Stephen Fain Williams

Trust # I Chase Manhattan (J.P. Morgan mutual funds) N.1 — Int/Div

Dreyfus S&P 500 Fund — Int/Div

Dreyfus S&P 500 Fund] — Int/Div

Fidelity OTC (IRA) — None — Redeemed

Vanguard Index 500 — Int/Div

Vanguard Prime MM Fund — Int/Div

Vanguard Index 5007 — Int/Div

Vanguard Mid-Cap Index — Int/Div

Vanguard Prime MM Fund} — Int/Div

Vanguard Mid-Cap Index} 7] — Int/Div

Barrick Gold Corp. — Int/Div

Gold Corp., Inc — Int/Div

Boulder, CO — Rent

PNC Bank} — Interest

TIAA CREF Ret. Annuities — Distribution

Nestle — Int/Div

Proctor & Gamble — Int/Div

Questar — Int/Div — Sold (part)

QEP Resources — Int/Div — from linc 18)

Bank of America — Int/Div

Merck — Int/Div

JP Morgan Access Balanced Fund — Buy

JP Morgan Access Balanced Fund — Int/Div — Buy (add'l)

JP Morgan cash reserve. N.1A — Int/Div

JP Morgan Access Balanced Func} — Buy

JP Morgan Access Balanced Fund! — Int/Div — Buy (add'l)

JP Morgan Money Market Deposit Account i%] — Int/Div — Buy

JP Morgan cash reserve! IN.1B — Int/Div

Trust No. 2, BNY Mellon, Dreyfus Mutual Funds — Int/Div

BNY Mellon Mutual Funds — Int/Div

BNY Mellon Cash Reserve Account — Int/Div

ETF Vanguard Emerging Markets — Int/Div

Strategic Global Stock Fund — Int/Div

Vanguard Prime MoneyMarkey] "= T) N.3 — Int/Div

Vanguard Growth Index — Int/Div — Sold

Mid-Cap Index Vanguard — Int/Div

PRIME Cap, Vanguard" 7} — Int/Div

Total Int'l Stock Index, Vanguard” 77] — Int/Div

JP Morgan cash reserve TT — Int/Div

JP Morgan Access Balanced Fund F057! — Buy

JP Morgan Access Balanced Fund 752% & 3 — Int/Div — Buy (add'l)

JP Morgan Money Market Deposit Account — Int/Div — Buy

JP Morgan, cash reserve (IRA) — Int/Div

JP Morgan Access Balanced Fund (IRA) — Buy

JP Morgan Access Balanced Fund (IRA) — Int/Div — Buy (add'l)

Morgan Stanley 2-YR Asian Outperformance Note (IRA) — None — Buy

Goldman Sachs SPX Bren (IRA) — None — Buy

Morgan Stanley Market Plus SPX (IRA) — None — Buy

JP Morgan Short Duration Bond Fund (IRA) — Buy

JP Morgan Short Duration Bond Fund (IRA) — Int/Div — Buy (add'l)

BNP Paribas Emerging Consumer Products Note (IRA) — None — Buy

Goldman Sachs SPX Note (IRA) — None — Buy

JP Morgan Access Balanced Fun} IRA) — Buy

JP Morgan Access Balanced Fund] - IRA) — Int/Div — Buy (add'l)

JP Morgan cash reserve] IRA) — Interest — Buy

SSgA Age Based 20107] IRA) — None

Reimbursement — Umversity of Colorado — January 28-February 1.2010 — Boulder, Colorado — Panel discussion, telecom — Transportation, food and lodging

Reimbursement — University of Southern California — March 4-6, 2010 — Los Angeles, California — Moot Court — Transportation, food and lodging

Reimbursement — October 3, 2010 — wh HW eAT Bip ret S Judges and officials about Rule of Law — ¥ Collier JAH CelEICIR0y SUANT of R0AT IAAL HIN

Spouse's income — 2010 — DC Public Schools

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1. This is a trust established by” ™"~

“"Yof which 1 am a life beneficiary.

1A. The initial investment in this was on December 3, 2009 and was inadvertently omitted from 2009's form. The investment was at the N level and at the end of

2009 was at the N level. Income was at the A level.

1B. The initial investment in this was on December 3, 2009 and was inadvertently omitted from 2009's form. The investment was at the M level and at the end of

2009 was at the N level. Income was at the A level.

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2. The assets noted on this and the next four lines are held by a testamentary trust established by in

7 of which 1 am the life beneficiary.

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of which 1 am the life beneficiary.

LITT

| IARIPEE TWAT

- 4 signifies that the asset is held by a testamentary trust established bys = +