Charles M. Walker

PIMCOINCMCLA — Int/Div

ALPS SECTOR DIVIDEND DOGS ETF — Int/Div

GUGGENHEIM S&P 500 EQUALWEI UTIETF — Int/Div

POWERSHARES SENIOR LOAN ETF — Int/Div

PIMCO 0-5 YEAR HIGH YLD BND IDX ETF — Int/Div

POWERSHARES INTL DVDND ACHVRS FTF — Int/Div

DIREXION NASDAQ 100 EQL WGHT IDX ETF — Int/Div

SPDR BLMBERG BRCLY CONV SECRT FTF — Int/Div

WISDOMTREE US SMALLCAP DVD GRW ETF — Int/Div

ALPS EMERGING SECTOR DVDDOGS FTF — Int/Div

CHARLES SCHWAB US REIT ETF — Int/Div

SCHWAB INT'L EQUITY ETF — Int/Div

SCHWAB EMERGING MARKETS EQUITY ETF — Int/Div

CHARLES SCHWAB US MC ETF — Int/Div

SCHWAB US SMALL CAP ETF — Int/Div

WISDMTRE US SMLCP QLT DIV GRW ETFIV — Int/Div

AQR LONG SHORT EQTY FDCLN — Int/Div

MADISON COVERED CALL & EQTY INCMY — Int/Div

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Partner, Gr Investment Group

Reimbursement — Association Insolvency } Restructuring Advisors — June 16, 2018 — Nashville, TN — Speaker at CLE Seminar — Parking

There were no trades executed during the current reporting period. Some of the funds listed merged or experienced name changes during or after the reporting

period. However, the trading symbols remained the same. For example, Guggenheim SCP 500 Equal Weight EFT (RSP) may be listed as Invesco SEP 500 Equal

Weight EFT. Both use the "RSP" symbol,