Joan N. Ericksen

Minnesota State Retirement System Judges' Retirement Plan — None

Fidelity Adv 529 Plan Portfolio 2019 C (no control) — None

Amenprise Money Market — Interest

Invesco Global Real Estate (AGREX) — Int/Div — Buy (add'l)

Invesco Global Real Estate (AGREX) — Sold (part)

Invesco Int'l Small Co (IEGAX) — Int/Div — Buy

Franklin MN Tax Free (FMINX) — Int/Div — Buy (add'l)

Franklin MN Tax Free (FMINX) — Sold (part)

Franklin MN Tax Free (FMINX) — Sold (part)

Franklin IY Tax Free (FRHIX) — Int/Div — Buy (add'l)

Franklin HY Tax Free (FRX) — Sold (part)

iShares iBoxx Investment Grade Corp (LOD) — Int/Div — Buy (add'l)

iShares iBoxx Investment Grade Corp (LOD) — Sold (part)

Oppenheimer Int'l Bond (OIBAX) — Int/Div — Buy (add'l)

Oppenheimer Developing Markets (ODMAX) — Int/Div — Buy (add'l)

Oppenheimer Developing Markets (ODMAX) — Buy (add'l)

Oppenheimer Developing Markets (ODMAX) — Buy (add'l)

Pimco Real Return Strategy (PCRAX) — Int/Div

Vanguard Growth (VUG) — Int/Div

Vanguard Value (VTV) — Int/Div — Buy (add'l)

Wells Fargo S/T High Yield Bond (SSTHX) — Int/Div — Buy

Vanguard Mid Growth (VOT) — Int/Div

Columbia High Yield (INEAX) — Int/Div — Buy (add'l)

Columbia Acom Int'l (LAIAX) — Int/Div — Buy

Columbia Acom Int'l (LAIAX) — Buy (add'l)

Columbia Acom Int'l (LAIAX) — Sold (part)

UMB Scout Int'l (UMBWX) — Int/Div — Buy (add'l)

UMB Scout Int'l (UMBWX) — Sold (part)

Credit Suisse Commodity (CRSAX) — Int/Div

Putnam Int'l Capital Opp (PNVAX) — Int/Div

Vanguard Mid Value (VOE) — Int/Div

Eagle Small Cap Growth (HRSCX) — Buy

Oppenheimer Main St Sm Cap (OPMSX) — Int/Div

Board of Directors, Friends of the Children Foundation

Board of Directors, Federal Bar Association, Minnesota chapter

Committee Member, NCBE, Multistate Bar Drafting Committee

Rules of Evidence Committee, Judicial Conference

Agreement — 2002 — Minnesota State Judge Retirement Plan - former employer - no control

Reimbursement — American Conference Institute — 01-31-11 t0 02-01-11 — New York City — Patent Conference — Transportation, meals, hotel

Reimbursement — National Conference of Bar Examiners — 05-01-11 to 05-04-11 — Carmel, CA — Evidence Drafting Committee — Transportation, meals, hotel

Reimbursement — National Conference of Bar Examiners — 09-29-11 to 10-01-11 — Vancouver, BC — Evidence Drafting Committee — Transportation, meals, hotel

Income — May 2011 — MCBE Committee — $3.500.00

Income — Sept 2011 — MCBE Committee — $3,500.00

My husband's assets are not reportable: He has sole interest in and responsibility for his income, assets and investments. His property is not in any way derived

from or associated with any of my income, assets or activities. I do not, and do not expect to, derive any financial or economic benefit from my husband's financial

interest or responsibility. A joint tax retum with my husband and myself was NOT filed for 2011.