Robert David Sack

JPMorgan Chase Accounts — Interest

JP Morgan 1086 US Govt MMKT Fund Premier (formerly Morgan) — Int/Div

Unsecured loan to David W. McClintick — None

Dewey Ballantine Partnership Capital Account — None

GD&C CitiStreet 401(k) — Interest

SSgA Money Market Fund — Sold

Oppenheimer Advantage Municipal Liquidity Fund — Interest

Boeing Co. Common Stock — Int/Div

Blackrock New York Insured Municipal Income Trust 111 — Int/Div

Van Kampen Trust for Invt. Grade NY Municipals — Int/Div

Oppenheimer NY Municipal Fund Cl A — Int/Div

Oppenheimer NY SFSA 5% Due 3/15/10 — Int/Div — Redeemed

OppNew York NY City Mun Wir Fin NY 3.625% Due 6/15/25 — Int/Div — Buy

JPMorgan Chase Traditional IRA Retirement CD — Interest — Distributed

Northwestern Mutual Life Insurance Policy — Int/Div

Guardian Life Insurance Policy — Int/Div

Massachusetts Mutual Life Insurance Policy — Int/Div

Morgan Stanley Bank Deposit Program — Int/Div

Morgan Stanley MTA 5.35 Zero Coupon Bond due 7/1/12 — Interest

MS New York Genl Oblig Ref Ser-C due 4/15/13 — Interest

Morgan Stanley LIPA 5.60 Zero Coupon Bond due 6/1/14 — Interest

MS NYS Power Auth Rev Ref Ser-C 4% due 11/15/20 — Interest

MS NYC Genl Oblig Ser-14% Due 2/1/22 — Interest

MS Invesco GLB DIV GW Sec A — Int/Div

MS Invesco Special Value A — Int/Div

MS Special Growth Fund A — Int/Div

MS Focus Growth Fd A — Int/Div

MS Oppen. AMT Free NY Mun — Int/Div

MS Franklin NY Tax FR — Int/Div

MS Goldman Sachs High Y1d Muni A — Int/Div

JPMorgan Federal Money Market Fund Morgan — Int/Div

Fiduciary Holdings (SS) (Y)

Morgan Stanley Bank Deposit Program (Y)

MS MTA NY Transit Zero Coupon Bond due 7/1/13 (Y)

Morgan Stanley Franklin NY Tax Free Inc (Y)

MS Oppen AMT Free NY Mun (Y)

Neuberger State Street Mid Cap Growth Investor Class — Int/Div

Ameriprise IRA Portfolio (AH) — Int/Div

Ameripnise Insured Money Market

INV VK MUNI INCOME-A INVESCO FUNDS (new name) (X)

BLKRCK EQTY DIVIDEND-A BLACKROCK FUNDS — Buy

DWS Short DUR Plus - A DWS Funds — Sold (part)

Eaton Amt Muni Bd Inc-A Eaton Vance Group

GAB EQUITY INCOME-A GABELLI FUNDS — Buy

lvy Asset Strategy-A Waddell & Reed Funds

MFS Muni Ltd Maturity-A MFS Family of Funds

Opplntl Bond-A Oppenheimer Funds

Opp Gold & SP Minerals-A Oppenheimer Funds

Opp Ltd Interm Muni-A Oppenheimer Funds

Opp Developming Mkis-A Oppenheimer Funds — Sold (part)

Opp Developming Mkis-A Oppenheimer Funds — Sold (part)

Pimco Total Retum-D Allianz Global Investors — Sold

Perm Portfolio Permanent Family of Funds

Opp Ltd Term NY Muni-A Oppenheimer Funds

Amer T/E Bond of Amer-A American Funds Group

VK Muni Income-A Van Kampen Funds (name change) (Y)

Blackrock Muniholdings New York Insured Fund Inc

Nuveen New York Invt Quality Municipal Fund Inc

Drey Shrt Int Muni Bd-D Dreyfus Group — Sold

BLKRCK EQTY DIVIDEND-A BLACKROCK FUNDS — Buy

Eaton Amt Muni Bd Inc-A Eaton Vance Group

Fid Adv Float Rt H/Inc-A Fidelity Advisor Funds

Gld High Yield Muni-A Goldman Sacks Asset Mgmt

MFS Muni Ltd -Maturity-A MFS Family of Funds

Opp Amt Free NY Muni-A Oppenheimer Funds

Pioneer Amt-Free Muni-A Pioneer Funds

Amer T/E Bond of Amer-A American Funds Group

Virtus Tax Exempt Bond-A Virtus Funds

Fred Alger Large Cap Growth IRA

Franklin Intermediate Fixed Income IRA

Spectrum Hybrid Preferred IRA

Renaissance International Equity IRA

Alliancebemstein Large Cap Core IRA

Munder Mid Cap Core IRA

RiverSource Retirement Advisor 4 Advantage VA-Annuity

Director, William F. Kerby and Robert S. Potter Fund

Lecturer in Law, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Agreement — 9/3/98 — Practising Law Institute and Robert D. Sack, publication of 3rd edition of treatise on defamation law; royalty 15% of net receipts

Agreement — 1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement, Gibson Dunn & Crutcher LLP and Robert D. Sack; Terms $6,000 per month/life, no increase, decrease or cap

Agreement — 2010 — Practising Law Institute and Robert D. Sack, publication of 4th edition of treatise on defamation law; royalty 15% of net receipts

Liability — Citibank Aadvantage — Credit Card

Liability — Citibank Aadvantage — Credit Card

Liability — Chase Visa — Credit Card

Reimbursement — University of Texas — 2/4-7/2010 — Austin, TX — Symposium — Travel, Hotel and Meals

Reimbursement — Arizona State University — 4/23-27/2010 — Phoenix, AZ — Forum — Travel, Hotel and Meals

Reimbursement — The Montpelier Foundation/ James Madison's Montpelier — 6/14-16/2010 — Orange, VA — Seminar — Travel, Hotel and Meals

Reimbursement — Federal Bar Foundation — 10/1-3/2010 — Lenox, MA — Bench and Bar Retreat — Travel, Hotel and Meals

Income — 2010 — Practising Law Institute Book Royalties — $24,331.06

Income — 2010 — Lecturer in Law, Columbia Law School — $15,000.00

Spouse's income — 2010 — Dewey Ballantine Partnership Distribution

Spouse's income — 2010 — West Services Inc

Spouse's income — 3.2/16/2010 — Kitamura and Landa v. Trump Parc, No.2 - a 74; (Supreme Court, NY County) Distribution of Class Member Shares of Net Settlement Benefits

A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC)). The worth of that claim cannot be determined at this time.

Line 32-36, Fiduciary Holdings, are no longer reportable. As of November 2010, a new trustee has been appointed. These lines will be deleted from future

reports.

Regarding line 40 and 57: VK MUNI INCOME-A VAN KAMPEN FUNDS (Line 58 on the 2009 Report) experienced a name change on 6/1/10 and is now INV

VK MUNI INCOME-A INVESCO FUNDS.