Richard J. Holwell

2007

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 47

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Section VIII, Par 3)
  • Section VIII, Par 4)
  • Van Duyn Associates (SEE SECTION VIII, Paragraph 1)
  • White & Case LLP (post-retirement payments fixed at time of retirement on November 1, 2003).
  • Self-employed architect

As filed

Van Duyn Assoc., NY, NY — Rent

Bell South — Int/Div

Brokerage Account #1

Fidelity S&P 500 — Int/Div

Fidelity Contrafund — Int/Div

Fidelity Lo Pr Stk — Int/Div

Fidelity Div. Growth — None — Sell

Brazos Micro Cap — Int/Div

PIMCO Comm. Real Estate — None — Sell

First Eagle Overseas A — Int/Div

Nuveen NY Mun. Bd. A — Interest — Sell

US Global Inv Global — Int/Div

Davis App. & Inc — Int/Div — Sell

Eaton Vance — None — Buy

Cash — Interest

IRA #1

ML Pacific Fund — Int/Div

PIMCO Total Retum D — Int/Div

Brandywine — Int/Div

Ariel Appreciation (X) — Sell

PIMCO Comm. Real — Int/Div

PIMCO Total RetD — Section VIII, Par 3)

PIMCO Total Ret. Inst — Int/Div

First Eagle Overseas — Int/Div

Am. Beacon Lg CVL — Int/Div

Dodge & Cox Int'l Stk — Int/Div

RS Global Net Res — Int/Div

Managers Bond — Int/Div — Sell

US Global Inv. Global — Int/Div — Buy

IRA #2

First Eagle Overseas A — Int/Div

American Beacon Lg C VI — Int/Div — Buy

IRA #3

Fidelity Blue Chip — Int/Div — Sell

Fidelity Annuity

Fidelity Contrafund — Section VIII, Par 4)

Fidelity Adv. Gr. Opp. 1 (formerly Fidelity Growth Opps.) — Section VIII, Par 4)

White & Case RIP Pension — Section VIII, Par 4)

White & Case 401(K) — Section VIII, Par 4)

Tumer Midcap Gr — Section VIII, Par 4)

Axiom Int'l Inv. — Section VIII, Par 4)

SSGA Passive — Buy — Section VIII, Par 4)

Davis NY Venture

John Hancock Classic Value 1 — Sell

Boston Co Small Cap Value

PIMCO Total Ret.

Columbia Val & R — Buy

Partner, Van Duyn Associates (SEE SECTION VIII, Paragraph 1)

Income — 2007 — White & Case LLP (post-retirement payments fixed at time of retirement on November 1, 2003). — $316,180

Spouse's income — 2008 — Self-employed architect

1. Regarding Section I:

Partner, Van Duyn Associates. Van Duyn Associates is a general partnership formed under New York law pursuant to a restated and amended agreement

dated December 21, 1979. 14D own with Gl 2 60% interest in the partnership which owns the building in which we reside.

2. Regarding Section II:

White & Case Savings and Investment Plan (“SIP”). White & Case is my former law firm. The White & Case SIP was originally established in 1983. Itisa

qualified 401(K) plan. Subject to certain qualifications, all employees can participate in the plan and may remain in the plan after retirement. Participants are able

to select their investments from among a limited list of mutual funds only.

White & Case Retirement Income Plan (“RIP”). White Case is my former law firm. The White & Case RIP is a defined benefit pension originally adopted in

1985 and is limited to certain partners and employees of the Firm. The RIP provides upon retirement an annual benefit which is a percentage of the total

compensation earned by a participant during membership in the plan. The contributions to RIP are actuarially determined and are paid by the Firm to a trust fund.

I am fully vested in the plan. Participants have no control over the trust fund’s investment.

White & Case Partnership Agreement. White & Case is my former law firm. The amended and restated partnership agreement dated August 1, 2000 governs

the operation of the Firm. The equity partners of the Firm are parties to the agreement. Upon ceasing to be an equity partner, such partner’s capital account is

fixed and distributed in monthly payments over a term of six years.

3. Regarding Section VII, Item No. 22:

My Form AO 10 for 2006 erroneously reported holdings in PIMCO Total Ret. D twice (Item Nos. 17 and 22).

4. Regarding Section VII, Item Nos. 36-38, 39, 40-48:

SEE ATTACHMENT VIII-A

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Richard J. Holwell | Frix