Colleen McMahon
2008
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Pull out the substance of this filing.
What was filed
409
investments
3
positions
0
gifts
0
agreements
2
debts
0
reimbursements
2
income
5
spouse income
Named parties
- Note # 1
- Note #1
- Note #
- Note #3
- Note # & Note # a4
- Note #4
- Note # 4
- Note #5
- Foundation #1 Line 381
- Foundation # 1 Line 383
- Note # 5
- Note #2
- Note # 2
- Foundation #1
- Music Bridges Internatinal Inc
- Cardoza Law School
- Morgan Stanley Venture Investors III ( IRA)
- Morgan Stanley Venture Investors III LP
- Cardoza Law School-teaching
- Holy Trinity Lutheran Church-choir performance
- CSG Systems Inc-Director Fee
- Kohl's Department Stores Inc-Director Fee
- Northstar Realty Finance Corp -Director Fee
- Safe Bulkers Inc -Director Fee
- Jet Blue Airways Corp-Director Fee
As filed
Northwestern Mututal Life(Trust #1) — None
Thomburg Ltd. Term Muni. Fd Nat'l — Int/Div
Kohl's Corp. Com (IRA) — None
Thomberg Value Fund Class A Mut Fd. (I RA) — Int/Div
PW First Jewel Associate, L.P — Distribution — Closed — Note # 1
Morgan Stanley Venture Investors III LP (I RA) — None — Sold (part)
Morgan Stanley Venture Investors III LP (I RA) — Sold (part)
Kohl's Corp Com (Trust #2) — None
Morgan Stanley Venture Investors III LP — None — Sold (part)
Morgan Stanley Venture Investors III LP — Sold (part)
Psychemedics Corp. Com — Int/Div
EES 1986LP — None
Citibank(Checking) — Interest
Skyline Venture Partners,L.P — None
MSCPIIIL.P — Distribution — Note #1
McKinley Capital Realty Partners, LLC — None — Closed
Bond Finance International Con Due 11/2 3/2058(IRA)(N/C) — None
Northwestern Mututal Life — None
Citibank Checking (Trust # 2) — None
EVILCO Life Insumace (Trust # 1) — None
Northwestern Mututal Life (Trust#1) — Interest
PHL Insumace (Trust #1 )(N/C Madison Na tional Life Ins) — Interest
Passport Money Market Fund (IRA) — Int/Div
SFM Domestic Investments LLC — Disxibution — Sold (part) — Note # 1
SFM Domestic Investments LLC — Buy (add'l)
SFM Domestic Investments LLC — Buy (add'l)
SFM Domestic Investments LLC — Sold (part)
Sunrise Capital Special Partners, LLC — None
CSG Systems Intemational Inc.Com — None — Buy (add'l)
CSG Systems Intemational Inc.Com — Sold (part)
Summit Mariner, LLC — None — Buy (add'l)
Skyline Venture Partners Qualified Purchase Fund Il — None — Buy (add'l)
Trident Capital Fund-IV LP — Distribution — Sold (part) — Note # 1
Sentinel Capital Partners II LP Caren — Distribution — Sold (part) — Note # 1
Sentinel Capital Partners II LP Caren — Distribution — Sold (part) — Note # 1
Sentinel Capital Partners II LP Caren — Sold (part)
Sentinel Capital Partners II LP Caren — Sold (part)
Summit Mariner LLC/JP Morgan Checking — Interest
Rental # /JPMorgan Checking — Interest
Rental #2 New York, NY(1999 § 900,000) — Rent
Rental # 2/JP Morgan -Checking — Interest
JP Morgan(Checking)- — None
Andex Resources LLC — None — Sold (part)
Andex Resources LLC — Sold (part)
Andex Resources LLC — Sold (part)
NYS Dorm. Authority Bond 5.75% due 07/0 8 — Interest — Redeemed
NYS Dorm. Authority Bond 7.5% due 07/10 — Interest — Sold
JP Morgan NY Tax-Free M/M Fund — Interest — Closed
Five Point Fund LLC — Distribution — Sold (part) — Note #
Trident Capital Fund V LP — Distribution — Buy (add'l) — Note # 1
Trident Capital Fund V LP — Sold (part)
Trident Capital Fund V LP — Sold (part)
Trident Capital Fund V LP — to line 362) — Note #3
Karsch Capital II LP — Distribution — Note #
Origin Investors LP — None — Sold (part)
Origin Investors LP — Sold
Linx Partners (Q) LP — Distribution — Sale — Note #
Linx Partners (Q) LP — Sale
Grove Capital Commitment Partners LP — None
Martha's Vineyard Golf Partners LLC — None
Silvaris Corp Preferred B — None
NY College Savers Program Series 151 — Interest — Distributed
JP Morgan (Checking) — Interest
NY State Dorm.Auth 6.1% due 07/19 — Interest
NY NY Transitional 5.3% due 11/09 — Interest
Rome NY HSG DEV 6.25% due 01/18 — Interest — Sold (part)
Oneida Cnty NY 6.25% due 06/15 — Interest
NY City HSG Dev 5.5% due 11/09 — Interest — Sold (part)
NY City HSG Dev 5.5% due 11/09 — Sold
JK & B Capital IV QIP LP — None — Buy (add'l)
JK & B Capital IV QIP LP — Buy (add'l)
JK & B Capital IV QIP LP — Sold (part)
JK & B Capital IV QIP LP — Buy (add'l)
JK & B Capital IV QIP LP — Buy (add'l)
JK & B Capital IV QIP LP — Buy (add'l)
Perseus Biopharmaceutical Investor LP — Distribution — Sold (part) — Note #
Perseus Biopharmaceutical Investor LP — Sold (part)
Perseus Biopharmaceutical Investor LP — to line 364) — Note #3
Skyline Venture Partners Qualified Purchas er Fund 111 LP — Diswibution — Buy (add'l) — Note #
Skyline Venture Partners Qualified Purchas er Fund 111 LP — Buy (add'l)
Skyline Venture Partners Qualified Purchas er Fund 111 LP — Sold (part)
Towerbrook Private Equity Partners II LP — Distribution — Buy (add'l) — Note # 1
TCP Limited Partners LLC — None — Sale
TCP Limited Partners LLC — Buy (add'l)
Grovell LP — None
Tactics II LP — Distribution — Buy (add'l) — Note #1
Tactics II LP — Buy (add'l)
JP Morgan Checking(Foundation #1) — Interest
MM Community Funding III Sub Note — None
OR Music LLC — None
The EPI Companies LLC — None — Buy (add'l)
Windstar Capital LLC Notes Receviable — None
SFM Participation LP — None
Capital Income Builders Fd Cl A(IRA) — Int/Div
NYS Env 6.7 6/15/10 — Interest
MSILF M/M — Int/Div
MSILF M/M — Int/Div
MSILF M/M(Y)
Glen Cove NY Ser A 5.375 1/15/10 — Interest
Northstar Realty Finance Corp Com — Int/Div — Buy (add'l)
Tidewater Acquisition Inc Com — None — Sold
Tidewater Acquisition Inc Pfd — Int/Div — Sold
ARX Global HighYield Sec Fund I LP — None — Sold (part)
ARX Global HighYield Sec Fund I LP — Sold
Eclectic Investment Partners LP — None — Sold
Kinderhook Capital I LP — Distribution — Buy (add'l) — Note #1
Kinderhook Capital I LP — Buy (add'l)
Kinderhook Capital I LP — Sold (part)
Kinderhook Capital I LP — Sold (part)
Morris Global Strategies LP — Distribution — Note # 1
Capital World Grth & Income Fd C1 A(IRA) — Int/Div — Buy (add'l)
Capital World Grth & Income Fd C1 A(IRA) — Buy (add'l)
Thomburg CRE GWT I — None
Thornburg CRE GWT 1 — None
Thornburg CRE GWT I(Y)
Long Island Power 5.5 12/1/09 — Interest — Sold
NYC GO 5.25 8/1/09 — Interest
NYS Dormitory 5.0 7/1/09 — Interest
NYS Power Auth 6.5 1/1/08 — Interest — Redeemed
NYS GO 5.25 8/1/08 — Interest — Redeemed
Erie Cnty NY 5.0 5/1/09 — Interest
NYS GO 6.011/15/08 — Interest — Redeemed
Niagra Falls NY 5.625 6/15/10 — Interest
NYC GO 4.125 3/15/10 — Interest
NYC Transitional 5.25 11/15/11 — Interest — Sold
NYS Dormitory 5.0 2/15/11 — Interest
Suffolk County NY 5.02/1/09 — Interest
NYC Mun Water 5.8 6/15/29 — None — Sold
NYS Dormitory 5.75 2/15/08 — Interest — Redeemed
NYS Dormitory 5.25 7/1/09 — Interest — Sold (part)
Yonkers NY 6.25 2/1/16 — Interest
NYS TWY Auth 5.25 4/1/08 — Interest — Redeemed
NYC GO 5.125 3/15/19 — Interest
Nassau Cnty NY 4.0 11/15/08 — Interest — Redeemed
JP Morgan Tax Free MM Premier Sweep — Interest
UTS Energy Corp (Com) — None — Sold
R Thompson Trucking(Subordinated Note) — Interest
R Thompson Trucking(Com) — None
The EPI Co LLC Sub Note — Interest
Snow Beverage Corp Preferred C — None — Buy (add'l) — Note #4
Snow Beverage Corp Preferred C — Buy (add'l) — Note #4
Intent Mediaworks Ser A Preferred — None — Sold
Intent Mediaworks Senior Convertible Pr omissory Note — None — Sold
Dynova Laboratories Inc (Com) — None — Buy (add'l) — Note # 4
Alba Advisors LLC — None
Camulos Partners LP — None
Capital SLI Group LLC — None — Buy (add'l)
Capital SLI Group LLC — Sold (part)
Capital SLI Group LLC — Sold (part)
Lone Cypress Company Ltd — Distribution — pan) — Note #
133 West 4th Street LLC — Distribution — Sold (part) — Note #1
133 West 4th Street LLC — Sold (part)
133 West 4th Street LLC — Sold
SEEF Manager LLC — Distribution — Sold (part) — Note #
SEEF Manager LLC — Sold
Sentinel Capital Investors III LP — Distribution — Buy (add'l) — Note #
Sentinel Capital Investors III LP — Buy (add'l)
Sentinel Capital Investors III LP — Sold (part)
Sentinel Capital Investors III LP — Sold (part)
Sentinel Capital Investors III LP — Sold (part)
SFM Participation II LP — Distribution — Buy (add'l) — Note #
SFM Participation II LP — Sold (part)
SFM Participation II LP — Buy (add'l)
Triad Liquidating Company LLC — None
North Salem Acquisition & Development F und 2005 LP — None — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
North Salem Acquisition & Development F und 2005 LP — Sold (part)
Thomburg Core Growth Cl A (IRA) — None
Thomburg Invt Tr Intl Value Cl — Int/Div
Thomburg Invt Tr Intl Value C11 — Int/Div
Thomburg Invt Tr Intl Value C1 1(Y)
Jetblue (Com) — None
ML Institutional Fund MM — Int/Div — Closed
Interactive Brokers LLC--Futures Fund — Interest — Buy (add'l)
ICP D600 LLC — None — Closed — Note #5
ICP 2800B LLC — None — Sold (part)
383-391 West 12th St LLC — None — Buy (add'l)
Aisling Capital II LP — None — Buy (add'l)
Aisling Capital II LP — Buy (add'l)
Aisling Capital II LP — Buy (add'l)
Aisling Capital II LP — Buy (add'l)
By The Way Productions LLC — None — Buy (add'l)
HMLP Private Investor LLC — None
IM Safer Inc. Preferred Ser A — None — Sold
JK & B Capital V LP — None — Buy (add'l)
JK & B Capital V LP — Buy (add'l)
JK & B Capital V LP — Buy (add'l)
JK & B Capital V LP — Buy (add'l)
JK & B Capital V LP — Buy (add'l)
JK & B Capital V LP — Buy (add'l)
SEEFIILP — None — Buy (add'l)
SEEFIILP — Buy (add'l)
Stafford Logistics Inc. Promissory Note — Interest — Redeemed
Stafford Logistics Inc (Com) — None
Towerbrook Investors Il Executive Fund LP — None — Buy (add'l)
Towerbrook Investors Il Executive Fund LP — Sold (part)
Towerbrook Investors Il Executive Fund LP — par)
Towerbrook Investors Il Executive Fund LP — Sold (part)
Trident VILP — None — Buy (add'l)
Trident VILP — Buy (add'l)
Trident VILP — Buy (add'l)
Kinderhook Capital Fund II LP — None — Buy (add'l)
Kinderhook Capital Fund II LP — Buy (add'l)
Kinderhook Capital Fund II LP — Buy (add'l)
Kinderhook Capital Fund II LP — Buy (add'l)
Kohls Corp (Com). — None
Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Int/Div — Sold (part)
Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Sold (part)
Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Sold (part)
Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Sold (part)
Thomburg Inv. Tr Intl Value CI 1 Fund (Fo undation #1) — Sold
North Salem Aquisition & Dev Fund 2005 LP-Preferred Equity — Interest — Sold (part)
KPB Partners LP — None
NYS Convention Center 5.75 % due 6/1/08 — Interest — Redeemed
Childrens Trust Fund-Puerto Rico 5 % due 7 1 7/1/08 — Interest — Redeemed
NYS Dormitory 5.25 % due 5/15/09 — Interest
NYS Dormitory 5.125 % due 5/15/21 — Interest — Sold
NYS Thruway 5% due 4/1/10 — Interest
NYS Dormitory Authority 5.25% due 11/15 123 — Interest
Brookhaven NY 4..25% ldue 11/1/37 — Interest — Sold (part)
Dutchess County NY 5 % due 8/1/11 — Interest
NYS Dormitory Zero Coupon due 8/15/40 — Interest
Puerto Rico 5 % due 7/1/09 — Interest — Sold
City of NY Genl Pur 5 % due 8/1/12 — Interest
NYS Dormitory 4.5 % due 7/1/11 — Interest
NYS Dormitory 7.5 % due 7/1/10 — Interest — Sold (part)
NYS Local Gov't Assis Corp 5 % due 4/1/09 — Interest — Sold
City of NY Genl Pur adj rate due 8/1/16 — Interest — Sold
City of NY Adj rate due 8/1/17 — Interest — Sold
City of NY- Adj rate due 8/15/18 — Interest — Sold
NYS Dormitory 5.25 % due 7/1/09 — Interest
Troy NY 5 % due 9/1/37 — Interest
NY NY 6.1 % due 6/15/31 — Interest
NYS Dormitory Adj rate due 11/15/29 — Interest
Thormburg-Income Builder CI 1 — Int/Div
Thomburg Global Opportunity Cl 1 — Int/Div
Thomburg CRE GWT I (Trust #2) — Int/Div
Altria Corp(Com) — None — Donated — Foundation #1 Line 381
Martin Marietta Materials Inc (Com) — None — Donated — Foundation # 1 Line 383
Morgan Stanley Bank (Savings) — Interest
Morgan Stanley Bank (Savings) — Interest
Morgan Stalney Bank (Savings)(Y)
Morgan Stanley-Cash Account — None — Closed
Morgan Stanley-Cash Account — None — Closed
Morgan Stanley-Cash Account(Y)
Thomburg Global Opportunity Fd 1 — Int/Div — Sold (part)
Thomburg Global Opportunity Fd 1 — Sold
Thomburg CRE GWT (IRA) — None
Morgan Stanley Bank-(Savings) — Interest
Morgan Stanley Trust Bank-(Savings) — Interest — Closed
Atticus Global LP — Distribution — Note # 1
DLH Capital Partners LP — None — Sold
284. Inavein LLC — None
Ironwood Management Partners Fund II LP — None — Buy (add'l)
Ironwood Management Partners Fund II LP — Buy (add'l)
KCM Alphan Only Fund LP — Distribution — Note #
Linx-Cimarron Energy Co-Invest, LLC — Interest — Buy (add'l)
Linx-Cimarron Energy Co-Invest, LLC — Buy (add'l)
Linx-Cimarron Energy Co-Invest, LLC — Buy (add'l)
Linx-McBride America Co-Invest, LLC — Interest — Buy (add'l)
Linx-McBride America Co-Invest, LLC — Buy (add'l)
MB Growth Partners II LP — Distribution — Sold — Note #
Olympus Capital Asia III LP — Distribution — Sold — Note #
The Optima Partners Focus Fund LLC — None — Sold
RGI Co Investment Fund LP(N/C RGI Partn erslIBLP — None
RGI Partners Ltd — Distribution — Buy (add'l) — Note #
RGI Partners Ltd — Buy (add'l)
RGI Partners Ltd — Buy (add'l)
SC Capital (P) LP — None — Buy (add'l)
SC Capital (P) LP — Buy (add'l)
SC Capital (P) LP — Buy (add'l)
SC Capital (P) LP — Buy (add'l)
SC Capital (P) LP — Buy (add'l)
SC Capital (P) LP — Sold (part)
Sire Global Partners LP — None — Sold
Sire Global Partners LP — None — Buy (add'l)
Sire Global Partners LP — Buy (add'l)
Sire Global Partners LP — Buy (add'l)
Sire Global Partners LP — Buy (add'l)
Sire Global Partners LP — Buy (add'l)
Sire Global Partners LP — Buy (add'l)
Sire Global Partners LP — Buy (add'l)
Sire Global Partners LP — Buy (add'l)
Sire Global Partners LP — Sold (part)
Sire Global Partners LP — Sold (part)
Sire Global Partners LP — Sold (part)
Sire Global Partners LP — Sold (part)
Sire Global Partners LP — Sold (part)
Sire Global Partners LP — Sold (part)
abi — None
Unigo LLC — None
REN Private Investors LLC — None — Sold
Camulos Special Situations Fund LP — None — Sold (part)
ICP D600B LLC-Preferred Equity — None — Closed — Note # 5
Wall Street Sources Inc(Com) — None
Navagate Inc (Promissory Note) — None
Omnilink Systems Inc (Ser B Preferred Stoc k) — None — Buy (add'l)
Omnilink Systems Inc (Ser B Preferred Stoc k) — Buy (add'l)
American Home Food Products Inc (Com) — None
IM Safer Inc-(Convertible Promissory Note) — None — Closed — Note #5
Vanguard Prime Money Market FD(IRA) — Int/Div — Sold
Vanguard Short Term Inv Gr Inc (IRA) — Int/Div — Sold
Pend Vest LP — None
Perseus Soros Partners — Distribution — Sold (part) — Note #1
Perseus Soros Partners — to line 365) — Note #2
Syndicate Holdings Corp(Com) — None — Buy (add'l)
Syndicate Holdings Corp(Com) — Buy (add'l)
Syndicate Holdings Corp(Com) — Buy (add'l)
City of NY 5.35% Due 8/1/12 — Interest — Buy
City of NY 5.35% Due 8/1/12 — Sold (part)
MTA 5.00 Due 11/15/10 — Interest — Buy
NYS Dorm 4 % Due 7/1/08 — Interest — Buy
NYS Dorm 4 % Due 7/1/08 — Redeemed
NYS Dorm 5.75 % Due 7/1/09 — Interest — Buy
NYS Dorm 5.75 % Due 7/1/09 — Sold (part)
NYS Dorm 5.75 Due 7/1/13 — Interest — Buy
City of NY 5.5 % Due 8/1/12 — Interest — Buy
State of NY Mtg Agency 3.125 % Due 10/1 ni — Interest — Buy
State of NY Mtg Agency 2.875 % Due 4/1/ 10 — Interest — Buy
NYS Dorm 5.7 Due 7/1/13 — Interest — Buy
City of NY Health & Hosp 4 % Due 2/15/13 — None — Buy
County of Oneida 5 % Due 9/15/10 — Interest — Buy
County of Oneida 5 % Due 9/15/10 — Sold
NYS Mtg Agency 5 % Due 10/1/17 — Interest — Buy
State of NY Dorm 4 % Due 9/1/12 — None — Buy
State of NY Dorin 4.125 % Due 4/1/13 — None — Buy
Perseus Soros BioPharmaceutical Fund LP — None — Buy
Perseus Soros BioPharmaceutical Fund LP — to line 366) — Note #3
Safe Bulkers Inc(Com) — None — Buy
iRobot (Com) — None — from line 57) — Note #2
iRobot (Com) — Sold
Auxilium Pharmaceutical Inc(Com) — None — from line 82) — Note #2
Auxilium Pharmaceutical Inc(Com) — from line 337) — Note # 2
Auxilium Pharmaceutical Inc(Com) — from line 360) — Note # 2
Auxilium Pharmaceutical Inc(Com) — Sold
ICP D100 LLC(Working Capital Loan) — None — Buy
ICP D 200 LLC (Working Capital Loan) — None — Buy
383-391 West 12th Street LLC(Working Ca pital Loan) — None — Buy
Aerothrust Engine Leasing Inc (Notes Recei vable) — None — Buy
Artisanal Cheese LLC(Bridge Loan) — Interest — Buy
Nimblegen (Com) — None — Buy
Nimblegen (Com) — Sold (part)
Nassau Point Partners I LP — Distribution — Buy — Note # 1
Nassau Point Partners I LP — Sold (part)
Nassau Point Partners II LP — Distribution — Buy — Note # 1
Nassau Point Partners II LP — Sold (part)
Synergy Bev Ser A (Preferred Stock) — None — Buy
Synergy Bev Ser B (Preferred Stock) — None — Buy
Altria Corp (Com)Foundation # 1) — None — from line 269)
Altria Corp (Com)Foundation # 1) — Sold
Martin Marietta Materials Inc(Com)(Foun dation # 1) — None — from line 270)
Martin Marietta Materials Inc(Com)(Foun dation # 1) — Sold
Vomado Realty Trust Com (Foundation # 1) — None — Buy
Vomado Realty Trust Com (Foundation # 1) — Sold
IBM Corp (Com)(Foundation # 1) — None — Buy
Thornburg Global Opportunity Fd(Foundat ion #1) — Int/Div — Buy
Thornburg Global Opportunity Fd(Foundat ion #1) — Sold
Camulos 1301 I Street LLC — Distribution — Buy — Note # 1
Camulos BioEnergy Debt Holdings LLC — None — Buy
Camulos BioEnergy Debt Holdings LLC — Buy (add'l)
Camulos BioEnergy Partners LLC — None — Buy
Camulos BioEnergy Partners LLC — Buy (add'l)
Camulos Fountain Hills Partners LLC — None — Buy
Camulos Fountain Hills Partners LLC — Buy (add'l)
Camulos Gateway HI Partners LLC — None — Buy
Camulos Gateway RH Partners LLC — None — Buy
Camulos Granite Ridge Partners LLC — Distribution — Buy — Note # 1
Asling Investors III LP — None — Buy
Eastern Growth Capital I LP — Distribution — Buy — Note # 1
Eastern Growth Capital II LP — None — Buy
Eastern Growth Capital II LP(IRA) — None — Buy
Linx-Metaltech Co Investment LLC — Distribution — Buy — Note # 1
Linx-Metaltech Co Investment LLC — Sold (part)
Olympus Capital Asia IV LP — None — Buy
Stag Investments [V LP — Distribution — Buy — Note # 1
Stag Investments [V LP — Buy (add'l)
Stag Investments [V LP — Buy (add'l)
Stag Investments [V LP — Sold (part)
Stag Investments [V LP — Sold (part)
Safeway Inc(Com) — Int/Div — Buy
Safeway Inc(Com) — Sold
American Intemationsal Group Inc.(Com) — None — Buy
UBS Bank Dep Account(MM) — Interest — Buy
MSTIT Liquid Aset(tMM)(IRA) — Int/Div — Buy
MSTIT Liquid Aset(tMM)(IRA) — Closed
Safe Bulkers Inc (Com)(IRA) — Int/Div — Buy
Eastern Growth Capital II LP (IRA) — None — Buy
JP Morgan High Yeild Bond Fund(IRA) — None — Buy
JP Morgan Cash Fund (MM)(IRA) — Interest — Buy
The Eroica Fund LP — None — Buy
Towerbrok Investors III Executive Fund LP — None — Buy
Tactics II Stem Cell Ventures QP LP — None — Buy
Tactics II Stem Cell Ventures QP LP — Buy (add'l)
Cellular Dynamics Intemational Inc(Pref A) — None — Buy
Target Moderate Alloc Fund A(401k) — None — Buy
Thomburg Intl Val Fd R#(401k) — None — Buy
Trustee, Foundation #1
Director, Music Bridges Internatinal Inc
Adjunct Professor, Cardoza Law School
Liability — Morgan Stanley Venture Investors III ( IRA) — Capital Contribution
Liability — Morgan Stanley Venture Investors III LP — Capital Contribution
Income — 2008 — Cardoza Law School-teaching — $14.000.00
Income — 2008 — Holy Trinity Lutheran Church-choir performance — $250.00
Spouse's income — 2008 — CSG Systems Inc-Director Fee
Spouse's income — 2008 — Kohl's Department Stores Inc-Director Fee
Spouse's income — 2008 — Northstar Realty Finance Corp -Director Fee
Spouse's income — 2008 — Safe Bulkers Inc -Director Fee
Spouse's income — 7.2008 — Jet Blue Airways Corp-Director Fee
Note #1
Explanation Re:Section VII Item #'
4,14,26,35,36,37,53,54,58,61,80,83,86,90,110,114,145,155,165,173,174,177,179,184,282,287,293,294,297,336,375,377,390,399,401,404,407
The income from investments in Limited partnerships usually contain more than one type of income. For income valuation purposes,the various amounts were
combined to determine the amount code in column B(1)The type of income in column B(2)is labeled "distribution", to denote more then one category of income
was contained in schedule K-1 received from the partnership.
Note # 2
Explanation Re:Section VII Item #'s 362,364,365,366
These securities were not purchased but were received from time to time as in-kind distributions from the various Limited Partnerships These securities are listed
as a "Transferred from” in column D(1). The date in column D(2) is the effective date of the distribution. The Value in column D(3) is the distributees's pro rate
share of the total acquisition of the assets by the Limited Partnership, as reported by the General Partner.
Note #3
Explanation Re:Section VII Item # 57,82,337,360
ne
mn
The Limited Partnership distributed shares of securites that were purchased and held by the partnership, This information is noted as "Transferred to
Column D(1). The date the shares were distributed is listed in Column D(2). The value in column D(3) is the distributee's pro rata share of the total acqusition of
the assets by the Limited Partnership,as reported by the General Partner. The transfer relates only to the specific security. The entire partnership was not
transferred.
Note # 4
Explanation Section VII Item # 145,146,147,150
a Sub-chapter S corporation owned 100%
Y
he corportaion purchased various secuities during
TE —
e corporation The value of the securities are included in the total indicated on line 145 Column C(1)
Note # 5
Explanation Section VII Item # 206,326,332
These investmennts are worthless as of December 31, 2008. The assets are listed as "Closed" in Column D(1). The date in Column D(2) is December 31, 2008.
The value in Colum D(3) is blank since no value was derived from the worthless investment. .
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.