Richard J. Holwell
2007
Ask Donna
Pull out the substance of this filing.
What was filed
47
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
1
income
1
spouse income
Named parties
- Section VIII, Par 3)
- Section VIII, Par 4)
- Van Duyn Associates (SEE SECTION VIII, Paragraph 1)
- White & Case LLP (post-retirement payments fixed at time of retirement on November 1, 2003).
- Self-employed architect
As filed
Van Duyn Assoc., NY, NY — Rent
Bell South — Int/Div
Brokerage Account #1
Fidelity S&P 500 — Int/Div
Fidelity Contrafund — Int/Div
Fidelity Lo Pr Stk — Int/Div
Fidelity Div. Growth — None — Sell
Brazos Micro Cap — Int/Div
PIMCO Comm. Real Estate — None — Sell
First Eagle Overseas A — Int/Div
Nuveen NY Mun. Bd. A — Interest — Sell
US Global Inv Global — Int/Div
Davis App. & Inc — Int/Div — Sell
Eaton Vance — None — Buy
Cash — Interest
IRA #1
ML Pacific Fund — Int/Div
PIMCO Total Retum D — Int/Div
Brandywine — Int/Div
Ariel Appreciation (X) — Sell
PIMCO Comm. Real — Int/Div
PIMCO Total RetD — Section VIII, Par 3)
PIMCO Total Ret. Inst — Int/Div
First Eagle Overseas — Int/Div
Am. Beacon Lg CVL — Int/Div
Dodge & Cox Int'l Stk — Int/Div
RS Global Net Res — Int/Div
Managers Bond — Int/Div — Sell
US Global Inv. Global — Int/Div — Buy
IRA #2
First Eagle Overseas A — Int/Div
American Beacon Lg C VI — Int/Div — Buy
IRA #3
Fidelity Blue Chip — Int/Div — Sell
Fidelity Annuity
Fidelity Contrafund — Section VIII, Par 4)
Fidelity Adv. Gr. Opp. 1 (formerly Fidelity Growth Opps.) — Section VIII, Par 4)
White & Case RIP Pension — Section VIII, Par 4)
White & Case 401(K) — Section VIII, Par 4)
Tumer Midcap Gr — Section VIII, Par 4)
Axiom Int'l Inv. — Section VIII, Par 4)
SSGA Passive — Buy — Section VIII, Par 4)
Davis NY Venture
John Hancock Classic Value 1 — Sell
Boston Co Small Cap Value
PIMCO Total Ret.
Columbia Val & R — Buy
Partner, Van Duyn Associates (SEE SECTION VIII, Paragraph 1)
Income — 2007 — White & Case LLP (post-retirement payments fixed at time of retirement on November 1, 2003). — $316,180
Spouse's income — 2008 — Self-employed architect
1. Regarding Section I:
Partner, Van Duyn Associates. Van Duyn Associates is a general partnership formed under New York law pursuant to a restated and amended agreement
dated December 21, 1979. 14D own with Gl 2 60% interest in the partnership which owns the building in which we reside.
2. Regarding Section II:
White & Case Savings and Investment Plan (“SIP”). White & Case is my former law firm. The White & Case SIP was originally established in 1983. Itisa
qualified 401(K) plan. Subject to certain qualifications, all employees can participate in the plan and may remain in the plan after retirement. Participants are able
to select their investments from among a limited list of mutual funds only.
White & Case Retirement Income Plan (“RIP”). White Case is my former law firm. The White & Case RIP is a defined benefit pension originally adopted in
1985 and is limited to certain partners and employees of the Firm. The RIP provides upon retirement an annual benefit which is a percentage of the total
compensation earned by a participant during membership in the plan. The contributions to RIP are actuarially determined and are paid by the Firm to a trust fund.
I am fully vested in the plan. Participants have no control over the trust fund’s investment.
White & Case Partnership Agreement. White & Case is my former law firm. The amended and restated partnership agreement dated August 1, 2000 governs
the operation of the Firm. The equity partners of the Firm are parties to the agreement. Upon ceasing to be an equity partner, such partner’s capital account is
fixed and distributed in monthly payments over a term of six years.
3. Regarding Section VII, Item No. 22:
My Form AO 10 for 2006 erroneously reported holdings in PIMCO Total Ret. D twice (Item Nos. 17 and 22).
4. Regarding Section VII, Item Nos. 36-38, 39, 40-48:
SEE ATTACHMENT VIII-A
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.