William H. Pauley 3
2005
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What was filed
140
investments
2
positions
0
gifts
1
agreements
0
debts
1
reimbursements
1
income
2
spouse income
Named parties
- Duke University School of Law
- Tred +3 C.D —_— Eu Pr) Ley PS
- Snitow & Pauley, a former law partnership winding-down its affairs (continuation of payments agreement described in Part II, line 1)
- Self-Employed Licensed Real Estate Sales Person
- Self-Employed Floral Designer
As filed
IBM — Int/Div
MUTUAL FUNDS
PRUDENTIAL FIN'L SRVS — Int/Div
COMMON STOCKS
EXXON/MOBIL — Int/Div
AXA AMERICAN DEPOSITORY SHARES — Int/Div
AIM SM CAP EQUITY FUND CL B (SMEBX) — Int/Div
ALGER FD BAL PORTFOLIO (ALGBX) — Int/Div
ALLIANCE FOCUSED GROWTH INCOME CL B (ADGBX) — Int/Div — Conv
ALLIANCE FOCUSED GROWTH INCOME CL A (ADGAX) — Int/Div — Conversion
DAVIS NY VENTURE FUND CL B (NYVBX) — Int/Div
DRYDEN TOTAL RETURN BOND FUND (PDBAX) — Int/Div
DRYDEN SPEC MONEY MRKT FUNDCLB — Int/Div — Conversion
DRYDEN ACTIVE ALLOCATION FUND CL B (PBFBX) — Int/Div — Conv
DRYDEN ACTIVE ALLOCATION FUND CL A (PIBAX) — Int/Div — Conversion
DRYDEN INTL EQTY FD CL B (PJRBX) — Int/Div
DRYDEN STOCK INDEXFUND CL B (PBSIX) — Int/Div — Conv
DRYDEN STOCK INDEX FUND CL A (PSIAX) — Int/Div — Conversion
DRYDEN SM CAP CORE EQTY FD CL B (PQVBX) — Int/Div
FEDERATED INTERNATIONAL VALUE FUND CL B (FGFBX) — Int/Div
GOLDMAN SACHS MID CAP VALUE FUND CL B (GCMBX) — Int/Div
J. HANCOCK US GLOBAL LEADERS GROWTH CL B — Int/Div — Conversion
J. HANCOCK US GLOBAL LEADERS GROWTH CL A (USGLX) — Int/Div — Conversion
JENNISON NATURAL RESOURCES FUND CL A (PGNAX) — Int/Div
JENNISON FIN SERVS FD CL B (PUFBX) — Int/Div
JENNISON FIN SERVS FD CL A (PFSAX) — Int/Div
JENNISON EQTY OPP CL A (PJIAX) — Int/Div
JENNISON UTILITY FUND CL B (PRUTX) — None
JENNISON SMALL CO FUND CL B (CHNDX) — Int/Div — Conv
STRATEGIC PARTNERS FOCUSED VALUE FUND CL B (SUVBX) — None — Conv
STRATEGIC PARTNERS FOCUSED VALUE FUND CL A (SUVAX) — None — Conv
DRYDEN STRATEGIC VALUE FUND CL B (SUVBX) — None — Change
DRYDEN STRATEGIC VALUE FUND CL A (SUVAX) — None — Change
PUTNAM HEALTH SCI TRUST CL B (PHSBX) — Int/Div
PUTNAM SM CAP VALUE CL A (PSLAX) — Int/Div
SELIG LASALLE DIVIDEND REAL ESTATE FUND CL B (SREBX) — Int/Div — Conv
SELIG LASALLE DIVIDEND REAL ESTATE FUND CL A (SREAX) — Int/Div — Conversion
SELIG INCOME FUND CL B (SIBBX) — Int/Div
SELIG SM CAP VALUEFD CL B (SSCBX) — Int/Div
SELIG FRONTIER FUND CL B (SLFBX) — Int/Div
ANNUITIES
DISCOVERY PLUS — Interest
CASH AND CASH EQUIVALENTS
JP MORGAN CHASE — Interest
U.S. TREASURY BILLS — Interest
U.S. SAVINGS BONDS — Interest
AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div
AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div
WACHOVIA MONEY MARKET ACCOUNT — Interest — Conversion
EVERGREEN MUNICIPAL MONEY MARKET FUND — Interest — Conversion
NEW YORK STATE COLLEGE TUITION SAVINGS FUND PROGRAM — Interest — Buy
WACHOVIA — None — Transfer
BB & TBANK CD — None — Transfer
THIRD FEDERAL S&L CD — None — Transfer
FIFTH THIRD BANK CD — None — Transfer
RETIREMENT ACCOUNTS
401K PLAN - ING — Int/Div
IRA SCUDDER — Interest
ALGER CAPITAL APPRECIATION FD CL B (ACAPX) — Int/Div
JENNISON GROWTH CL A (PJFAX) — Int/Div
JENNISON GROWTH CL B (PJFBX) — Int/Div
JENNISON TECH FUND CL B (PTYBX) — Int/Div
DAVIS NY VENTURE FUND CL A NYVTX) — Int/Div
GOLDMAN SACHS TRUST FUND CAP GRWTH PORTFOLIO CL A (GSCGX) — Int/Div
JENNISON HLTH SCIFD CL A (PHLAX) . — Int/Div
JENNISON HLTH SCI FD CL B (PHLBX) — Int/Div
STRATEGIC PARTNERS FOCUSED GROWTH FUND CL B (SPFBX) — None — Change
JENNISON SELECT GROWTH FUND CL B (SPFBX) — None — Change
SELIG COMM & INFO FD CL A (SLMCX) — Int/Div
COMMAND MONEY MKT FDS — Interest — Conversion
WACHOVIA MONEY MARKET FUNDS — Interest — Conversion
U.S. THRIFT SAVINGS PLAN (GOVT SECURITIES FUND) — Interest
UTS GOV'T SEC EQUITY TRUST — Int/Div
COMMON STOCKS
EXXON/MOBIL — Int/Div
AXA AMERICAN DEPOSITORY SHARES — Int/Div
PRUDENTIAL FIN'L SRVS — Int/Div
IBM — Int/Div
MUTUAL FUNDS
ALGER FD BAL PORTFOLIO (ALGBX) — Int/Div
ALLIANCE FOCUSED GROWTH INCOME CL B (ADGBX) — Int/Div — Conv
ALLIANCE FOCUSED GROWTH INCOME CL A (ADGAX) — Int/Div — Conversion
DAVIS NY VENTURE FUND CL B (NYVBX) — Int/Div
DRYDEN TOTAL RETURN BOND FUND (PDBAX) — Int/Div
DRYDEN SPEC MONEY MRKT FUNDCLB — Int/Div — Conversion
DRYDEN ACTIVE ALLOCATION FUND CL B (PBFBX) — Int/Div — Conv
DRYDEN ACTIVE ALLOCATION FUND CL A (PIBAX) — Int/Div — Conversion
DRYDEN INTL EQTY FD CL B (PJRBX) — Int/Div
DRYDEN STOCK INDEX FUND CL B (PBSIX) — Int/Div — Conv
DRYDEN STOCK INDEX FUND CL A (PSIAX) — Int/Div — Conversion
DRYDEN SM CAP CORE EQTY FD CL B (PQVBX) — Int/Div
GOLDMAN SACHS MID CAP VALUE FUND CL B (GCMBX) — Int/Div
J. HANCOCK US GLOBAL LEADERS GROWTHCLB — Int/Div — Conversion
J. HANCOCK US GLOBAL LEADERS GROWTH CL A (USGLX) — Int/Div — Conversion
JENNISON NATURAL RESOURCES FUND CL A (PGNAX) — Int/Div
JENNISON FIN SERVS FD CL B (PUFBX) — Int/Div
JENNISON FIN SERVS FDCL A (PFSAX) — Int/Div
JENNISON EQTY OPP CL A (PJIAX) — Int/Div
JENNISON UTILITY FUND CL B (PRUTX) — None
JENNISON SMALL CO FUND CL B (CHNDX) — Int/Div — Conv
JENINSON SMALL CO. FUND CLASS A (PGOAX) — Int/Div — Conv
STRATEGIC PARTNERS FOCUSED VALUE FUND CL B (SUVBX) — None — Conv
DRYDEN STRATEGIC VALUE FUND CL B (SUVBX) — None — Change
DRYDEN STRATEGIC VALUE FUND CL A (SUVAX) — None — Change
PUTNAM HEALTH SCI TRUST CL B (PHSBX) — Int/Div
PUTNAM SM CAP VALUE CL A (PSLAX) — Int/Div
SELIG LASALLE DIVIDEND REAL ESTATE FUND CL B (SREBX) — Int/Div — Conv
SELIG LASALLE DIVIDEND REAL ESTATE FUND CL A (SREAX) — Int/Div — Conversion
SELIG INCOME FUND CL B (SIBBX) — Int/Div
SELIG FRONTIER FUND CL B (SLFBX) — Int/Div
DISCOVERY PLUS — Interest
CASH AND CASH EQUIVALENTS
JP MORGAN CHASE — Interest
U.S. TREASURY BILLS — Interest
U.S. SAVINGS BONDS — Interest
AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div
AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div
WACHOVIA MONEY MARKET ACCOUNT — Interest — Conversion
EVERGREENMUNICIPAL MONEY MARKET FUND — Interest — Conversion
NEW YORK STATE COLLEGE TUITION SAVINGS FUND PROGRAM — Interest — Buy
RETIREMENT ACCOUNTS
PLAN - ING — Int/Div
IRA SCUDDER — Interest
ALGER CAPITAL APPRECIATION FD CL B (ACAPX) — Int/Div
JENNISON GROWTH CL A (PJFAX) — Int/Div
JENNISON GROWTH CL B (PJFBX) — Int/Div
JENNISON TECH FUND CL B (PTYBX) — Int/Div
DAVIS NY VENTURE FUND CL A (NYVTX) — Int/Div
GOLDMAN SACHS TRUST FUND CAP GRWTH PORTFOLIO CL A (GSCGX) — Int/Div
JENNISON HLTHSCIFD CL A — Int/Div
(PHLAX)
JENNISON HLTHSCIFDCL B (PHLBX) — Int/Div
STRATEGIC PARTNERS FOCUSED GROWTH FUND CL B (SPFBX) — None — Change
JENNISON SELECT GROWTH FUND CL B (SPFBX) — None — Change
STRATEGIC PARTNERS NEW ERA GRWTH FD CL B (SNGBX) — None
SELIG COMM & INFOFD CL A (SLMCX) — Int/Div
COMMAND MONEY MKT FDS — Interest — Conversion
WACHOVIA MONEY MARKET FUNDS — Interest — Conversion
U.S. THRIFT SAVINGS PLAN (GOVT SECURITIES FUND) — Interest
UTS GOV'T SEC EQUITY TRUST — Int/Div
Member of Board of Visitors, Duke University School of Law
S., Tred +3 C.D —_— Eu Pr) Ley PS
Agreement — 1.1998 — Continuation of payments agreement with former law partner, Franklyn H. Snitow, and his law firm, Snitow Kanter Holtzer & Millus, LLP.
Reimbursement — Duke University School of Law — April 15-16 and October 7-8, 2005. Law School Board of Visitors Meetings. (travel, food and lodging)
Income — 2005 — Snitow & Pauley, a former law partnership winding-down its affairs (continuation of payments agreement described in Part II, line 1) — $43,130
Spouse's income — 2005 — Self-Employed Licensed Real Estate Sales Person
Spouse's income — 2005 — Self-Employed Floral Designer
None.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.