P. Kevin Castel

BrkAct#] Fidelity Worldwide FWWFX — Int/Div — Sold

Brk Act #1 Fidelity Capital Apprec'n Mutual Fd 'FDCAX™ — Int/Div

Brk Act #1Fidelity Cash Reserves [FDRXX] — Int/Div

Brk Act #1 Fidelity Asset Manager Mutual Fd 'FASGX™ — Int/Div

Brk Act #] Fidelity Aggressive Growth Mutual Fd 'FAMRX™ — Int/Div

Brk Act #1 Fidelity Balanced FBALX — Int/Div

Fidelity Export & Multinat'l 'FEXPX — Int/Div — Sold

Brk Act #4 First Eagle Overseas Fund Class A — Int/Div

Brk Act #4 LM SB’ Appreciation Fd CL A(Part VIII) — Int/Div

Brk Act #4 LM SB’ Large Cap Grwth FD CLA — None — Sold (part)

Brk Act #4 Wstm Asset NY Muni Money MktFdCL A — Interest

Brk Act #4 Wstrn Asset Money Market Fd CLA — Interest — Redeemed

Brk Act #4 Uts Nuveen TE UT TR #61 M NY INSD S61 (Part VIII) — Int/Div — Sold

Brk Act #4 VFH — Int/Div

Brk Act #4 SCD — Int/Div — Sold (part)

Brk Act#4 NYC G/O Ser G 3.125/10 4/10 — Interest — Redeemed

Brk Act #4 Nassau Co Ser C 5.25/10 — Interest — Redeemed

Brk Act #4 NYS Dorm AU Staten Isl U Hosp 4.9/10 — Interest — Redeemed

Brk Act#4 NYC G/O SER C4.375/11 — Interest

Brk Act#4 NYS ENV FACS 5/11 — Interest — Redeemed

Brk Act#4 NYNY Ser F 5.125/11 — Interest

Brk Act #4 Erie Cnty NY Pub Impt Ser A 5/11 (Part VIII) — Interest

Brk Act #4 NYNY Ser A Prefund 5.25/11 — Interest — from line 52)

Brk Act #4 NY NY Ser J 4/12 — Interest — Distributed — VIII

Brk Act#4 NY NY ETM SerJ 4/12 — Interest — from line 24)

DBrk Act#4 NY NY Ser) 4/12 — Interest — from line 24)

Brk Act #4 NY NY Ser J FGIC-TCRS 5.35/12 — Interest — Redeemed

Brk Act #4 NYS Dorm Auth Upstate Comm Coll Rev B 5/13 7/107 — Interest — Redeemed

Brk Act#4 NY NY RFDG Ser B-FGIC TCRS 5.75/13 — Interest

Brk Act #4 Medina NY Cent Sc Dist 4.75/13 — Interest

Brk Act #4 NYS Dorm AU RFDG SECD HOSP NYDTWN 5.2/14 — Interest

Brk Act #4 NYS Dorm AU Revs Third Gen Res 5.25/13 — Interest

Brk Act #4 NYS Dorin AU Revs Lutherern Med 5/13 — Interest — Distributed — VIII

Brk Act #4 NYC GO Ser J 4/13 — Interest

Brk Act #4 Buffalo NY Ser B 5.375/13 "12 — Interest

Brk Act #4 Nassau Cty IFA Ser A 5/13 — Interest

BrkAct#4 NYC GO Ser A 4/13 — Interest

Brk Act #4 Camden NY Cent SCh DIST SER A 4.5/14 — Interest

BrkAct#4 NYS DORM AU Iona Coll 43/14 — Interest

Brk Act #4 Sharon Springs MunWtr 4.8/14 — Interest — Distributed — VIII

BrkAct#4 NYS Dorm Au Colgate 4.625/14 — Interest — Redeemed

BrkAct#4 NYC SerA G/O4.3/14 — Interest

Brk Act#4 NYS Dorm Au Lease Rev Mun HIth5.514°11 — Interest

Brk Act #4 Buffalo NY Gen ImpSer A 4.714711 — Interest

Brk Act#4 NYC GO Ser14.5/14°13 — Interest

Brk Act #4 West Seneca Cent Sch 4.125/14 — Interest

BrkAct# NYC GO SerG4/14 — Interest

Brk Act #4 No Babylon Sch Dt 5.25/15 — Interest

Brk Act #4 Buffalo NY Ser C4.7/15 — Interest — from line 44)

Brk Act #4 NYC REF Ser B G/O 5.75/15 — Interest

BrkAct#4 LI Pwr Au'LIPA 4/15 — Interest

Brk Act#4 NYNY Ser A 5.25/15 — Interest — Redeemed

Brk Act#4 MTA 5.25/15 — Interest — Distributed — VIII

Brk Act#4 NYC Trans Fin 4/15 — Interest

Brk Act#4 NYS Dorm Pres 4.2/15 "14 — Interest

Brk Act#4 NYC Ser C 5.25/15°14 — Interest

Brk Act#4 NYC Health & Hosp 4.55/16 17 — Interest

Brk Act#4 NYC G/O SerH 5.25/16 11 — Interest

Brk Act#4 NYS Dorm Au St Johns U 5/16 — Interest

Brk Act#4 NY NY Ser J 5.25/16 — Interest

Brkact #4 NYS Env Fac Corp St Clean Wtr 5/17 — Interest

Brk Act#4 NY NY RFDG Ser J 5/17 — Interest — Redeemed

Brk Act#4 NYC Ser G G/O 5/17 — Interest

Brk Act#4a NYC GO SerOS5/17°15 — Interest

Brk Act#4 NYC SER B Gen Obl 5.375/18 08 — Interest — Redeemed

Brk Act#4 NYS Dorm Au St Josephs H 5.25/18 — Interest — Distributed — VIII

Brk Act #4 Binghamtom 4.25/18716 — Interest — Redeemed

Brk Act#4 NYS ThruH& B5/18°15 — Intercst

Brk Act#4 NYC GO Ser Al 5/18°17 — Interest

Brk Act#4 NY NY RFDG Ser15/18 "14 — Interest

Brk Act#4 NYC TFA FUT TAX FGIC SECD Ser E5.25/18 — Interest

Brk Act #4 New York State Dorm Auth St Pers Income Tax 4/18 — Interest — Redeemed

Brk Act #4 New York NY City HSG Dev Corp MultiFam 5.35/18 — Interest

Brk Act #4 City MWF AU WKS Sys Rev SerD 0/18 — Interest — Redeemed

DBrk Act#4 LIPA NY Elec Sys Ser E 5/18 — Interest

Brk Act #4 NYS Thruway Au Gen Rev Ser H 5/19 — Interest

Brk Act #4 PR Muni Ser C 5.25/19 — Interest — Buy

DBrk Act #4 Buffalo Ser C 5/19 — Interest

Brk Act #4 MTA Ser A 5.5/19712 — Interest

Brk Act #4 NYC TFA Ser A15/19°16 — Interest

Brk Act #4 Middletown NY 4.125/19°16 — Interest — Redeemed

Brk Act #4 PR Sales Tax 4.625/19 — Interest

Brk Act#4 NYS Env FACS Corp St Clean WTR & Drinking 5.25/20 — Interest

Brk Act #4 Metro T SPTN Au NY TSPN REV SER A A520 — Interest

Brk Act #4 NYC GO Ser A 5/20[16 — Interest

Brk Act#4 LIPA Ser E 5/20 "16 — Interest

Brk Act#4 NJ High Ed4.5/21 — Interest — Buy

Brk Act#4 NY Gen Oblig BDS-GI 5.5/21 — Interest

Brk Act #4 NYC Trans F/A Rev 5.25/21 — Interest

Brk Act#4 NYS Pers Inc Tax 521{16 — Interest

Brk Act #4 New York NY Ser A CIFG TCRS 5121 — Interest

Brk Act #4 Metro Tras AuNY Rev RFDG Ser A 5.125/21 — Interest

Brk Act #4 New York City G/O Ser A 5/22 — Interest

Brk Act #4 Monroe Cnty IDA 5/22 — Interest

Brk Act #4 NJ State Trans 5.25/23 — Interest — Buy

Brk Act #4 NJ Economic Dev Au Sch Constr Ser 0 5.23/23 — Interest

Brk Act #4 PR Elec Pwr Rev RFDG Ser PP 5/23 — Interest

Brk Act #4 NY Gen Oblig BDS E 6/23 — Interest

Brk Act #4 Triborough Bridge & T Au Ser DS/23 — Interest

Brk Act #4 NJ State Trans 5/24 — Int/Div — Buy

Brk Act #4 New York St Dorm Au Revs Hosp FHA Insd A 6.45/24 — Interest

Brk Act #4 Triborough B & T AU 5/24 — Interest

Brk Act#4 PR Elec 4.625/25 — Interest — Buy

Brk Act#4 NYS Thwy Au 2d HWY & BDG 5/25 (Part VII) — Interest

Brk Act#4 NYC MWA Wir & Swr Rev Ser C 5/25 (Part VIII) — Interest

Brk Act#4 NY NY IDA Rev AGC 6.125/29 — Interest

Brk Act#4 XLF — Int/Div

Brk Act#4 NYS Thrwy 5.1/10 — Interest — Redeemed

Brk Act#4 NYC G/O Ser C 4.375/11 — with line 19)

Brk Act #4 MTA FRDG Ser A 4.3/13 — Interest

Brk Act#4 NYS Dorm Columbia U. 5.25/13 — Interest

Brk Act #4 New York City G/O Ser E 5/14 — Interest

Brk Act #4 New Rochelle Sch Dist Ser A FSA 5/14 — with line 115)

Brk Act #4 New Rochelle NY School 5.25/14°11° — Interest

Brk Act #44 NYC Ref Ser B G/0 5.75/15 — with line 50)

Brk Act #4 NYC Health & Hosp 4.55/16 12) — with line 57)

Brk Act #4 Hudson Falls NY Cent Sch 4.625/16°11" — Interest

Brk Act #4 New York G/O BD B/E Ser J 4/16 — Interest

Brk Act#4 NYC G/O Ser E 5/16 — Interest

Brk Act#4 NYC G/O SerB 5.25/18 — Interest

Brk Act #4 New York NY RFDG Ser H 5/16 — Interest

Brk Act #4 Port Auth 125th Ser 5/18 — Interest

Brk Act#4 MTA 4.5/18 — Interest

Brk Act #4 NYS Dorm Au Rev Kaleida Hlth 4.25/18 — Interest

Brk Act #4 Bingamton NY 4.25/18°16 — with line 67)

Brk Act #4 New York City G/O Ser A Subser A-1 5/19 — Interest

Brk Act #4 NYS Twy Rev A 5/2015 — Interest

Brk Act #4 Port AuNY & NJ 4.5/25 — Interest

Brk Act #4 Westem Asset Mkt FD — Int/Div — Redeemed

Brk Act #4 LM'SB_ Large Cap Growh Fund CLA — with line 10)

Brk Act #4 SB Money Funds Cash Port CLA — Int/Div — Redeemed

Brk Act #4 SB Muni NY Mkt Port CL A — with line 11)

Brk Act #4 ADP — Int/Div

Brk Act #4 BR — Int/Div

Brk Act #4 BBY — Int/Div

Brk Act #4 Citigroup — Int/Div

Brk Act #4 GE — Int/Div

Brk Act#4 IBM — Int/Div

Brk Act#4 KMB — Int/Div

Brk Act #4 MDT — Int/Div

Brk Act #4 MSFT — Int/Div

Brk Act#4 PWC — Int/Div

Brk Act #4 WMT — Int/Div

Brk Act #4 WAG — Int/Div

Brk Act #4 WFC — Int/Div

Brk Act #7 Citibank NA Bank Dep Program — Interest

Brk Act #7 PWC — Int/Div

Brk Act #7 RIT — Int/Div

Brk Act #7 NYS Dev Corp Inc Tx 6.5/18 — Interest

Brk Act #9 SB (Western Asset) MUNI NY MNY MKTPORTCL A — Interest

Brk Act #9 EEM — Int/Div

Brk Act #9 PWC — Int/Div

Brk Act #9 PZ1 — Int/Div

Brk Act #9 MFS Intl New Disc Fund C "MIDCX} — Int/Div

Brk Act #9 New York City MWF Au W &S Ser DOCPN 0/18 — Interest

Brk Act #9 NYS G/O BDS-A 0/19 — Interest

Brk Act#9 PR CommH & T 0/20 — Interest

Brk Act #9 XLF — Int/Div

Brk Act #12" PHX Oakhurst Strat Alloc FD A'VRTS Balance Fd A — Int/Div

Brk Act #12 PHX Oakhurst Inc&Growth FD A” VRTS Tactical Fd A — Int/Div

Brk Act #13 Fidelity Divers Intl FDIVX — Int/Div — Sold

Brk Act #13 Fidelity Equity Inc’FEQIX — Int/Div

Brk Act #13 Fidelity Inter Bond 'FTHRX — Interest — Sold (part)

Brk Act #13 Fidelity Export & Multinat'l "FEXPX — Int/Div — Sold

Brk Act #13 Fidelity Capital Apprec "FDCAX" — Int/Div

Brk Act #13 Fidelity Retire Mmkt Cash Reserves 'FCRXX™ — Interest

Brk Act #13 Fidelity Disciplined Equity "FDEQX’ — Int/Div — Sold

Brk Act #13 Fidelity Value 'FDVLX — Int/Div — Sold

Brk Act #1 Fidelity Worldwide 'FWWFX — Int/Div — Sold

Brk Act #1 Fidelity Capital Apprec'n Mutual Fd 'FDCAX™ — Int/Div

Brk Act #1Fidelity Cash Reserves FDRXX"™ — Int/Div

Brk Act#1 Fidelity Asset Manager Mutual Fd 'FASGX — Int/Div

Brk Act#l Fidelity Aggressive Growth Mutual Fd FAMRX™ — Int/Div

Brk Act #1 Fidelity Balanced FBALX — Int/Div

Fidelity Export & Multinat'l FEXPX — Int/Div — Sold

Brk Act #4 First Eagle Overseas Fund Class FY — Int/Div

Brk Act#4 LM "SB Appreciation Fd CL A(Part VIII) — Int/Div

Brk Act#4LM SB’ Large Cap Grwth FD CLA — None — Sold (part)

Brk Act #4 Wstm Asset NY Muni Money MktFdCL A — Interest

Brk Act #4 Wstrn Asset Money Market Fd CLA — Interest — Redeemed

Brk Act #4 Uts Nuveen TEUT TR #61 M NY INSD S61 (Part VIII) — Int/Div — Sold

Brk Act#4 VFH — Int/Div

Brk Act #4 SCD — Int/Div — Sold (part)

Brk Act#4 NYC G/O Ser G 3.125/10 "4/10 — Interest — Redeemed

Brk Act #4 Nassau Co Ser C 5.25/10 — Interest — Redeemed

Brk Act#4 NYS Dorm AU Staten [sl U Hosp 4.910 — Interest — Redeemed

Brk Act#4 NYC G/O SER C 4.375/11 — Interest

Brk Act#d4 NYS ENV FACS 5/11 — Interest — Redeemed

Brk Act#4 NYNY Ser F 5.125/11 — Interest

Brk Act#4 Erie Cnty NY Pub Impt Ser A 5/11 (Part VIII) — Interest

Brk Act#4 NYNY Ser A Prefund 5.25/11 — Interest — from line 52)

Brk Act#4 NY NY Ser 4/12 — Interest — Diswributed — VIII

Brk Act#4A NY NY ETM Ser J 4/12 — Interest — from line 24)

Brk Act#4 NY NY Ser) 4/12 — Interest — from line 24)

Brk Act#4 NY NY Ser J FGIC-TCRS 5.35/12 — Interest — Redeemed

Brk Act#4 NYS Dorm Auth Upstate Comm Coll RevB 5/13 7/107 — Interest — Redeemed

Brk Act#4 NY NY RFDG Ser B-FGIC TCRS 5.75/13 — Interest

Brk Act #4 Medina NY Cent Sc Dist 4.75/13 — Interest

Brk Act#4 NYS Dorm AU RFDG SECD HOSP NYDTWN 5.2/14 — Interest

Brk Act#4 NYS Dorm AU Revs Third Gen Res 5.25/13 — Interest

Brk Act#4 NYS Dorm AU Revs Luthcrern Med 5/13 — Interest — Distributed — VIII

Brk Act#4 NYC GO Ser) 4/13 — Interest

Brk Act#4 Buffalo NY Ser B 5.375/13 712 — Interest

Brk Act#4 NassauCty IFA Ser A 5/13 — Interest

Brk Act#4a NYC GO Ser A 4/13 — Interest

Brk Act #4 Camden NY Cent SCh DIST SER A 45/14 — Interest

Brk Act #4 NYS DORM AU Iona Coll 43/14 — Interest

Brk Act#4 Sharon Springs MunWtr 4.8/14 — Interest — Distributed — VI111

Brk Act#4 NYS Dorm Au Colgate 4.625/14 — Interest — Redeemed

Brk Act #4 NYC Ser A G/O 4.3/14 — Interest

Brk Act#4 NYS Dorm Au Lease Rev Mun HIthS5.514°11 — Interest

Brk Act #4 Buffalo NY Gen ImpSer A 4714711) — Interest

Brk Act#4 NYC GO Ser14.5/14°13 — Interest

Brk Act #4 West Seneca Cent Sch 4.125/14 — Interest

Brk Act#4 NYC GO SerG 4/14 — Interest

Brk Act #4 No Babylon Sch Dt 5.25/15 — Interest

Brk Act #4 Buffalo NY Ser C4.7/15 — Interest — from line 44)

Brk Act #4 NYC REF Ser B G/O 5.75/15 — Interest

Brk Act #4 LI Pwr Au'LIPA 4/15 — Interest

DBrk Act#4 NYNY Ser A 5.25/15 — Interest — Redeemed

Brk Act#4 MTA 5.25/15 — Interest — Distributed — VIII

Brk Act#4 NYC Trans Fin4/15 — Interest

Brk Act#4 NYS Dorm Pres 4.2/15 14 — Interest

Brk Act#4 NYC Ser C 5.25/15 '14 — Interest

Brk Act#4 NYC Health & Hosp 4.55/16 pos — Interest

Brk Act#4 NYC G/O SerH 5.25/16 11) — Interest

Brk Act#4 NYS Dorm Au StJohns U 5/16 — Interest

DBrk Act#4 NY NY Ser J 5.25/16 — Interest

Brkact #4 NYS Env Fac Corp St Clean Wtr 5/17 — Interest

Brk Act#4 NY NY RFDG Ser J 5/17 — Interest — Redeemed

Brk Act#4 NYC Ser G G/O 5/17 — Interest

Brk Act#4 NYC GO Ser 05/17 '15 — Interest

Brk Act#4 NYC SER B Gen Obl 5.375/18 “08° — Interest — Redeemed

Brk Act #4 NYS Dorm Au St Josephs H 5.25/18 — Interest — Distributed — VIII

Brk Act #4 Binghamtom 4.25/18°16 — Interest — Redeemed

Brk Act#4 NYSThruH &B 5/18°15 — Interest

Brk Act#4 NYC GO Ser Al 5/18717 — Interest

Brk Act#4 NY NY RFDG Ser15/18 "14 — Interest

Brk Act #4 NYC TFA FUT TAX FGIC SECD Ser E 5.25/18 — Interest

Brk Act #4 New York State Dorm Auth St Pers Income Tax 4/18 — Interest — Redeemed

Brk Act#4 New York NY City HSG Dev Corp MultiFam 5.35/18 — Interest

Brk Act #4 City MWF AU WKS Sys Rev Ser D 0/18 — Interest — Redeemed

Brk Act#4 LIPA NY Elec Sys SerE 5/18 — Interest

Brk Act #4 NYS Thruway Au Gen Rev Ser HS5/19 — Interest

Brk Act #4 PR Muni Ser C 5.25/19 — Interest — Buy

Brk Act#4 Buffalo Ser C 5/19 — Interest

Brk Act #4 MTA Ser A 5.5/19°12 — Interest

Brk Act#4 NYC TFA Ser A15/19°16 — Interest

Brk Act #4 Middletown NY 4.125/19°16 — Interest — Redeemed

Brk Act #4 PR Sales Tax 4.625/19 — Interest

Brk Act#4NYS Env FACS Corp St Clean WTR & Drinking 5.25/20 — Interest

Brk Act #4 Metro T SPTN Au NY TSPN REV SER A A520 — Interest

Brk Act #4 NYC GO Ser A 5/20°16 — Interest

Brk Acti4 LIPASerES5/20°16 — Interest

Brk Act#4 NJ High Ed 4.5/21 — Interest — Buy

Brk Act#4NY Gen Oblig BDS-G1 5.5/21 — Interest

Brk Act#4 NYC Trans F/A Rev 5.25/21 — Interest

Brk Act#4 NYS Pers Inc Tax 5/21°16 — Interest

Brk Act#4 New York NY Ser A CIFG TCRS 521 — Interest

Brk Act#4 Metro Tras Au NY Rev RFDG Ser A 5.12521 — Interest

Brk Act#4 New York City G/O Ser A 5/22 — Interest

Brk Act #4 Monroe Cnty IDA 5/22 — Interest

Brk Act #4 NJ State Trans 5.25/23 — Interest — Buy

Brk Act #4 NJ Economic Dev Au Sch Constr Ser O 5.23/23 — Interest

Brk Act #4 PR Elec Pwr Rev RFDG Ser PP 5/23 — Interest

Brk Act#4 NY Gen Oblig BDS E 6/23 — Interest

Brk Act #4 Triborough Bridge & T Au Ser DS5/23 — Interest

Brk Act #4 NJ State Trans 5/24 — Int/Div — Buy

Brk Act#4 New York St Dorm Au Revs Hosp FHA Insd A 6.45/24 — Interest

Brk Act #4 Triborough B & T AU 5/24 — Interest

Brk Act#4 PR Elec 4.625/25 — Interest — Buy

Brk Act#4 NYS Thwy Au2d HWY & BDG 5/25 (Part VIII) — Interest

Brk Act#4 NYC MWA Wir & Swr Rev Ser C 5/25 (Part VIII) — Interest

Brk Act#4 NY NY IDA Rev AGC 6.125/29 — Interest

Brk Act #4 Ishares TR Dow Jones Select Div Index Fund — Int/Div

Brk Act#4 XLF — Int/Div

Brk Act#4 NYS Thrwy 5.1/10 — Interest — Redeemed

Brk Act#4 NYC G/O Ser C 4.375/11 — with line 19)

Brk Act#4 MTA FRDG Ser A 4.3/13 — Interest

Brk Act#4 NYS Dorm Columbia U. 5.25/13 — Interest

Brk Act #4 New York City G/O Ser E 5/14 — Interest

Brk Act#4 New Rochelle Sch Dist Ser A FSA 5/14 — with line 115)

Brk Act #4 New Rochelle NY School 525/14°11 — Interest

Brk Act#4 NYC Ref Ser B G/O 5.75/15 — with line 50)

Brk Act#4 NYC Health & Hosp 4.55/16 pre — with line 57)

Brk Act #4 Hudson Falls NY Cent Sch 4.625/16[11° — Interest

Brk Act #4 New York G/O BD B/E Ser J 4/16 — Interest

Brk Act #4 NYC G/O Ser E 5/16 — Interest

Brk Act#4 NYC G/O Ser B 5.25/18 — Interest

Brk Act#4 New York NY RFDG Ser H 5/16 — Interest

Brk Act #4 Port Auth 125th Ser 5/18 — Interest

Brk Act# 4 MTA 4.5/18 — Interest

Brk Act#4 NYS Dorm Au Rev Kaleida Hlth 4.25/18 — Interest

Brk Act #4 Bingamton NY 4.25/18°16 — with line 67)

Brk Act #4 New York City G/O Ser A Subser A-1 5/19 — Interest

Brk Act #4 NYS Twy Rev A 5/20°15 — Interest

Brk Act #4 Port Au NY & NJ 4.5/25 — Interest

Brk Act #4 Western Asset Mkt FD — Int/Div — Redeemed

Brk Act #4 LM SB. Large Cap Growh Fund CLA — with line 10)

Brk Act #4 SB Money Funds Cash Port CLA — Int/Div — Redeemed

Brk Act #4 SB Muni NY Mkt Port CL A — with line 11)

Brk Act #4 ADP — Int/Div

Brk Act #4 BR — Int/Div

Brk Act #4 BBY — Int/Div

Brk Act #4 Citigroup — Int/Div

Brk Act #4 GE — Int/Div

Brk Act #4 IBM — Int/Div

Brk Act #4 KMB — Int/Div

Brk Act #4 KSS — None

Brk Act #4 MDT — Int/Div

Brk Act #4 MSFT — Int/Div

Brk Act #4 PWC — Int/Div

Brk Act #4 WMT — Int/Div

Brk Act #4 WAG — Int/Div

Brk Act #4 WFC — Int/Div

Brk Act #7 Citibank NA Bank Dep Program — Interest

Brk Act# 7 PWC — Int/Div

Brk Act #7 RIT — Int/Div

Brk Act #7 NYS Dev Corp Inc Tx 6.5/18 — Interest

Brk Act #9 SB (Western Asset) MUNI NY MNY MKT PORTCLA — Interest

Brk Act #99 EEM — Int/Div

Brk Act #9 PWC — Int/Div

Brk Act #9 PZI — Int/Div

Brk Act #9 MFS Intl New Disc Fund C "MIDCX} — Int/Div

Brk Act #9 New York City MWF Au W &S Ser DOCPN 0/18 — Interest

Brk Act#9 NYS G/O BDS-A 0/19 — Interest

Brk Act#9 PR CommH & T 0/20 — Interest

Brk Act #9 XLF — Int/Div

Brk Act #12” PHX Oakhurst Strat Alloc FD A VRTS Balance Fd A — Int/Div

Brk Act #12 PHX Oakhurst Inc&Growth FD A” VRTS Tactical Fd A — Int/Div

Brk Act #13 Fidelity Divers Intl 'FDIVX — Int/Div — Sold

Brk Act #13 Fidelity Equity Inc FEQIX — Int/Div

Brk Act #13 Fidelity Inter Bond FTHRX — Interest — Sold (part)

Brk Act #13 Fidelity Export & Multinat'l FEXPX™ — Int/Div — Sold

Brk Act #13 Fidelity Capital Apprec "FDCAX — Int/Div

Brk Act #13 Fidelity Retire Mmkt Cash Reserves” 'FCRXX™ — Interest

Brk Act #13 Fidelity Disciplined Equity "FDEQX’ — Int/Div — Sold

Brk Act #13 Fidelity Value FDVLX — Int/Div — Sold

Director (ex officio as former president), St. John's School of Law, Alumni Association (uncompensated)

Trustee (ex officio as former president), Federal Bar Council (uncompensated)

Board of Managers, Havens Relief Fund Society (uncompensated)

Adjunct Professor, NYU School of Law (compensated; commencing 1/1/10)

Agreement — 10/27/03 — Cahill Gordon & Reindel LLP agreement in connection with withdrawal from firm. (Copy of agreement filed with 2006 FDR and those of prior years.)

Income — 2010 — NYU School of Law-teaching — $20,000.00

PartVIl: INVESTMENTS AND TRUSTS

Brk Act #1: a percentage of the assets in these accounts were transferred

fine bo

_ per agreement; the balanced was transferred to a new individual

account with the same designation "Brk Act #1". Brk Act #13: a percentage age of the assets in these accounts were e transf rred to now

per agreement.

A percentage of the assets reported in Brk Act # 2 and #6 on prior years' FDRs were transferred

per agreement with the balance transferred

into Brk Act #4.

SR

Brk Act # 10 from 2009 FDR. These assets are under the control of.

not living in hosehold and are no longer reportable

ma

Part VII lines 23,33,40,53 and 66_ of 2010 FDR. These assets were transferred’

| per agreement

Page 4, line 17 of 2009 FDR. Brk Act #2 NYST AU LOC HGHWY & BRIDGE 5/09. This was inadvertenly listed on the 2009 FDR as an asset. It was a full

redemption on 4/1/09 and is therfore omitted from the 2010 FDR

Page 5, line 18 of 2009 FDR. Brk Act #2 NYS Dorm Au Revs New Island Hosp 5.2/09.. This was inadvertenly listed on the 2009 FDR as an asset. It was a full

redemption on 7/1/09 and is therfore omitted from the 2010 FDR.

Page S, line 30 of 2009 FDR. Brk Act #2 NYC G/O Ser H 5.25/13 (09). This was inadvertenty listed on the 2009 FDR as an asset. It was a full redemption on

3/16/09 and is therfore omitted from the 2010 FDR

Page 10, line 114 of 2009 FDR. Brk Act #4 NYS Dorm Mtg Hosp 4.95/08. This was inadvertenty listed on the 2009 FDR as an asset. It was a full redemption on

8/1/08 and is therfore omitted from the 2010 FDR

Page 11, line 118 of 2008 FDR. Brk Act #4 NYC RFDG Ser H, subser H6 float/12. This was inadvertenty listed on the 2009 FDR as an asset. It was a full

redemption on 3/17/08 and is therfore omitted from the 2010 FDR