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What was filed

  • 200

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 2

    debts

  • 0

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Trust #1
  • Bank of America
  • East River Bank
  • University of Pennsylvania Law School (Adjunct Professor)
  • Commonwealth of Pennsylvania (Executive Deputy General Counsel)

As filed

Adams Harkness Small Growth - Retirement #5 — None

DFA US Small Cap Value - Retirement #5 — Int/Div

DFA US Large Cap Value - Retirement #5 — Int/Div

Federated US Gov't 1 - 3 - Retirement #5 — Int/Div — Sold

Federated Gov't Ultrashort - Retirement #5 — Int/Div — Buy

First Eagle Overseas - Retirement #5 — Int/Div

Janus Fund - Retirement #5 — Int/Div

Janus Overseas - Retirement #5 — Int/Div

Schwab Money Market - Retirement #5 — Int/Div

Westcore MIDCO Growth - Retirement #5 — None

Janus Mid Cap Value - Retirement #5 — Int/Div

William Blair Int'l Small Growth Retirement #5 — Int/Div

Federated US Gov't - 3 - Retirement #6 — Int/Div — Sold

Federated Gov't Ultrashort - Retirement #6 — Int/Div — Buy

First Eagle Overseas - Retirement #6 — Int/Div

Royce Opportunity - Retirement #6 — None

Schwab Money Market - Retirement #6 — Int/Div

Thornburg Value - Retirement #6 — Int/Div

Janus Overseas - Retirement #6 — Int/Div

Janus Fund - Retirement #6 — Int/Div

Sound Shore - Retirement #6 — Int/Div

Third Avenue Int'l Value - Retirement #6 — Int/Div

Baron Growth - Retirement #7 — None

Brandywine - Retirement #7 — None

DFA US Micro Cap - Retirement #7 — Int/Div

DFA Emerging Markets Core Equity Retirement #7 — Int/Div

DFA International Small Value - Retirement #7 — Int/Div

DFA One Year Fixed - Retirement #7 — Int/Div

DFA US Small Cap Value - Retirement #7 — Int/Div

DFA Real Estate Securities - Retirement #7 — Int/Div

Dodge & Cox Stock - Retirement #7 — Int/Div

Federated US Gov't 1 - 3 - Retirement #7 — Int/Div — Sold

Federated Gov't Ultrashort - Retirement #7 — Int/Div — Buy

First Eagle Overseas - Retirement #7 — Int/Div

Hotchkis & Wiley Mid Cap Value Retirement #7 — Int/Div

Artio International Equity - Retirement #7 — None — Sold

Morgan Stanley International Equity Retirement #7 — Int/Div

Morgan Stanley Emerging Markets Retirement #7 — Int/Div

Royce Micro Cap - Retirement # — Int/Div

Royce Opportunity - Retirement #7 — None

Schwab Money Market - Retirement #7 — Int/Div

Westcore International Frontier - Retirement #7 — Int/Div

Westcore Mid Cap Value - Retirement #7 — Int/Div

Westcore MIDCO Growth - Retirement #7 — None

William Blair International Growth Retirement #7 — Int/Div

Janus Fund - Retirement #7 — Int/Div

Janus Overseas - Retirement #7 — Int/Div

Hotchkis & Wiley Large Cap Value Retirement #7 — Int/Div

Royce Value Plus - Retirement #7 — Int/Div

Third Avenue International Value Retirement #7 — Int/Div

Turner Core Growth - Retirement #7 — Int/Div

William Blair Int'l Small Growth Retirement #7 — Int/Div

BlackRock Low Duration - Retirement #7 — Int/Div — Buy (add'l)

Thornburg International Value - Retirement #7 — Int/Div — Buy

Schwab Money Market - Trust #1 — Int/Div

Dodge & Cox Stock - Trust #1 — Int/Div

Baron Growth - Trust #1 — None

First Eagle Overseas - Trust #1 — Int/Div

Hotchkis & Wiley Mid Cap Value - Trust #1 — Int/Div

Janus Fund - Trust #1 — Int/Div

Janus Overseas - Trust #1 — Int/Div

Artio Intemational Equity - Trust #1 — None — Sold

Morgan Stanley Emerging Markets - Trust #1 — Int/Div

Royce Opportunity - Trust #1 — None

Turmer Core Growth - Trust #1 — Int/Div

Westcore Mid Cap Value - Trust #1 — Int/Div

Westcore MIDCO Growth - Trust #1 — None

DFA Tax Managed Marketwide Value Trust #1 — Int/Div

Third Avenue International Value - Trust #1 — Int/Div

Westcore International Frontier - Trust #1 — Int/Div

DFA US Small Value - Trust #1 — Int/Div

William Blair Mid Growth - Trust #1 — None

DFA Short Term Muni - Trust #1 — Int/Div

Metropolitan West Total Return - Trust #1 — Int/Div

Thomburg International Value - Trust #1 — Int/Div — Buy

Baron Growth - Brokerage #1 — None — Sold (part)

Baron Growth - Brokerage #1 — None — Buy (add'l)

DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Sold (part)

DFA Tax Mgd US Marketwide Value Brokerage #1 — None — Buy (add'l)

DFA US Small Value - Brokerage #1 — None — Buy (add'l)

DFA Emerging Markets Core Equity Brokerage #1 — Int/Div — Sold (part)

DFA Emerging Markets Core Equity Brokerage #1 — None — Buy (add'l)

DFA Tax Mgd International Value Brokerage #1 — None — Buy (add'l)

East River Bank Stock - Brokerage #1 — None

Federated Short Term Muni - Brokerage #1 — Int/Div — Sold (part)

Federated Short Term Muni - Brokerage #1 — None — Buy (add'l)

First Eagle Overseas - Brokerage #1 — Int/Div — Sold (part)

First Eagle Overseas - Brokerage #1 — None — Buy (add'l)

Janus Fund - Brokerage #1 — Int/Div — Sold (part)

Janus Fund - Brokerage #1 — None — Buy (add'l)

Janus Overseas - Brokerage #1 — Int/Div — Sold (part)

Janus Mid Cap Value - Brokerage #1 — Int/Div — Sold (part)

Janus Mid Cap Value - Brokerage #1 — None — Buy (add'l)

Janus Mid Cap Value - Brokerage #1 — None — Buy (add'l)

Morgan Stanley International Equity Brokerage #1 — None — Buy (add'l)

Sound Shore - Brokerage #1 — Int/Div — Sold (part)

Sound Shore - Brokerage #1 — None — Buy (add'l)

Sound Shore - Brokerage #1 — None — Buy (add'l)

Westcore MIDCO Growth - Brokerage #1 — None — Sold (part)

Westcore MIDCO Growth - Brokerage #1 — None — Buy (add'l)

Hotchkis & Wiley Large Cap Value Brokerage #1 — Int/Div — Sold (part)

Hotchkis & Wiley Large Cap Value Brokerage #1 — None — Buy (add'l)

Hotchkis & Wiley Large Cap Value Brokerage #1 — None — Buy (add'l)

Hotchkis & Wiley Mid Cap Value Brokerage #1 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value Brokerage #1 — None — Buy (add'l)

Hotchkis & Wiley Mid Cap Value Brokerage #1 — None — Buy (add'l)

Royce Value Plus - Brokerage #1 — Int/Div — Buy (add'l)

Royce Value Plus - Brokerage #1 — None — Buy (add'l)

Third Avenue International Value Brokerage #1 — Int/Div — Sold (part)

Thornburg Int'l Value - Brokerage #1 — Int/Div

William Blair Int'l Small Growth Brokerage #1 — Int/Div — Buy (add'l)

Westcore International Frontier - Brokerage #1 — None — Sold

William Blair Large Growth - Brokerage #1 — Int/Div — Sold (part)

William Blair Mid Growth - Brokerage #1 — None — Sold (part)

William Blair Mid Growth - Brokerage #1 — None — Buy (add'l)

William Blair Small Growth - Brokerage #1 — None — Buy

Westcore Mid Cap Value - Brokerage #1 — Int/Div — Sold (part)

Westcore Mid Cap Value - Brokerage #1 — None — Buy (add'l)

DFA Int'l Small Value - Brokerage #1 — Int/Div — Buy (add'l)

DFA Int'l Small Value - Brokerage #1 — None — Buy (add'l)

DFA Short Term Muni - Brokerage #1 — Int/Div — Sold (part)

DFA Short Term Muni - Brokerage #1 — None — Buy (add'l)

Metropolitan West Total Return - Brokerage #1 — Int/Div — Sold (part)

Royce Micro Cap - Brokerage #1 — Int/Div — Buy

William Blair Int'l Growth - Brokerage #1 — Int/Div — Buy

Thomburg Limited Term Municipal Brokerage #1 — Int/Div — Buy

Baron Growth - Brokerage #2 — None — Sold (part)

Baron Growth - Brokerage #2 — None — Buy (add'l)

DFA US Micro Cap - Brokerage #2 — Int/Div — Sold (part)

DFA Tax Mgd Marketwide Value Brokerage #2 — Int/Div — Sold (part)

DFA US Small Value - Brokerage #2 — Int/Div — Sold (part)

DFA Tax Mgd Int'l Value - Brokerage #2 — Int/Div

Dodge & Cox Stock - Brokerage #2 — Int/Div — Sold (part)

Federated Short Term Muni - Brokerage #2 — Int/Div — Sold (part)

First Eagle Overseas - Brokerage #2 — Int/Div — Sold (part)

Hotchkis & Wiley Large Cap Value Brokerage #2 — Int/Div

Hotchkis & Wiley Mid Cap Value Brokerage #2 — Int/Div — Sold (part)

Janus Fund - Brokerage #2 — Int/Div — Sold (part)

Janus Overseas - Brokerage #2 — Int/Div — Sold (part)

Artio International Equity - Brokerage #2 — None — Sold

Morgan Stanley International Equity Brokerage #2 — Int/Div — Sold (part)

Morgan Stanley Emerging Markets Brokerage #2 — Int/Div — Sold (part)

Royce Opportunity - Brokerage #2 — None — Sold (part)

Schwab Money Market - Brokerage #2 — Int/Div

Third Avenue International Value Brokerage #2 — Int/Div — Sold (part)

Tumer Core Growth - Brokerage #2 — Int/Div — Sold (part)

Tumer Small Cap Equity - Brokerage #2 — None — Sold

Westcore Mid Cap Value - Brokerage #2 — Int/Div — Sold (part)

Westcore International Frontier - Brokerage #n — Int/Div — Sold (part)

Metropolitan West Total Return - Brokerage #2 — Int/Div

Thomburg Int'l Value - Brokerage #2 — Int/Div — Buy

DFA Short Term Muni - Brokerage #2 — Int/Div

DFA One Year Fixed - Retirement #8 — Int/Div

Federated Gov't Ultrahort - Retirement #8 — Int/Div — Buy

Baron Growth - Retiremetn #8 — None

Brandywine Fund - Retirement #8 — None

DFA Emerging Markets Core Equity Retirement #8 — Int/Div

DFA Intemational Value - Retirement #8 — Int/Div

DFA US Large Value - Retirement #8 — Int/Div

DFA US Small Cap Value - Retirement #8 — Int/Div

DFA US Micro Cap - Retirement #8 — Int/Div

Dodge & Cox Stock - Retirement #8 — Int/Div

DFA Intl Small Cap Value - Retirement #8 — Int/Div

First Eagle Overseas - Retirement #8 — Int/Div

Hotchkis & Wiley Large Cap Value Retirement #8 — Int/Div

Hotchkis & Wiley Mid Cap Value Retirement #8 — Int/Div

Janus Fund - Retirement #8 — Int/Div

Janus Mid Cap Value - Retirement #8 — Int/Div

Janus Overseas - Retirement #8 — Int/Div

Artio International Equity - Retirement #8 — None — Sold

Morgan Stanley International Equity Retirement #8 — Int/Div

Royce Opportunity - Retirement #8 — None

Royce Value Plus - Retirement #8 — Int/Div

Schwab Money Market - Retirement #8 — Int/Div

Third Avenue International Value Retirement #8 — Int/Div

Tumer Core Growth - Retirement #8 — Int/Div

Turner Small Cap Equity - Retirement #8 — None — Sold

Westcore International Frontier - Retirement #8 — Int/Div

Westcore Mid Cap Value - Retirement #8 — Int/Div

Westcore MIDCO Growth - Retirement #8 — None

William Blair International Growth Retirement #8 — Int/Div

William Blair Large Cap Growth Retirement #8 — Int/Div

William Blair Intl Small Growth Retirement #8 — Int/Div

Metropolitan West Total Return Retirement #8 — Int/Div — Buy (add'l)

Thornburg Int'l Value - Retirement #8 — Int/Div — Buy

William Blair Small Growth - Retirement #8 — None — Buy

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Variable Life - Alliance Common Stock — None — Buy (add'l)

Equitable Vanable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Equitable Variable Life - Alliance International — None — Buy (add'l)

Carlyle Real Estate LLP — Int/Div

Wheeler Terrace LTD — Int/Div

PNC Bank Accounts — Int/Div

Nantucket Bank Account — Int/Div

Wescott Nova LP — None — Sold (part)

Rental Property #1, Philadelphia, PA (2010 $760.000) — Rent — Buy

Co-Trustee, Trust #1

Liability — Bank of America — Credit Card

Liability — East River Bank — Mortgage on Rental Property #1, Philadelphia, PA (Pt VII, Line 233)

Income — 2010 — University of Pennsylvania Law School (Adjunct Professor) — $10,000.00

Spouse's income — 2010 — Commonwealth of Pennsylvania (Executive Deputy General Counsel)

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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