRA): GROWTH INV SM COMP — Interest — NONE

PRUDENTIAL RETIREMENT: 401(K) (IRA): PIMCO — None — NONE

CHARLES SCHWAB: (SPRINT AND EMBARQ STOCK) — Int/Div — NONE

CHARLES SCHWAB: (SPRINT AND EMBARQ STOCK) — Int/Div — NONE

FEDERATED CAPITAL RESERVES — Int/Div — NONE

WACHOVIA ACCOUNT — Interest — CLOSED

PRUDENTIAL RETIREMENT: 401(K) (JRA) THORNBURG INTL FND — Interest — NONE

FIDELITY INVESTMENTS:( SPRINT AND EMBARQ STOCK) — Int/Div — NONE

VCSP COLLEGE AMERICA — Int/Div — NONE

NUVEEN PFD STOCK — Int/Div — NONE

WACHOVIA ACCOUNT #1 (POA) — Interest — NONE

WACHOVIA ACCOUNT #2 (POA) — Interest — NONE

ESTATE #2. PROPERTY #1 WASHINGTON. D.C. — None

ESTATE#2. PROPERTY #2 COLUMBIA SC — None

ESTATE #2. COPYRIGHT — Royalty

ESTATE #2. PHOTO NEGATIVES — None

ESTATE #2. PHOTO NEGATIVES — None — GRANT

ESTATE #2. PHOTO NEGATIVES — None — GRANT

Gift — JAMES DEGRAFFENREIDT — FOUR TICKETS TO GAME AT FEDEX FIELD

Reimbursement — ASPENINSTITUTE — MARCH 31-APRIL 2 WYE. MD. INTERNATIONAL HUMAN RIGHTS SEMINAR (TRANSPORTATION. MEALS AND LODGING PROVIDED)

Reimbursement — NEW YORK INTELLECTUAL PROPERTY LAWYERS ASSN — MARCH 24-25 NEW YORK, N.Y. ANNUAL DINNER HONORING FEDERAL JUDICIARY. ( TRANSPORTATION. MEALS AND LODGING PROVIDED)

Reimbursement — VASSAR COLLEGE (Cent'd) — PRESIDENTIAL INAUGURATION ( TRANSPORTATION. MEALS AND LODGING PROVIDED)

Reimbursement — VASSAR COLLEGE — MAY 11-14.27-28. OCTOBER 27-29. POUGHKEEPSIE.NY AND NEW YORK.N.Y. MTGS. OF BD. OF TRUSTEES AND

Spouse's income — BAR — JUNE 13: WASHINGTON D.C. CLE LECTURER . (PARKING)

VII

INVESTMENTS AND TRUST:

#8

FORMERLY TEMP.FOREIGN FND

#9

FORMERLY AMER. CENTURY

#12

FORMERLY FIDELITY GROWTH & INCOME

Hid

FORMERLY FIDELITY GROWTH & INCOME

#20

FORMERLY ALLIANCE BERNSTEIN

#22

FORMERLY TEMPLETON FOR.

#8-17.22. PRUDENTIAL RETIREMENT IS FORMERLYKNOWN AS CIGNA R&I SERVICES.

#32. THIS INVESTMENT REFLECTS STOCK OPTIONS THAT WERE GRANTED IN FEBRUARY 2006 AND THE TOTAL ESTIMATED VALUE OF

ALL STOCK OPTIONS OWNED AS OF DECEMBER 31, 2006.

#33. THIS INVESTMENT RELFECTS RESTRICTED STOCK THAT WAS GRANTED IN FEBRUARY AND JULY 2006 AND THE TOTAL ESTIMATED

VALUE OF ALL RESTRICTED STOCK (NOT OTHERWISE REPORTED HERE IN) OWNED AS OF DECEMBER 31, 2006.

#18,23.33. IN CONNECTION WITH THE SPIN-OFF OF EMBARQ CORPORATION FROM SPRINT NEXTEL CORPORATIONEFFECTIVE MAY

17.2006, RESTRICTED SHARES OF EMBAR

OMMON STO

K("

TRICTED STOCK") AND EMBARQ RESTRIC

TED STOCK

WERE DISTRIBUTED OR ISSUED T

AT THE TIME OF THE SPIN-OFF

HEL

: os =

OR RSU's AT THE CLOSE OF BUSINESS ON MAY 8, 2006, THE RECORD DATE FOR THE SPIN-OFF.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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