William S. Duffey jr

Ishares JP Morgan EM Bond FD — Sold (part)

Blackrock Global Allocation C 8. — Int/Div — Buy (add'l)

Investco VK Capital Growth C (name change) — None — Sold (part)

Investco VK Muni Income C (name change) — Int/Div

IRA #1 — Int/Div

13. — Interest

MS Bank Deposit Program

FHR 2920 WG 5.25% — Sold

Federal National Mtg Assn — Sold (part)

Franklin Income C

Dell Inc

Rio Tinto Finance USA Limited 26. -General Electric Capital Corp 27. -Morgan Stanley

Comcast Corp New

Goldman Sachs Group Inc

Marathon Oil Corp

Venzon Communications

Glaxosmithkline Cap Inc

Kraft Foods Inc

Tyco Intemational Finan

AT&T Inc

Metlife Inc — Sold

Boeing Co

CVS Caremark Corp

Indiana Michigan Power

Altna Group Inc

IRA #2 — Interest

MS Bank Deposit Program

AIPABSRT

Keyworth Bank

Roth IRA #1 — Int/Div

Investco VK Corporate Bond C (name change)

Roth IRA #2 — Int/Div

Invesico VK Growth & Income C (name change)

NW Mutual Estate CompLife — None

NW Mutual 65 Life — None

K & S Investments — Interest

C&BCapital , LP.* Ss. 56. C& B Capital II, LP. ** 7. — Interest

59. Betsy Byars, Inc. — None

Gold coins — None

Brokerage Account #1

MS Bank Deposit Program — Interest

One GA Bk — None — Buy

Blackrock National Muni C — Interest — Sold

Van Eck Intl Inv Gold FD A — Int/Div — Buy

Dreyfus Intermediate Muni BD — Interest — Buy

Dreyfus Intermediate Muni BD — Sold

Amencan WA Mutual A — Int/Div — Buy

72. Brokerage Account #3 — Sold

MS Bank Deposit Program 74. -Ishares Barclays Tips BD FD — Int/Div

Ishares S&P 500 GRWTH Index 76. -Ishares S&P 500 Value Index 77. -Ishares S&P Midcap 400 Index — Int/Div — part) Sold (part)

Nuveen Municipal Value FD INC — Int/Div — Sold (part)

70 — Interest

80 — Distribution

Vanguard EMRG MKTS ETF — Int/Div — Sold (part)

Vanguard European ETF — Int/Div — Sold (part)

Vanguard Pacific ETF — Int/Div

Vanauard REIT ETF — Int/Div

Blackrock Apex Mun FD Inc — Int/Div — Buy

GNMA Pool 95. -Ishares IBOXX Invest GR — Buy (add'l)

Ishares Barclays Tips BD FD — Sold (part)

98. -Ishares Barclays 1-3 YR TSY BD — Buy (add'l)

98. -Ishares Barclays 1-3 YR TSY BD — Buy (add'l)

Ishares IBOXX H/Y Corp BND — Sold (part)

Ishares IBOXX H/Y Corp BND — Buy (add'l)

Ishares JP Morgan EM Bond FD — Sold (part)

Reimbursement — Chemonics International, Inc — 10/23/2010-10/28/201¢ — Kyiv, Ukraine — Seminar w/ Gov — Travel

Reimbursement — FJC Educational Terrorism Seminar — 03/03/2010-03/05/201¢ — Durham, NC — Seminar — Travel

Reimbursement — Texas Tech — 04/15/2010-04/16/201( — Lubbock, TX — Seminar — Travel

Reimbursement — Chemonics International, Inc — 04/18/2010-04/23/201¢ — Kyiv, Ukraine — Seminar w/ Gov — Travel

Spouse's income — 2010 — Mary Hall Freedom House, Inc. - Salary

Spouse's income — 2010 — Holtzbrink Publishing Holdings, LP - royalties from copyrights

Spouse's income — 2010 — Penguin Group (USA) Inc. - royalties from copyrights

Spouse's income — 2010 — Random House, Inc. - royalties from copyrights

Spouse's income — 2010 — Self-employed writer

*Qwnership interest percentage is 0.208971%. During the reporting period, C&B Capital 1, L.P. held interests in the following companies:

- Central Security Group, Inc.

-VCG, LLC

- Global Care, Inc.

- NuBridges, Inc.

- Alimera Sciences, Inc.

- Focus Receivables Management, Inc.

- Healthmark Partners, Inc.

- Healthcare Solutions, Inc.

**Ownership interest percentage is 0.743396%. During the reporting period, C&B Capital II, L.P. held interests in the following companies:

- SnagAJob.com, L.P.

- CBG Holdings, Inc.

- Alimera Sciences, Inc.

- All Web Leads, Inc.

- Brightree, LLC

- Healthcare Solutions, Inc.

- Prommis Solutions, Inc.

- REACH Health, Inc.

- PMW Technologies, Inc. d/b/a PeopleMatter

- SG-BGP, LLC/BPG Holdings, LLC

- Vesdia, Inc.

- Controlscan, Inc.

- Navitas Lease Finance Corp.