Milan Dale Smith jr

General Electric Co. — Int/Div

Coca-Cola Company — Int/Div

Intuitive Surgical Inc — None

Kinder Morgan Energy Partners LP Unit Ltd Partnershihp — Distribution

American Tower Corp CL A — None

Devon Energy Corp New — Int/Div — Buy (add'l)

Devon Energy Corp New — None — Buy (add'l)

L-3 Communications Holdings Inc — Int/Div — Buy (add'l)

Pepsico Incorporated — Int/Div — Buy (add'l)

Pepsico Incorporated — None — Buy (add'l)

Time Wamer, Inc — Int/Div

Time Warmer Cable — Int/Div

Canadian Natl Ry Co. — Int/Div

First Colony Life Policy — None

Aetna Life Policy — Int/Div

California Pizza Kitchen — None

Quanta SVCS Inc — None — Buy (add'l)

Quanta SVCS Inc — None — Sold (part)

Dow Chemical Company 5.750 12/15/12 — Interest

Dow Chemical Company 5.3000 3/15/13 — Interest

Franklin Universal Trust — Int/Div — Sold (part)

Franklin Universal Trust — None — Sold (part)

General Electric Cap Corp 4.000 4/15/10 — Interest — Redeemed

Goldman Sachs 5.250 10/15/13 — Interest

Intl Lease Fin Corp 4.200 2/15/10 — Interest — Redeemed

John Hancock Life Ins Co 4.150 2/15/12 — Interest

LaSalle Fndg LLC Multi 3.000 1/15/11 — Interest

McDonald's Corp 6.000 4/15/11 — Interest

MEFS Intermediate Income Trust — Int/Div — Sold (part)

Motorola Inc. 7.625 11/15/10 — Interest — Redeemed

National Rural Utilities 4.125 2/15/11 — Interest

New York Tel Co. 7.000 6/15/13 — Interest

Teco Energy Inc 7.200 5/1/11 — Interest — Sold (part)

Anaheim CA Pub Fing Auth 5.000 10/1/10 — Interest — Redeemed

Parlier Calif Redev Agy 4.650% 8/1/10 — Interest — Redeemed

Oneok Inc New — Int/Div

Century Tel., Inc. Cpn 5.000% Due 2/15/15 — Interest

Dean Witter Discover Odd Cpn Med Term Notes 7.07% 2/10/14 — Interest

Boeing Co. Global Notes Cpn 5.125% Due 2/15/13 — Interest

Genzyme Corp Gen Div — None

Marriott Int Inc Class A — Int/Div

MBIA/Claymore MGD Dura Inv Grd Muni Fd — Int/Div — Sold

Money Mkt Oblig Trust Auto Cash Mgmt — Int/Div

American Capital Agency Corp — Int/Div — Buy (add'l)

Williams Partners LP Com Unit Ltd Part Int — Distribution — Sold (part)

Williams Partners LP Com Unit Ltd Part Int — None — Sold (part)

Williams Partners LP Com Unit Ltd Part Int — None — Sold (part)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Int/Div — Sold (part)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — None — Sold (part)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — None — Buy (add'l)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — None — par)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — None — Sold (part)

shares Trust Barclays 1-3 Yr. Treasury Bd FD — None — pan)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — None — Sold (part)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — None — Sold (part)

Capstead Mtg Corp Com No Par — Int/Div — Sold (part)

Capstead Mtg Corp Com No Par — None — Buy (add'l)

MFA Mortgage Investments Inc — Int/Div — Buy (add'l)

MFA Mortgage Investments Inc — None — Buy (add'l)

Hatteras Financial Corp — Int/Div — Sold (part)

Putnam Managed Municipal Income Trust. SBI — Int/Div — Sold (part)

Putnam Managed Municipal Income Trust. SBI — None — Sold (part)

Putnam Managed Municipal Income Trust. SBI — None — Sold (part)

Putnam Municipal Opportunities Trust-SBI — Int/Div — Sold (part)

Seligman Select Municipal Fund Inc — Int/Div — Sold (part)

Seligman Select Municipal Fund Inc — None — Sold (part)

Westernbank PR: 5.20%: 08/07/10 — Interest — Redeemed

Fidelity Advisor Mun Income Fund CL T — Int/Div — Buy (add'l)

Gabelli Glbl Util Inc Trust GDV — Int/Div — Buy (add'l)

Gabelli GIbl Util Inc Trust GDV — None — Buy (add'l)

Ishares Trust Iboxx § Investop Investment Grade Bond Fund — Int/Div — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — None — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — None — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — None — Buy (add'l)

Ishares Barclays Intermediate Credit Bond Fund — Int/Div — Sold (part)

Ishares Barclays Intermediate Credit Bond Fund — None — Sold (part)

Ishares Barclays MBS Bond Fund ETF — Int/Div — Buy (add'l)

Ishares Barclays MBS Bond Fund ETF — None — Sold (part)

Ishares Barclays MBS Bond Fund ETF — None — Sold (part)

Ishares Barclays MBS Bond Fund ETF — None — Sold (part)

shares Barclays MBS Bond Fund ETF — None — Sold (part)

shares Barclays MBS Bond Fund ETF — None — Sold (part)

Ishares Barclays MBS Bond Fund ETF — None — Sold (part)

Ishares Barclays 1-3 YR Credit Bond Fund ETF — Int/Div — Sold (part)

Annaly Capital Management Inc — Int/Div — Buy (add'l)

Annaly Capital Management Inc — None — Buy (add'l)

Annaly Capital Management Inc — None — Buy (add'l)

Linn Energy LLC — Distribution — Sold (part)

Copano Energy LLC — Distribution — pant)

Ishares Trust Barclays Credit Bond Fund ETF — Int/Div — Sold (part)

Ameren Corp — Int/Div — Buy (add'l)

Ameren Corp — None — Buy (add'l)

Cenovus Energy Inc — Int/Div — Buy (add'l)

Encana Corp — Int/Div — Buy (add'l)

Encana Corp — None — Buy (add'l)

Ishares Barclays Short Treasury Bond Fund ETF — Int/Div — Sold (part)

Ishares Barclays Short Treasury Bond Fund ETF — None — Sold (part)

Ishares Barclays Short Treasury Bond Fund ETF — None — Sold

Abbot Laboratories — Int/Div — Buy (add'l)

Abbot Laboratories — None — Buy (add'l)

Abbot Laboratories — None — Sold (part)

H & Q Life Sciences Ivestors SBI — Int/Div — Buy (add'l)

H & Q Life Sciences lvestors SBI — None — Buy (add'l)

Enterprise Products Partners LP — Distribution

Powershares Global Exchange Trades FD TR Weekly VRDO Tax Fre — Int/Div — Sold

Teco Energy Inc — Int/Div

Blackrock Income Trust Inc — Int/Div — Buy (add'l)

Blackrock Income Trust Inc — None — Buy (add'l)

Blackrock Income Trust Inc — None — Buy (add'l)

Blackrock Income Trust Inc — None — Buy (add'l)

Blackrock Income Trust Inc — None — Buy (add'l)

Blackrock Income Trust Inc — None — Buy (add'l)

Blackrock Income Trust Inc — None — Buy (add'l)

DWS Dreman Value Income Edge Fund Inc New — Int/Div — Buy (add'l)

DWS Dreman Value Income Edge Fund Inc New — None — Buy (add'l)

DWS Dreman Value Income Edge Fund Inc New — None — Buy (add'l)

DWS Dreman Value Income Edge Fund Inc New — None — Buy (add'l)

DWS Dreman Value Income Edge Fund Inc New — None — Buy (add'l)

DWS Dreman Value Income Edge Fund Inc New — None — Sold (part)

DWS Dreman Value Income Edge Fund Inc New — None — Buy (add'l)

Franklin Investors Secs Tr Adjustable US Govt Secs Fund — Int/Div — Buy (add'l)

Franklin Investors Secs Tr Adjustable US Govt Secs — None — Buy (add'l)

Gabelli Dividend & Income Fund — Int/Div — Buy (add'l)

Gabelli Dividend & Income Fund — None — Buy (add'l)

Gabelli Dividend & Income Fund — None — Buy (add'l)

Gabelli Dividend & Income Fund — None — Sold (part)

Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Int/Div — Sold (part)

H J Heinz Co — Int/Div — Buy (add'l)

Eli Lilly & Co — Int/Div — Buy (add'l)

Statoil Asa Sponsored ADR — Int/Div — Buy (add'l)

Statoil Asa Sponsored ADR — None — Buy (add'l)

Statoil Asa Sponsored ADR — None — Sold (part)

St Jude Medical Inc — None — Buy (add'l)

M & I Marshall & lIsley Bk Milwaukee Wis C/D FDIC DUE 21262 — None — Redeemed

United Western Bk Denver Co C/D FDIC Ins to Limits Due 6/30/ — Interest — Redeemed

Schwab CA Muni Money Fund Cash Money Market Fund — Int/Div

Western Asset Emerging Mkts Income Fd Inc — Int/Div — Buy

Western Asset Emerging Mkts Income Fd Inc — None — Buy (add'l)

Western Asset Emerging Mkts Income Fd Inc — None — Buy (add'l)

Western Asset Emerging Mkts Income Fd Inc — None — Buy (add'l)

RBC Prime Money Market Cash Reserve — Interest

H & Q Healthcare Investors SBI — Int/Div — Buy

H & Q Healthcare Investors SBI — None — Sold (part)

NFJ Divid Int & Prem Strategy FD — Int/Div — Buy

NF) Divid Int & Prem Strategy FD — None — Buy (add'l)

NF] Divid Int & Prem Strategy FD — None — Buy (add'l)

Ishares TR 2012 S&P AMT Free Municipal Ser FD — Int/Div — Buy

Ishares TR 2013 S&P AMT Free Municipal Ser FD — Int/Div — Buy

Ishares TR 2013 S&P AMT Free Municipal Ser FD — None — Buy (add'l)

Ishares TR 2014 S&P AMT Free Municipal Ser FD — Int/Div — Buy

Ishares 1K 2014 S&P AMT Free Municipal Ser FD — None — Buy (add'l)

Managed Duration Invt Grade Mun FD — Int/Div — from line 42)

Managed Duration Invt Grade Mun FD — None — Sold (part)

Ishares TR S&P Short Term Natl Amtfr — Int/Div — Buy

Textron Inc — Int/Div — Buy

Textron Inc — None — Buy (add'l)

Templeton Income TR Global Total Return FD ADV CL — Int/Div — Buy

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Int/Div — Buy

California St Dept Zero 6.7% (X) See Part vill — None — Redeemed

Allegheny Energy Inc. (X) See Part VIII — Int/Div

Russell Money Market S — Sold

Tamarack Inst! Prime Fd — Sold

Gabelli Glbl Util Inc Trust (Y) See Part VIII

Reimbursement — ASIN ATCT Teli sl TIeRIe Religious Freedom Moot Court — IYIVUULN VG UNL Jaan

Reimbursement — Fogs MIELE elt ey GRARGaS College of Law — £3 JIN AV AV, AVY — on the Future of Legal Education

Spouse's income — 2010 — Self-employed attorney

Spouse's income — 2010 — Gogian Foundation-Trustee

Item 69, Part VII (Gabelli G1bl Util Inc Trust GDV) is the same as Gabelli GlIbl Util Inc Trust, shown as Item 115, Part VII in my 2009 report, and as Item 164,

Item 164, Part VII in this report.

Item 160, Part VII (California St. Dept Zero Bond). This $5,000 bond was inadvertently omitted on my prior report. It was held by

ae

IRA.

Item 161, Part VII (Allegheny Energy, Inc.) This assert was inadvertently omitted on my prior report. It is held by

Ros

IRA.