Virginia A. Phillips

Wells Fargo Bank, Savings & Checking Accounts — Interest

Riv.Cmps. Fed Credit Union, IRA — Interest

UCBenefts: TaxDefird403(b)Plan (bond funds) — Interest — Redemption — VIII

UBS* IRA Retirement Money Fund — Interest

UBS* Bank USA Dep. Acct. — Interest

UBS PaceLargeCompValueEquity Inv Fund Class A (mutual fund) — Int/Div — Sell

Seligman Henderson Large Cap Value Fund Class A(mutual fund) — Int/Div — Sell

Lord Abbott Affiliated Fund (IRA) (Mutual Fund) — Int/Div

Seligman Henderson Large Cap Value Fund Class B(Mutual Fund) — Int/Div — Sell

Hartford Cap. Appreciation Fund Class B (mutual fund) — Int/Div

Hartford Stock Fund Class B (mutual fund) — Int/Div

California General Obligation Bond — Interest

California General Obligation Bond — Interest

UBS U.S. Large Cap ValueEquity Fund — Int/Div

American Balanced Fund A (IRA) — Int/Div — Buy

American Funds Capital Income Builder A (IRA) — Int/Div

American Funds Capital World Growth & Income A (IRA) — Int/Div

Wells Fargo Bank, Savings & Checking Accounts — Interest

Riv.Cmps. Fed Credit Union, IRA — Interest

UCBenefts:TaxDefrrd403(b)Plan (bond funds) — Interest — Redemption — VIII

UBS* IRA Retirement Money Fund — Interest

UBS* Bank USA Dep. Acct. — Interest

UBS PaceLargeCompValueEquity Inv Fund Class A (mutual fund) — Int/Div — Sell

Seligman Henderson Large Cap Value Fund Class A(mutual fund) — Int/Div — Sell

Lord Abbott Affiliated Fund (IRA) (Mutual Fund) — Int/Div

Seligman Henderson Large Cap Value Fund Class B(Mutual Fund) — Int/Div — Sell

Hartford Cap. Appreciation Fund Class B (mutual fund) — Int/Div

Hartford Stock Fund Class B (mutual fund) — Int/Div

California General Obligation Bond — Interest

California General Obligation Bond — Interest

UBS U.S. Large Cap ValueEquity Fund — Int/Div

American Balanced Fund A (IRA) — Int/Div

American Funds Capital Income Builder A (IRA) — Int/Div

American Funds Capital World Growth & Income A (IRA) — Int/Div

Member, Board of Directors, Federal Bar Association, Inland Empire Chapter (non-profit org.)

Member, Board of Directors, Children's Center of the Inland Counties (non-profit org.)

SECTION 7: Item No. 3D.(S): Th s item represe ts the 403(b) acco t establ shed throu

gh

employer, the U vers ty of California. Afterhs

death in January 1998 these fu ds were transferred to me. They are held i broad, non-speci

gi

ond funds, analogous to the funds available to federal employees

in the TSP. These funds were rolled

to UBS IRA.