Harry Pregerson

No reporfab e income,

RA ACCT.--Wachovia Securi-ies

Wachovia Command Vonev Mund — J1vV

Vicroso:=t Corn. Wasa — J1v

Yoney Mar Asse’:s C.l.ass A {“ormer..y — ne:

Command. Yoney A Clas

No renoria’ e income,

Transocean Inc. Orcinaryv Shares — ns

Strategic Ser ¢..in 3io*echno..ocy — one

Discovery Func. Class A

Smith 3arney Mu i TDS CA Money MY: — lv

Nuveen NSD Cali: Se..ec: Tay Tree — one — Sell .

ncome PoriZolio S3C

Estate nc. C.. 3 — lV

Smiza 3arney Accressiv Grow:=a1 Func. C.. 3 — Int/Div

Vember, ‘arine Corps Reserve O:Ificers Assoc. CVi80ory soard, Gii.cie..o 8x ~~ om

Glazer, wos Ance.es, CA, s0an ln connection witl ECCULSL ION GF Limicec .car-ners.

acculsizion GI Llml'.C Jar.ners. interes: in Penn Cal. Inves:ors,

Agreement — [24 income! Bain Todas: A=S1.000.00 less = 1 B=51,001-52:500 «7 ToC Ut {Ses ColUBL/DAY F=ES0001- $100,000 G=R100,00151,000,000 EF “ET Vie Codes: 4-5. 5,000.0 18s. © Lm ISMN Re5,000 L {See Coll CLITA) TU P=E230,001-8500.000 0=1500,001 51,000,000. PTE RL Ave LCE NI MN Se nnn AAT Wy PRE + — =52,501-85.000 + oe DEE ODLFIS00 7 BE 5,60 E<850,000 =51,000,001-£5,000,000 * Ezeione tran SS000.000 TL

Agreement — Tiling oi a yg i By A ik ~ - 3. Nae iignod Cades: Donnas: oo co ReZostirzateimte anlyy S=Asstomemic CE T=Tuspiiarice 4 {Sas Cou, 0 Cenngioveine Velaer 5 W=RsSmaed ji — EE

»

Ea a

VIL Page 1 INVESTMENTS and TRUSTS income, value, transactions (Includes those of

wr

spine and dependent children. See pp. 34-57 of Iastructions.)

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A E NONE ato soporte income,

Evergreen U.S. Govt

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Sell

9/25

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6% 1-30-2002 Sr NOTES~

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AMBAC Insured —

n

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|

Mrs errr

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Alliance Bernsteln

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Janus strategical

alue Fund

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nmin |r

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Conv Income Fund 2

None!

Buy

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|

as Corp Class A

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Off

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8/26/02 |

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12

2002

CX NC

14

or

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16

|.

17

SONDRA

sarne/ain Codes

21.0000 dese

234 ad1:50 500 ~

2,501:85,00

=$3.001-318,000.

“Ses Cob, 81;

ro

ror

50,001 51005000

Soft

2 000151 005,600

130 000,00 185 0000

gs

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9

000

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y S30.00 1

«Yalu: Codes:

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=250.001-3185,800 ~~

hel BUG E50)

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=S500 00i- 1000000

1=51,002.00185.600000

EL £25 5

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WAR 4

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FERE————_