Frederic Block

BLACKROCK INCM TR INC(1)(Y)

BLACKROCK NY MN I TR SBI — Int/Div

EATON VANCE INS NY MUN — Int/Div

ACE LIMITED DEP SHR REP 1/10 CUM RED 7.8% SER C(1)XY)

KIMCO REALTY CORP DEP SHRREP 7/10 CUM RD 6.65%PFD SHR (1)(Y)

CITIGROUP CAP. VIII DEF INT TRUST PFD STK 6.950% 09/15/31 — Interest

GENERAL ELECTRIC CAPTL SENIOR NOTED PFD 5.875% 2/18/33(1)(Y)

CITIGP CAP VIII DEF INT TST PFD STK 6.959% 09/15/31(1)(Y)

WELLS FARGO CAP VIII 5.625% 8-1-3 3(1XY)

BAYSHORE NY UN FREE SCH 4.25% 1-15-24(1)(Y)

LONG ISLAND PWR AT NY EL 4.5% 12- 1-24(1)(Y)

NY NYC MUN WFA 4.5% 6-15-36(1)(Y)

NYSEFC ST CLN DRKG SER A 4.25% 1-15-19(1)(Y)

NEW ROCHELLE NY PUB INPT SER A 4.125% 3-15-22(1)(Y)

NYS SER A 4% 3-15-22(1)(Y)

NYC NY SER H 5.00 03/15/29(1)(Y)

HARTFORD DIRECTOR(IXY)

SATURNS-GS 2004-2 SER GS 5.75% 2/15 13 — Interest

SELIGMAN COMM & INF FD CL A (4)(Y

ABBLTD SPON ADR(5) — Int/Div — Sold

ADIDAS AG SPON ADR(5) — Int/Div — Sold

AES CORP(5) — None — Sold

AFF. MANAGERS GRP(5) — Int/Div — Sold

ALNYLAM PHARM.(5) — None — Sold

AMER EAGLE OUTFITTERS(5) — Int/Div — Sold

AMEX CO(5) — Int/Div — Sold

AMER INTL GRP (5) — Int/Div — Sold

AMER MOVIL SAB DE CV(50 — Int/Div — Sold

ANHEUSR BUSCH COS (5) — Int/Div — Sold

AON CORP(5) — Int/Div — Sold

APACHE CORP(5) — Int/Div — Sold

APACHE CORP(5) — Int/Div — Sold

BANK OF AMERICA CORP (5) — Int/Div — Sold

BANK OF AMERICA CORP (5) — Int/Div — Sold

BARRPAHARM(S) — Int/Div — Sold

BARRICK GOLD CORP.(5) — None — Sold

BARRICK GOLD CORP.(5) — None — Sold

BAXTER INTNL(5) — Int/Div — Sold

BHP BILLITON LTD ADR(S5) — Int/Div — Sold

BOSTON PPTYS INC(5) — Int/Div — Sold

BOSTON SCIENTIFIC CORP(5) — None — Sold

76. CANADIAN NATURAL RES LTD(5) — Int/Div — Sold

CATERPILLAR INC DEL(50 — Int/Div — Sold

CHESAPEAKE ENERGY OKLA(S) — Int/Div — Sold

CIGNA CORP(5) — None — Sold

COCA COLA COM(5) — Int/Div — Sold

COMCAST CORPNEWCL A(5) — None — Sold

CONOCOPHILLIPS(5) — Int/Div — Sold

CONOCOPHILLIPS(5) — Int/Div — Sold

CREDIT SUISSE GP SP ADR(5) — Int/Div — Sold

CYTEC INDUST.(5) — Int/Div — Sold

DEVON ENERGY CORP NEW (5) — Int/Div — Sold

DISNEY(WALT) COM COM STK(5) — Int/Div — Sold

DISNEY(WALT) COM COM STK(5) — Int/Div — Sold

EL PASO CORP.(5) — Int/Div — Sold

EMERSON ELEC CO(5) — Int/Div — Sold

EQUITY RESIDENTIAL(S) — Int/Div — Sold

FLEXTRONICS INTL LTD(5) — None — Sold

GENERAL ELECTRIC(5) — Int/Div — Sold

GENERAL GROWTH PPTYS INC(5) — Int/Div — Sold

GOLD CORPINC(5) — Int/Div — Sold

HARMONETICS CORP MASS(5) — None — Sold

HALLIBURTON CO(5) — Int/Div — Sold

HELIX ENERGY SOLUTIONS(S) — None — Sold

HEWLETT PACKARD CO DEL(5) — Int/Div — Sold

HEWLETT PACKARD CO DEL(5) — Int/Div — Sold

INTL BUSINESS MACHINES CORP (5) — Int/Div — Sold

INTRPUBLIC GRP OF CO(5) — None — Sold

INVESCO LTD(5) — None — Sold

KINETIC CONCEPTS INC(5) — None — Sold

MACYS INC(5) — Int/Div — Sold

MARSH & MCLENNAN COS INC(5) — Int/Div — Sold

MARSH & MCLENNAN COS INC(5) — Int/Div — Sold

MCDONALDS CORP COM(5) — Int/Div — Sold

MEMC ELECTR MATLS INC(5) — None — Sold

MICROSOFT CORP(5) — Int/Div — Sold

MURPHY OIL CORP(5) — Int/Div — Sold

MURPHY OIL CORP(5) — Int/Div — Sold

NEWMONT MINING CORP(5) — Int/Div — Sold

NOVARTIS ADR(5) — Int/Div — Sold

OAO GAZPROM SPON ADR(5) — Int/Div — Sold

OILSANDS QUEST INC(5) — None — Sold

PFIZER INC DEL PV$0.05 (5) — Int/Div — Sold

PIONEER NATURAL RES CO(5) — Int/Div — Sold

PROCTOR & GAMBLE CO(5) — Int/Div — Sold

PUBLIC STORAGE $0.10 (5) — Int/Div — Sold

ROYAL DUTCH SHELL PLC SPONS AD RA(5) — Int/Div — Sold

SAP AKGSLTT SPONS ADR(5) — Int/Div — Sold

SCHLUMBERGER LTD(5) — Int/Div — Sold

SIEMENS AG ADR(5) — Int/Div — Sold

SILVER WHEATON CORP(5) — None — Sold

SIMON PROP GRP DEL(5) — Int/Div — Sold

SOUTHWEST AIRLNS CO(5) — Int/Div — Sold

SOUTHWESTERN ENERGY CO(5) — None — Sold

SPECTRA ENERGY CORP(5) — Int/Div — Sold

STRYKER CORP(5) — Int/Div — Sold

STRYKER CORP(5) — Int/Div — Sold

SUN MICROSYS INC(5) — None — Sold

SUNCOR ENERGY INC NPV(5) — Int/Div — Sold

SUNTECHPWR HLDGS CO LTD(5) — None — Sold

SYMANTEC CORP COM (5) — None — Sold

SYMANTEC CORP COM (5) — None — Sold

TESORO CORP(5) — Int/Div — Sold

TEXAS INSTRM(5) — Int/Div — Sold

TIME WARNER INC NEW (5) — Int/Div — Sold

TITANIUM METALS CORP NEW(5) — Int/Div — Sold

UNILEVERNV NY REGS SHS(5) — Int/Div — Sold

UNILEVER NV NY REGS SHS(5) — Int/Div — Sold

UNUM GROUP(5) — Int/Div — Sold

VORNADO REALTY TST COM (5) — Int/Div — Sold

WAL-MART STORES INC(5) — Int/Div — Sold

WASHINGTON POST COB (5) — Int/Div — Sold

WASTE MGMT INC NEW(5) — Int/Div — Sold

WEATHERFORD INTL LTD BERMUD A(5) — None — Sold

WEBMD HEALTH CORP(5) — None — Sold

WSTN DIGITAL CORP DEL(5) — None — Sold

WSTN DIGITAL CORP DEL(5) — None — Sold

WYNN RESORTS LTD(5) — None — Sold

STREETTRACKS GOLD TR(5) — None — Sold

MERRILL LYNCH BK USA(S) — Interest — Closed

BLACKROCK WORLD INVT TR — Int/Div — Buy

NUVEEN NY PREF PLS MUNI — Int/Div — Buy

RESEARCH IN MOTION LTD — None — Buy

WESTERN ASST/CLAYMORE US TR EAS. INFLATION — Int/Div — Buy

WESTERN ASSET/CLAYMORE INFL.-L NKD OPT & INC FD — Int/Div — Buy

IRA -F. BLOCK

ALLIED CAPITAL CORP NEW — Int/Div — Buy

ANNALY CAP MGMT INC — Int/Div — Buy

ARROW ALTERN. SOLUTIONSFDCL A — Int/Div — Buy

BLACKROCK PFD INC STRAT — Int/Div — Buy

BLACKROCK PFD & CORP INC — Int/Div — Buy

CGM ADVISOR TARG.EQ. FD CL C — Int/Div — Buy

DWA TECH LEADERS PORT — None — Buy

EATON VANCE DIVIDEND BLDR FD C LC — Int/Div — Buy

EATON VANCE RISK MANAGED DI VRS.EQ. INC FD — Int/Div — Buy

JOHN HANCOCK LG CAPEQFDCL C — Int/Div — Buy

PIMCO TOTAL RETURN FD CL C — Int/Div — Buy

COMCAST CORP.USCRD NOTES SER B 7% 9-15-55 — Int/Div — Sold

NEWCASTLE INVESTMENT CRP REIT S DIVERS. — None — Sold

MERRILL LYNCH & CO SRUS SER M LNP4.1510/4/11 — Interest — Sold

MORGAN STANLEY - TR V DEF INT TR PFD 5.75% 7/15/33 — Interest — Sold (part)

HERTZ CORP. NOTES 7.4% 03/01/11 — Interest — Sold

CBS CORP. 7.25% 06/30/51 — Interest

CITIGROUP CAP VIII DEF INT TR PFD STK 6.95% 09/15/31 — Interest

VORNADO REALTY TRUST SERF CU M PFD SHS 6.75% PERP — Interest — Sold (part)

ALLIANZ NACM PACIFIC RIM ED CL C — Int/Div — Sell

AMERICAN FUNDM INVTCLCFD — Int/Div — Sold (part)

AMERICAN CAP WLD GRW & INC CL Cc — Int/Div

AMERICAN CAP INC BUILDER CL C — Int/Div — Sold

AMERICAN CAP. WORLDBDFDCLC — Int/Div — Sold

AMERICAN HIGH INC TRUSTFDCL C — None — Sold

AMERICAN BOND FD OF AMERICA CL i — Int/Div

ARROW DWA BALANCED FDCL A — Int/Div

BLACKROCK EQUITY DIVFDC — Int/Div

COHEN & STEERS CLOSED END OPPT Y FD — Int/Div

COLUMBIA ACORN SELECT FD CL C — None — Sold

DELAWARE INVT GBL D INC — Int/Div — Sold

EVERGREEN MANAGED INCOME F UND Multi Sector — Int/Div

HANCOCK PREF INC 3 — Int/Div — Sold

IVY ASSET STRATEGY FD CL C — None

IVY CAPITAL APPRC.FDCLC — None — Sold

BLACKROCK ALLOCATION C — Int/Div

NATIXIS INC DIV PTFLIOCLC — Int/Div — Sold

SATURNS-GS 2004-2 SER GS 5.75% 2/15 33 — Int/Div

THORNBURG CORE GRTHFDCLC — None — Sold

THORNBURG INC BUILDERFDCLC — Int/Div

MERRILL LYNCH BANK USA RASP — Interest

USB CAPITAL VI 5.75% 3/9/35 — Int/Div — Sold (part)

COHEN STEERS REIT & UTILITIES IN CFD — Sold

LOOMIS SAYLES INV GRADE BOND FDCLC — Int/Div

LOOMIS SAYLES STRATINCFD CLC — Int/Div — Sold (part)

NUVEEN QUAL PREF INC 2 — Int/Div

BANK OF SMITHTOWN — None

Officer, Frederic Block, P.C

Reimbursement — United States Government — 6/5/08-6/7/08 — Bolton Landing, NY — Annual Judicial Retreat — Lodging and meals

Reimbursement — George Mason School of Law Law & Econ. Center — 7/9/08-7/14/08 — George Mason Univ.,AZ — Educational Seminar — Travel, Lodging and meals

Part [11-B - All assets listed with (1) or (4) in the previous year's report were owned by Judge Block (ED

Divorce was final in 2008 therefore these items are no longer reportable.