Michael R. Wilner

Brokerage Acct #

VANGUARD CA INTERM TERM TAX FREE — Distribution

DIAMOND HILL SMALL CAP — istnibution — Sold

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

ISHARES RUSSELL 1000 VALUE ETF — Distribution

ISHARES S&P S00 GROWTH ETF — istrnibution

ISHARES RUSSELL 1000 GROWTH ETF — Distribution

ISHARES RUSSELL 2000 GROWTH ETF — Distribution

ISHARES MSC EAFE SMALL CAP ETF — Distribution

ISHARES NATL MUNI BOND ETF — Distribution

SCHWAB SHORT TERM US TREASURY FTF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB US MIDCAP ETF — Distribution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — Distribution

SCHWAB INTL SMALL CAP ETF — istrnibution

SCHWAB US LARGE CAPETF — Distribution

SCHWAB US SMALL CAP ETF — istmbution — Sold

POWERSHARES EMRG MKTS SOVRGN DBT ETF — Distribution — Sold

SPDR S&P 600 SMALL CAP ETF — Distribution

ISHARES CALIFORNIA MUNI BOND ETF — Distribution

ISHARES IBONDS DEC 2018 TRM ETF — istmbution — Matured

ISHARES IBONDS DEC 2019 TERM ETF — Distribution

ISHARES IBONDS DEC 2020 TRM ETF — Distribution

ISHARES IBONDS DEC 2021 TERM ETF — Distribution

ISHARES IBONDS DEC 2022 TERM ETF — Distribution

ISHARES IBONDS DEC 2023 TERM ETF — istmbution

ISHARES IBONDS DEC 2024 TRM ETF — istmbution

ISHR IBND DEC 2025S TRM ETF — Distribution

ISHARES IBONDS MUNI DEC 2023 — Distribution — Buy

ISHARES IBONDS MUNI DEC 2025 — Distribution — Buy

SCHWAB CA MUNI MONEY FUND — istnbution — Buy

SCHWAB CA MUNI MONEY FUND — Buy (add'l)

VANGUARD SMALLCAPETFVB — Iistnbution — Buy

Brokerage Acct #2

BMO INTERM TAX FREE BOND FUND — Distribution — Closed

LAUDUS US LARGE CAP GROWTH FUND — Distribution — Closed

PRINCIPAL EQUITY INCOME FUND — Distribution — Closed

SCHWAB SHORT TERM US TREASURY ETF — istnbution — Closed

SCHWAB AGGR BOND ETF — Distribution — Closed

SCHWAB US DIVIDEND EQUITY ETF — Distribution — Closed

SCHWABUSTIPSETF — Distribution — Closed

SCHWAB EMERGING MARKETS ETF — istmbution — Closed

SCHWAB INTL EQUITY ETF — Distribution — Closed

SCHWAB US LARGE CAP ETF — Distribution — Closed

SCHWAB US SMALL CAPETF — Distribution — Closed

SPDR MSC ACWI EX-US ETF — Distribution — Closed

VANGUARD FTSE DEVELOPED MARKETS ETF — Distribution — Closed

ISHARES CALIFORNIA MUNI BOND ETF — Distribution — Closed

ISHARES NATIONAL MUNI ETF — istnibution — Closed

SCHWAB FUNDA EMG MKTS LARGE FTF IV — Distribution — Closed

Brokerage Acct #3

BMO INTERM TAX FREE BOND FUND — Distribution — Sold

LAUDLUS US LARGE CAP GROWTH FUND — Distribution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

ISHARES CALIF AMT FREE MUNI ETF — Distribution — Sold

ISHARES NATL MUNI BOND ETF — Distribution — Sold

SCHWAB SHORT TERM US TREASURY ETF — Distribution — Sold

SCHWAB AGGR BOND ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB US TIPS ETF — Distribution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l)

SCHWAB US SMALL CAP ETF — istmbution — Sold

SCHWAB FUNDA EMG MKTS LARGE COM ETF — Distribution

SPDR S&P 600 SMALL CAP GROWTH ETF — istmbution

VANGUARD SMALL CAPETFVB — Distribution — Buy

SCHWAB CA MM SWKXX — Distribution — Buy

Brokerage Acct #4

JANUS HENDERSON VENTURE FUND — Iistnbution — Sold

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — istnbution

UNDISCOVERED MANAGERS VALUE FUND — Distribution

SCHWAB AGGR BOND ETF — istmbution — Sold (part)

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWABUSTIPSETF — Distribution — Sold

SCHWABUSTIPSETF — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — istmbution

SCHWAB INTL EQUITY ETF — Distribution

SCHWAB US LARGE CAPETF — Distribution — Buy (add'l)

SCHWAB USSMALLCAPETF — Distribution

ISHARES CALIFORNIA MUNI BOND ETF — istmbution — Buy (add'l)

ISHARES CALIFORNIA MUNI BOND ETF — Sold (part)

Brokerage Acct # 5

MOTLEY FOOL GREAT AMERICAN FUND — Distribution — Sold

POWERSHARES INTL DIVIDEND ACHIEVERS ETF — istnbution

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — Distribution

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB USSMALL CAPETF — Distribution

PROSHARES RUSSELL 2000 DVD GRWRS ETF — Distribution

MOTLEY FOOL 100 INDEX ETF TMFC — Distribution — Buy

MOTLEY FOOL 100 INDEX ETF TMFC — Buy (add'l)

Brokerage Acct 26

PIMCO TOTAL RETURN FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution — Sold

POWERSHARES HIGH YIELD BOND FTF — Distribution

SCHWAB AGGR BOND ETF — Distribution — Buy (add'l)

SCHWAB US TIPS ETF — Distribution

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — Distribution

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB USSMALL CAP ETF — Distribution — Buy (add'l)

SCHWAB US BROAD MARKET ETF — Distribution — Buy (add'l)

Brokerage #7

ISHARES AMT BOND ETF MUB — Distribution — Sold

VANGUARD TOTAL STOCK MARKET FTFVTI — Distribution

VANGUARD FTSE EMERGING MARKETS ETF VWO — istmbution

VANGUARD ENERGY ETF VDE — Distribution

VANGUARD FTSE DEVELOPED MARKETS ETF VEA — Distribution

ISHARES CORE MSCI EMERGING MARKETS IEMG — Distribution

SELECT SECTOR SPDR ENERGY TRUST XLE — istmbution

SCHWAB INTL EQUITY ETF SCHF — Distribution

SCHWAB US BROAD MARKET ETF SCHB — Iistnbution

SCHWAB US DIVIDEND EQUITY ETF SCHD — Distribution

SPDR NUVEEN BARCLAYS MUNI BOND ETF TF1 — istnbution

VANGUARD DIVIDEND APPRECIATION ETF VIG — Distribution

VANGUARD MUNI BOND FUND ETF VTEB — Iistnbution

Brokerage # 8

SCHWAB US REITETF SCHH — Distribution — Sold

ISHARES US REIT ETF USRT — Iistnbution — Buy

ISHARES GOLD ETF IAU — Distribution

ABERDEEN PHYSICAL PRECIOUS MTL BSKT ETF GLTR — Distribution

ISHARES HIGH YIELD CORPORATE BOND ETF SHYF — Distribution — Sold

MARKET VECTORS EMERGING MARKET ETF EMLC — Distribution

SCHWAB EMERGING MARKETS ETF SCHE — istnbution

SCHWAB FUNDAMENTAL EMERGING MARKETS ETF FNDE — istnbution

SCHWAB FUNDAMENTAL INTL LARGE CAP ETF FNDF — Distribution

SCHWAB FUNDAMENTAL INTL SMALL CAP ETF FNDC — istmbution

SCHWAB FUNDAMENTAL US LARGE CAP ETF FNDX — istmbution

SCHWAB FUNDAMENTAL US SMALL CAP ETF FNDA — Iistnbution

SCHWAB INTERNATIONAL ETF SCHF — Distribution — Sold

SCHWAB INTERNATIONAL SMALL CAP ETF SCHC — istmbution — Sold

ISHARES CAL MUNI ETF CMF — Distribution — Buy

SCHWAB US LARGE CAP ETF SCHX — Distribution

SCHWAB USC SMALL CAP ETF SCHA — Distribution

VANGUARD GLOBAL EXUS REAL ESTATE ETF VNQI — istmbution

XTRACKERS BARCLAYS HIGH YIELD BOND ETF HYLB — Distribution

ISHARES CORE MSCI EMERGING ETF EMG — Iistnbution

SPDR BARCLAY EMERGING MARKET BONDS ETF EBND — Distribution

SCHWAB US TIPS ETF SCHP — Distribution — Buy

VANGUARD FTSE DEVELOPED ETF VEA — Distribution — Buy

VANGUARD ALL WORLD ETF VSS — Distribution — Buy

Brokerage #9

SCHWAB US BROAD MARKET ETF SCHB — Distribution — Buy (add'l)

Brokerage # 10

SCHWAB INTERNATIONAL ETF SCHF — Distribution — Closed

SCHWAB US BROAD MARKET ETF SCHB — istnibution — Closed

Brokerage # 11

SCHWAB INTERNATIONAL ETF SCHF — istrnibution — Buy (add'l)

SCHWAB US BROAD MARKET ETF SCHB — Distribution — Buy (add'l)

Schwab Checking / Brokerage Sweep Accls — Int/Div

Citibank Checking / Savings Accts — Int/Div

Capital One Bank Savings Acct — Int/Div

529 Account #1 New York Col Savings Prog Cons™™Mod Growth (no control) — Distribution — Sold (part)

529 Account #2 Wealthfront Dividend Stock and Bond Portfolio — istmbution

Board Member, Federal Bar Association, Los Angeles Chapter

Executive Committee Member, Judge Paul Michel Intellectual Property American Inn of Court

Part VII

Brokerage Acct # 2 is a Uniform Trust for Minors account that was transferred to a child who reached maturity during 2018. 1am no longer the trustee for the

account, nor do I manage the assets for the account holder, In the absence of a more accurate category under Column D. 1, I selected "Closed to signify the

account transfer.

Brokerage Acct # 10 is a Roth IRA account for the benefit of the same child. | am no longer the trustee or munager for the account due to the reversion to the

child. As above, | selected "Closed" to explain the disposal of the assets.