Wade Brorby

Acadian Emerging Markets Portfolio — Int/Div — Sell

Acadian Emerging Markets Portfolio — Buy

Accessor Small to Mid Cap Fund — Int/Div — Buy

Avonworth PA SC (bond) — Interest

Bank of America (stock) — Int/Div

BBH Inflation Indexed Securities Fund Class N — Int/Div — Buy

BBH Inflation Indexed Securities Fund Class N — Buy

BBH Inflation Indexed Securities Fund Class N — Buy

Black & Decker (stock) — Int/Div

California S&P Small Cap Index Fund — Int/Div — Sell

Campbell County Abstract Co. (stock) — Int/Div

Campbell County Oil Royalty — Royalty

Charles Schwab - 1000 Fund — Int/Div

Charles Schwab Cash Reserve Sweep Shares Ph. — Int/Div — Buy/Sell

Charles Schwab - MM Fund — Interest

Charles Schwab - Municpal MM Fund (tax free) ** — Int/Div — Buy/Sell

Charles Schwab Premier Equity Investor Shares — Int/Div — Buy

Charles Schwab Premier Equity Investor Shares — Buy

Charles Schwab - Small Cap Index Fund — Int/Div

Charles Schwab - Value Advantage Money Fund — Int/Div — Buy

Charles Schwab - Value Advantage Money Fund — Buy

Charles Schwab - Value Advantage Money Fund — Sell

Charles Schwab - Value Advantage Money Fund — Buy

Charles Schwab - Value Advantage Money Fund — Buy

Charles Schwab - Value Advantage Money Fund — Buy

Charles Schwab - Value Advantage Money Fund — Buy

Charles Schwab Yield Plus Inv. Shares — Int/Div — Buy

Charles Schwab Yield Plus Inv. Shares — Buy

Charles Schwab Yield Plus Inv. Shares — Buy

CIT Group (bonds) — Interest — Matured

Clipper Fund — Int/Div

Exxon Mobil Corp. (stock) — Int/Div — Buy

Exxon Mobil Corp. (stock) — Buy

Exxon Mobil Corp. (stock) — Buy

Exxon Mobil Corp. (stock) — Buy

Federal Homeowner Lending Mortgage — Interest

Federal Home Loan Bank (notes) — Int/Div

Federal National Mortgage — Interest

First National Bank of Gillette - various bank accounts — Interest

Ishares TR Cohen & Steers Realty Majors Index Fund — Int/Div

Jensen Portfolio (fund) — Int/Div

Johnson & Johnson (stock) — Int/Div — Buy

Johnson & Johnson (stock) — Buy

Johnson & Johnson (stock) — Buy

Julius Baer Int'l Equity Fund A — Int/Div — Sell

Julius Baer Int'l Equity Fund A — Sell

Julius Baer Int'l Equity Fund A — Buy

Julius Baer Int'l Equity Fund A — Buy

Laudus US Discovery Fund — Int/Div — Buy

Lehman Brothers Aggregate Bond Fund — Interest — Buy

Lehman Brothers Aggregate Bond Fund — Buy

Lehman Brothers Aggregate Bond Fund — Buy

Lehman Brothers Aggregate Bond Fund — Buy

Maricopa County, AZ (bond) — Interest

Matthews Japan Fund — Int/Div — Sell

Nuveen Preferred & Convertible (stock) — Int/Div

Peoria, AZ (bond) — Interest

Pimco Total Return Fund - Class D — Int/Div — Buy

Pimco Total Return Fund - Class D — Buy

Pimco Total Return Fund - Class D — Buy

Pimco Total Return Fund - Class D — Buy

Prudential Insurance Co. (stock) — Int/Div

Rainier Small/Mid Cap (fund) — Int/Div

Rainier Small/Mid Cap Equity Fund — Int/Div

Rydex Technology Fund — Int/Div

Torrington Wyoming (bonds) — Interest — Matured

Tweedy Browne Global Value Fund — Int/Div — Sell

UMB Scout International Fund — Int/Div — Buy

UMB Scout International Fund — Buy

UMB Scout International Fund — Buy

UMB Scout International Fund — Buy

Vanguard 500 Index Fund — Int/Div

Wells Fargo - various bank accounts — Interest

West Contra Costa, CA (bond) — Interest

Wilmington, DE (bond) — Interest

Wyo. Bank & Trust - various accounts — Interest

5., =i = [lt = = =

Spouse's income — 11/25/97 — Prudential Insurance - Policy Dividend - See Part VIII

1. Our assets are owned by the Brorby Revocable Trust or the Wade Brorby Irrevocable Insurance Trust or in the individual name of either myself or (ID

2.

trustee, owns a whole life policy insuring my life. The insurer is Prudential Insurance Company. As this policy is not held as an investment, the

policy income received is reported under Part III (Non-Investment Income).

—

3. Most of our investments are managed by Charles Schwab & Co. under a service described as Schwab Private Client

4. ** This fund is a holding fund. All income from the various investments held by Schwab is paid into this fund. When the total of the monies in this fund

becomes sufficient, additional investments are then purchased. All income paid into this fund is reflected on the line item of the source investment; i.e., the

investment paying the dividend or interest which went into this fund. All investments purchased with monies from this fund are reflected on the appropriate line

item. As there are many "buys" (money from investments) and "sells" (money used to purchase another investment), I have not set forth each transaction with this

fund; however, all transactions are reflected under the source investment or the newly purchased investments. To set forth each transaction in this fund would, in

fact, result in overstating both income and assets. The income reflected in the line item for this fund is only the income earned directly from this fund based upon

the money actually in the fund