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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 409

    investments

  • 3

    positions

  • 0

    gifts

  • 0

    agreements

  • 2

    debts

  • 0

    reimbursements

  • 2

    income

  • 5

    spouse income

Named parties

  • Note # 1
  • Note #1
  • Note #
  • Note #3
  • Note # & Note # a4
  • Note #4
  • Note # 4
  • Note #5
  • Foundation #1 Line 381
  • Foundation # 1 Line 383
  • Note # 5
  • Note #2
  • Note # 2
  • Foundation #1
  • Music Bridges Internatinal Inc
  • Cardoza Law School
  • Morgan Stanley Venture Investors III ( IRA)
  • Morgan Stanley Venture Investors III LP
  • Cardoza Law School-teaching
  • Holy Trinity Lutheran Church-choir performance
  • CSG Systems Inc-Director Fee
  • Kohl's Department Stores Inc-Director Fee
  • Northstar Realty Finance Corp -Director Fee
  • Safe Bulkers Inc -Director Fee
  • Jet Blue Airways Corp-Director Fee

As filed

Northwestern Mututal Life(Trust #1) — None

Thomburg Ltd. Term Muni. Fd Nat'l — Int/Div

Kohl's Corp. Com (IRA) — None

Thomberg Value Fund Class A Mut Fd. (I RA) — Int/Div

PW First Jewel Associate, L.P — Distribution — Closed — Note # 1

Morgan Stanley Venture Investors III LP (I RA) — None — Sold (part)

Morgan Stanley Venture Investors III LP (I RA) — Sold (part)

Kohl's Corp Com (Trust #2) — None

Morgan Stanley Venture Investors III LP — None — Sold (part)

Morgan Stanley Venture Investors III LP — Sold (part)

Psychemedics Corp. Com — Int/Div

EES 1986LP — None

Citibank(Checking) — Interest

Skyline Venture Partners,L.P — None

MSCPIIIL.P — Distribution — Note #1

McKinley Capital Realty Partners, LLC — None — Closed

Bond Finance International Con Due 11/2 3/2058(IRA)(N/C) — None

Northwestern Mututal Life — None

Citibank Checking (Trust # 2) — None

EVILCO Life Insumace (Trust # 1) — None

Northwestern Mututal Life (Trust#1) — Interest

PHL Insumace (Trust #1 )(N/C Madison Na tional Life Ins) — Interest

Passport Money Market Fund (IRA) — Int/Div

SFM Domestic Investments LLC — Disxibution — Sold (part) — Note # 1

SFM Domestic Investments LLC — Buy (add'l)

SFM Domestic Investments LLC — Buy (add'l)

SFM Domestic Investments LLC — Sold (part)

Sunrise Capital Special Partners, LLC — None

CSG Systems Intemational Inc.Com — None — Buy (add'l)

CSG Systems Intemational Inc.Com — Sold (part)

Summit Mariner, LLC — None — Buy (add'l)

Skyline Venture Partners Qualified Purchase Fund Il — None — Buy (add'l)

Trident Capital Fund-IV LP — Distribution — Sold (part) — Note # 1

Sentinel Capital Partners II LP Caren — Distribution — Sold (part) — Note # 1

Sentinel Capital Partners II LP Caren — Distribution — Sold (part) — Note # 1

Sentinel Capital Partners II LP Caren — Sold (part)

Sentinel Capital Partners II LP Caren — Sold (part)

Summit Mariner LLC/JP Morgan Checking — Interest

Rental # /JPMorgan Checking — Interest

Rental #2 New York, NY(1999 § 900,000) — Rent

Rental # 2/JP Morgan -Checking — Interest

JP Morgan(Checking)- — None

Andex Resources LLC — None — Sold (part)

Andex Resources LLC — Sold (part)

Andex Resources LLC — Sold (part)

NYS Dorm. Authority Bond 5.75% due 07/0 8 — Interest — Redeemed

NYS Dorm. Authority Bond 7.5% due 07/10 — Interest — Sold

JP Morgan NY Tax-Free M/M Fund — Interest — Closed

Five Point Fund LLC — Distribution — Sold (part) — Note #

Trident Capital Fund V LP — Distribution — Buy (add'l) — Note # 1

Trident Capital Fund V LP — Sold (part)

Trident Capital Fund V LP — Sold (part)

Trident Capital Fund V LP — to line 362) — Note #3

Karsch Capital II LP — Distribution — Note #

Origin Investors LP — None — Sold (part)

Origin Investors LP — Sold

Linx Partners (Q) LP — Distribution — Sale — Note #

Linx Partners (Q) LP — Sale

Grove Capital Commitment Partners LP — None

Martha's Vineyard Golf Partners LLC — None

Silvaris Corp Preferred B — None

NY College Savers Program Series 151 — Interest — Distributed

JP Morgan (Checking) — Interest

NY State Dorm.Auth 6.1% due 07/19 — Interest

NY NY Transitional 5.3% due 11/09 — Interest

Rome NY HSG DEV 6.25% due 01/18 — Interest — Sold (part)

Oneida Cnty NY 6.25% due 06/15 — Interest

NY City HSG Dev 5.5% due 11/09 — Interest — Sold (part)

NY City HSG Dev 5.5% due 11/09 — Sold

JK & B Capital IV QIP LP — None — Buy (add'l)

JK & B Capital IV QIP LP — Buy (add'l)

JK & B Capital IV QIP LP — Sold (part)

JK & B Capital IV QIP LP — Buy (add'l)

JK & B Capital IV QIP LP — Buy (add'l)

JK & B Capital IV QIP LP — Buy (add'l)

Perseus Biopharmaceutical Investor LP — Distribution — Sold (part) — Note #

Perseus Biopharmaceutical Investor LP — Sold (part)

Perseus Biopharmaceutical Investor LP — to line 364) — Note #3

Skyline Venture Partners Qualified Purchas er Fund 111 LP — Diswibution — Buy (add'l) — Note #

Skyline Venture Partners Qualified Purchas er Fund 111 LP — Buy (add'l)

Skyline Venture Partners Qualified Purchas er Fund 111 LP — Sold (part)

Towerbrook Private Equity Partners II LP — Distribution — Buy (add'l) — Note # 1

TCP Limited Partners LLC — None — Sale

TCP Limited Partners LLC — Buy (add'l)

Grovell LP — None

Tactics II LP — Distribution — Buy (add'l) — Note #1

Tactics II LP — Buy (add'l)

JP Morgan Checking(Foundation #1) — Interest

MM Community Funding III Sub Note — None

OR Music LLC — None

The EPI Companies LLC — None — Buy (add'l)

Windstar Capital LLC Notes Receviable — None

SFM Participation LP — None

Capital Income Builders Fd Cl A(IRA) — Int/Div

NYS Env 6.7 6/15/10 — Interest

MSILF M/M — Int/Div

MSILF M/M — Int/Div

MSILF M/M(Y)

Glen Cove NY Ser A 5.375 1/15/10 — Interest

Northstar Realty Finance Corp Com — Int/Div — Buy (add'l)

Tidewater Acquisition Inc Com — None — Sold

Tidewater Acquisition Inc Pfd — Int/Div — Sold

ARX Global HighYield Sec Fund I LP — None — Sold (part)

ARX Global HighYield Sec Fund I LP — Sold

Eclectic Investment Partners LP — None — Sold

Kinderhook Capital I LP — Distribution — Buy (add'l) — Note #1

Kinderhook Capital I LP — Buy (add'l)

Kinderhook Capital I LP — Sold (part)

Kinderhook Capital I LP — Sold (part)

Morris Global Strategies LP — Distribution — Note # 1

Capital World Grth & Income Fd C1 A(IRA) — Int/Div — Buy (add'l)

Capital World Grth & Income Fd C1 A(IRA) — Buy (add'l)

Thomburg CRE GWT I — None

Thornburg CRE GWT 1 — None

Thornburg CRE GWT I(Y)

Long Island Power 5.5 12/1/09 — Interest — Sold

NYC GO 5.25 8/1/09 — Interest

NYS Dormitory 5.0 7/1/09 — Interest

NYS Power Auth 6.5 1/1/08 — Interest — Redeemed

NYS GO 5.25 8/1/08 — Interest — Redeemed

Erie Cnty NY 5.0 5/1/09 — Interest

NYS GO 6.011/15/08 — Interest — Redeemed

Niagra Falls NY 5.625 6/15/10 — Interest

NYC GO 4.125 3/15/10 — Interest

NYC Transitional 5.25 11/15/11 — Interest — Sold

NYS Dormitory 5.0 2/15/11 — Interest

Suffolk County NY 5.02/1/09 — Interest

NYC Mun Water 5.8 6/15/29 — None — Sold

NYS Dormitory 5.75 2/15/08 — Interest — Redeemed

NYS Dormitory 5.25 7/1/09 — Interest — Sold (part)

Yonkers NY 6.25 2/1/16 — Interest

NYS TWY Auth 5.25 4/1/08 — Interest — Redeemed

NYC GO 5.125 3/15/19 — Interest

Nassau Cnty NY 4.0 11/15/08 — Interest — Redeemed

JP Morgan Tax Free MM Premier Sweep — Interest

UTS Energy Corp (Com) — None — Sold

R Thompson Trucking(Subordinated Note) — Interest

R Thompson Trucking(Com) — None

The EPI Co LLC Sub Note — Interest

Snow Beverage Corp Preferred C — None — Buy (add'l) — Note #4

Snow Beverage Corp Preferred C — Buy (add'l) — Note #4

Intent Mediaworks Ser A Preferred — None — Sold

Intent Mediaworks Senior Convertible Pr omissory Note — None — Sold

Dynova Laboratories Inc (Com) — None — Buy (add'l) — Note # 4

Alba Advisors LLC — None

Camulos Partners LP — None

Capital SLI Group LLC — None — Buy (add'l)

Capital SLI Group LLC — Sold (part)

Capital SLI Group LLC — Sold (part)

Lone Cypress Company Ltd — Distribution — pan) — Note #

133 West 4th Street LLC — Distribution — Sold (part) — Note #1

133 West 4th Street LLC — Sold (part)

133 West 4th Street LLC — Sold

SEEF Manager LLC — Distribution — Sold (part) — Note #

SEEF Manager LLC — Sold

Sentinel Capital Investors III LP — Distribution — Buy (add'l) — Note #

Sentinel Capital Investors III LP — Buy (add'l)

Sentinel Capital Investors III LP — Sold (part)

Sentinel Capital Investors III LP — Sold (part)

Sentinel Capital Investors III LP — Sold (part)

SFM Participation II LP — Distribution — Buy (add'l) — Note #

SFM Participation II LP — Sold (part)

SFM Participation II LP — Buy (add'l)

Triad Liquidating Company LLC — None

North Salem Acquisition & Development F und 2005 LP — None — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

North Salem Acquisition & Development F und 2005 LP — Sold (part)

Thomburg Core Growth Cl A (IRA) — None

Thomburg Invt Tr Intl Value Cl — Int/Div

Thomburg Invt Tr Intl Value C11 — Int/Div

Thomburg Invt Tr Intl Value C1 1(Y)

Jetblue (Com) — None

ML Institutional Fund MM — Int/Div — Closed

Interactive Brokers LLC--Futures Fund — Interest — Buy (add'l)

ICP D600 LLC — None — Closed — Note #5

ICP 2800B LLC — None — Sold (part)

383-391 West 12th St LLC — None — Buy (add'l)

Aisling Capital II LP — None — Buy (add'l)

Aisling Capital II LP — Buy (add'l)

Aisling Capital II LP — Buy (add'l)

Aisling Capital II LP — Buy (add'l)

By The Way Productions LLC — None — Buy (add'l)

HMLP Private Investor LLC — None

IM Safer Inc. Preferred Ser A — None — Sold

JK & B Capital V LP — None — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

JK & B Capital V LP — Buy (add'l)

SEEFIILP — None — Buy (add'l)

SEEFIILP — Buy (add'l)

Stafford Logistics Inc. Promissory Note — Interest — Redeemed

Stafford Logistics Inc (Com) — None

Towerbrook Investors Il Executive Fund LP — None — Buy (add'l)

Towerbrook Investors Il Executive Fund LP — Sold (part)

Towerbrook Investors Il Executive Fund LP — par)

Towerbrook Investors Il Executive Fund LP — Sold (part)

Trident VILP — None — Buy (add'l)

Trident VILP — Buy (add'l)

Trident VILP — Buy (add'l)

Kinderhook Capital Fund II LP — None — Buy (add'l)

Kinderhook Capital Fund II LP — Buy (add'l)

Kinderhook Capital Fund II LP — Buy (add'l)

Kinderhook Capital Fund II LP — Buy (add'l)

Kohls Corp (Com). — None

Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Int/Div — Sold (part)

Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Sold (part)

Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Sold (part)

Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Sold (part)

Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Sold

North Salem Aquisition & Dev Fund 2005 LP-Preferred Equity — Interest — Sold (part)

KPB Partners LP — None

NYS Convention Center 5.75 % due 6/1/08 — Interest — Redeemed

Childrens Trust Fund-Puerto Rico 5 % due 7 1 7/1/08 — Interest — Redeemed

NYS Dormitory 5.25 % due 5/15/09 — Interest

NYS Dormitory 5.125 % due 5/15/21 — Interest — Sold

NYS Thruway 5% due 4/1/10 — Interest

NYS Dormitory Authority 5.25% due 11/15 123 — Interest

Brookhaven NY 4..25% ldue 11/1/37 — Interest — Sold (part)

Dutchess County NY 5 % due 8/1/11 — Interest

NYS Dormitory Zero Coupon due 8/15/40 — Interest

Puerto Rico 5 % due 7/1/09 — Interest — Sold

City of NY Genl Pur 5 % due 8/1/12 — Interest

NYS Dormitory 4.5 % due 7/1/11 — Interest

NYS Dormitory 7.5 % due 7/1/10 — Interest — Sold (part)

NYS Local Gov't Assis Corp 5 % due 4/1/09 — Interest — Sold

City of NY Genl Pur adj rate due 8/1/16 — Interest — Sold

City of NY Adj rate due 8/1/17 — Interest — Sold

City of NY- Adj rate due 8/15/18 — Interest — Sold

NYS Dormitory 5.25 % due 7/1/09 — Interest

Troy NY 5 % due 9/1/37 — Interest

NY NY 6.1 % due 6/15/31 — Interest

NYS Dormitory Adj rate due 11/15/29 — Interest

Thormburg-Income Builder CI 1 — Int/Div

Thomburg Global Opportunity Cl 1 — Int/Div

Thomburg CRE GWT I (Trust #2) — Int/Div

Altria Corp(Com) — None — Donated — Foundation #1 Line 381

Martin Marietta Materials Inc (Com) — None — Donated — Foundation # 1 Line 383

Morgan Stanley Bank (Savings) — Interest

Morgan Stanley Bank (Savings) — Interest

Morgan Stalney Bank (Savings)(Y)

Morgan Stanley-Cash Account — None — Closed

Morgan Stanley-Cash Account — None — Closed

Morgan Stanley-Cash Account(Y)

Thomburg Global Opportunity Fd 1 — Int/Div — Sold (part)

Thomburg Global Opportunity Fd 1 — Sold

Thomburg CRE GWT (IRA) — None

Morgan Stanley Bank-(Savings) — Interest

Morgan Stanley Trust Bank-(Savings) — Interest — Closed

Atticus Global LP — Distribution — Note # 1

DLH Capital Partners LP — None — Sold

284. Inavein LLC — None

Ironwood Management Partners Fund II LP — None — Buy (add'l)

Ironwood Management Partners Fund II LP — Buy (add'l)

KCM Alphan Only Fund LP — Distribution — Note #

Linx-Cimarron Energy Co-Invest, LLC — Interest — Buy (add'l)

Linx-Cimarron Energy Co-Invest, LLC — Buy (add'l)

Linx-Cimarron Energy Co-Invest, LLC — Buy (add'l)

Linx-McBride America Co-Invest, LLC — Interest — Buy (add'l)

Linx-McBride America Co-Invest, LLC — Buy (add'l)

MB Growth Partners II LP — Distribution — Sold — Note #

Olympus Capital Asia III LP — Distribution — Sold — Note #

The Optima Partners Focus Fund LLC — None — Sold

RGI Co Investment Fund LP(N/C RGI Partn erslIBLP — None

RGI Partners Ltd — Distribution — Buy (add'l) — Note #

RGI Partners Ltd — Buy (add'l)

RGI Partners Ltd — Buy (add'l)

SC Capital (P) LP — None — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

SC Capital (P) LP — Buy (add'l)

SC Capital (P) LP — Sold (part)

Sire Global Partners LP — None — Sold

Sire Global Partners LP — None — Buy (add'l)

Sire Global Partners LP — Buy (add'l)

Sire Global Partners LP — Buy (add'l)

Sire Global Partners LP — Buy (add'l)

Sire Global Partners LP — Buy (add'l)

Sire Global Partners LP — Buy (add'l)

Sire Global Partners LP — Buy (add'l)

Sire Global Partners LP — Buy (add'l)

Sire Global Partners LP — Sold (part)

Sire Global Partners LP — Sold (part)

Sire Global Partners LP — Sold (part)

Sire Global Partners LP — Sold (part)

Sire Global Partners LP — Sold (part)

Sire Global Partners LP — Sold (part)

abi — None

Unigo LLC — None

REN Private Investors LLC — None — Sold

Camulos Special Situations Fund LP — None — Sold (part)

ICP D600B LLC-Preferred Equity — None — Closed — Note # 5

Wall Street Sources Inc(Com) — None

Navagate Inc (Promissory Note) — None

Omnilink Systems Inc (Ser B Preferred Stoc k) — None — Buy (add'l)

Omnilink Systems Inc (Ser B Preferred Stoc k) — Buy (add'l)

American Home Food Products Inc (Com) — None

IM Safer Inc-(Convertible Promissory Note) — None — Closed — Note #5

Vanguard Prime Money Market FD(IRA) — Int/Div — Sold

Vanguard Short Term Inv Gr Inc (IRA) — Int/Div — Sold

Pend Vest LP — None

Perseus Soros Partners — Distribution — Sold (part) — Note #1

Perseus Soros Partners — to line 365) — Note #2

Syndicate Holdings Corp(Com) — None — Buy (add'l)

Syndicate Holdings Corp(Com) — Buy (add'l)

Syndicate Holdings Corp(Com) — Buy (add'l)

City of NY 5.35% Due 8/1/12 — Interest — Buy

City of NY 5.35% Due 8/1/12 — Sold (part)

MTA 5.00 Due 11/15/10 — Interest — Buy

NYS Dorm 4 % Due 7/1/08 — Interest — Buy

NYS Dorm 4 % Due 7/1/08 — Redeemed

NYS Dorm 5.75 % Due 7/1/09 — Interest — Buy

NYS Dorm 5.75 % Due 7/1/09 — Sold (part)

NYS Dorm 5.75 Due 7/1/13 — Interest — Buy

City of NY 5.5 % Due 8/1/12 — Interest — Buy

State of NY Mtg Agency 3.125 % Due 10/1 ni — Interest — Buy

State of NY Mtg Agency 2.875 % Due 4/1/ 10 — Interest — Buy

NYS Dorm 5.7 Due 7/1/13 — Interest — Buy

City of NY Health & Hosp 4 % Due 2/15/13 — None — Buy

County of Oneida 5 % Due 9/15/10 — Interest — Buy

County of Oneida 5 % Due 9/15/10 — Sold

NYS Mtg Agency 5 % Due 10/1/17 — Interest — Buy

State of NY Dorm 4 % Due 9/1/12 — None — Buy

State of NY Dorin 4.125 % Due 4/1/13 — None — Buy

Perseus Soros BioPharmaceutical Fund LP — None — Buy

Perseus Soros BioPharmaceutical Fund LP — to line 366) — Note #3

Safe Bulkers Inc(Com) — None — Buy

iRobot (Com) — None — from line 57) — Note #2

iRobot (Com) — Sold

Auxilium Pharmaceutical Inc(Com) — None — from line 82) — Note #2

Auxilium Pharmaceutical Inc(Com) — from line 337) — Note # 2

Auxilium Pharmaceutical Inc(Com) — from line 360) — Note # 2

Auxilium Pharmaceutical Inc(Com) — Sold

ICP D100 LLC(Working Capital Loan) — None — Buy

ICP D 200 LLC (Working Capital Loan) — None — Buy

383-391 West 12th Street LLC(Working Ca pital Loan) — None — Buy

Aerothrust Engine Leasing Inc (Notes Recei vable) — None — Buy

Artisanal Cheese LLC(Bridge Loan) — Interest — Buy

Nimblegen (Com) — None — Buy

Nimblegen (Com) — Sold (part)

Nassau Point Partners I LP — Distribution — Buy — Note # 1

Nassau Point Partners I LP — Sold (part)

Nassau Point Partners II LP — Distribution — Buy — Note # 1

Nassau Point Partners II LP — Sold (part)

Synergy Bev Ser A (Preferred Stock) — None — Buy

Synergy Bev Ser B (Preferred Stock) — None — Buy

Altria Corp (Com)Foundation # 1) — None — from line 269)

Altria Corp (Com)Foundation # 1) — Sold

Martin Marietta Materials Inc(Com)(Foun dation # 1) — None — from line 270)

Martin Marietta Materials Inc(Com)(Foun dation # 1) — Sold

Vomado Realty Trust Com (Foundation # 1) — None — Buy

Vomado Realty Trust Com (Foundation # 1) — Sold

IBM Corp (Com)(Foundation # 1) — None — Buy

Thornburg Global Opportunity Fd(Foundat ion #1) — Int/Div — Buy

Thornburg Global Opportunity Fd(Foundat ion #1) — Sold

Camulos 1301 I Street LLC — Distribution — Buy — Note # 1

Camulos BioEnergy Debt Holdings LLC — None — Buy

Camulos BioEnergy Debt Holdings LLC — Buy (add'l)

Camulos BioEnergy Partners LLC — None — Buy

Camulos BioEnergy Partners LLC — Buy (add'l)

Camulos Fountain Hills Partners LLC — None — Buy

Camulos Fountain Hills Partners LLC — Buy (add'l)

Camulos Gateway HI Partners LLC — None — Buy

Camulos Gateway RH Partners LLC — None — Buy

Camulos Granite Ridge Partners LLC — Distribution — Buy — Note # 1

Asling Investors III LP — None — Buy

Eastern Growth Capital I LP — Distribution — Buy — Note # 1

Eastern Growth Capital II LP — None — Buy

Eastern Growth Capital II LP(IRA) — None — Buy

Linx-Metaltech Co Investment LLC — Distribution — Buy — Note # 1

Linx-Metaltech Co Investment LLC — Sold (part)

Olympus Capital Asia IV LP — None — Buy

Stag Investments [V LP — Distribution — Buy — Note # 1

Stag Investments [V LP — Buy (add'l)

Stag Investments [V LP — Buy (add'l)

Stag Investments [V LP — Sold (part)

Stag Investments [V LP — Sold (part)

Safeway Inc(Com) — Int/Div — Buy

Safeway Inc(Com) — Sold

American Intemationsal Group Inc.(Com) — None — Buy

UBS Bank Dep Account(MM) — Interest — Buy

MSTIT Liquid Aset(tMM)(IRA) — Int/Div — Buy

MSTIT Liquid Aset(tMM)(IRA) — Closed

Safe Bulkers Inc (Com)(IRA) — Int/Div — Buy

Eastern Growth Capital II LP (IRA) — None — Buy

JP Morgan High Yeild Bond Fund(IRA) — None — Buy

JP Morgan Cash Fund (MM)(IRA) — Interest — Buy

The Eroica Fund LP — None — Buy

Towerbrok Investors III Executive Fund LP — None — Buy

Tactics II Stem Cell Ventures QP LP — None — Buy

Tactics II Stem Cell Ventures QP LP — Buy (add'l)

Cellular Dynamics Intemational Inc(Pref A) — None — Buy

Target Moderate Alloc Fund A(401k) — None — Buy

Thomburg Intl Val Fd R#(401k) — None — Buy

Trustee, Foundation #1

Director, Music Bridges Internatinal Inc

Adjunct Professor, Cardoza Law School

Liability — Morgan Stanley Venture Investors III ( IRA) — Capital Contribution

Liability — Morgan Stanley Venture Investors III LP — Capital Contribution

Income — 2008 — Cardoza Law School-teaching — $14.000.00

Income — 2008 — Holy Trinity Lutheran Church-choir performance — $250.00

Spouse's income — 2008 — CSG Systems Inc-Director Fee

Spouse's income — 2008 — Kohl's Department Stores Inc-Director Fee

Spouse's income — 2008 — Northstar Realty Finance Corp -Director Fee

Spouse's income — 2008 — Safe Bulkers Inc -Director Fee

Spouse's income — 7.2008 — Jet Blue Airways Corp-Director Fee

Note #1

Explanation Re:Section VII Item #'

4,14,26,35,36,37,53,54,58,61,80,83,86,90,110,114,145,155,165,173,174,177,179,184,282,287,293,294,297,336,375,377,390,399,401,404,407

The income from investments in Limited partnerships usually contain more than one type of income. For income valuation purposes,the various amounts were

combined to determine the amount code in column B(1)The type of income in column B(2)is labeled "distribution", to denote more then one category of income

was contained in schedule K-1 received from the partnership.

Note # 2

Explanation Re:Section VII Item #'s 362,364,365,366

These securities were not purchased but were received from time to time as in-kind distributions from the various Limited Partnerships These securities are listed

as a "Transferred from” in column D(1). The date in column D(2) is the effective date of the distribution. The Value in column D(3) is the distributees's pro rate

share of the total acquisition of the assets by the Limited Partnership, as reported by the General Partner.

Note #3

Explanation Re:Section VII Item # 57,82,337,360

ne

mn

The Limited Partnership distributed shares of securites that were purchased and held by the partnership, This information is noted as "Transferred to

Column D(1). The date the shares were distributed is listed in Column D(2). The value in column D(3) is the distributee's pro rata share of the total acqusition of

the assets by the Limited Partnership,as reported by the General Partner. The transfer relates only to the specific security. The entire partnership was not

transferred.

Note # 4

Explanation Section VII Item # 145,146,147,150

a Sub-chapter S corporation owned 100%

Y

he corportaion purchased various secuities during

TE —

e corporation The value of the securities are included in the total indicated on line 145 Column C(1)

Note # 5

Explanation Section VII Item # 206,326,332

These investmennts are worthless as of December 31, 2008. The assets are listed as "Closed" in Column D(1). The date in Column D(2) is December 31, 2008.

The value in Colum D(3) is blank since no value was derived from the worthless investment. .

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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