Kimba Maureen Wood

What was filed

635
investments
1
positions
0
gifts
1
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

MGMT LLC
CORP
1 lacome Gain Codes: A SLO00 or less B=$1,001 - $2,500 © =$2.301 - $5,000 D=$5,001 - $15,000 E=S15,001 - $20,000 (See Columns B1 aod D4) F=$50,001 - $100,000 G =S100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 “More than $5,000,000 2 Value Codes J =S15.000 or less K =$15,001 - $50,000 L ~$50,001 - $100,000 M =$100,001 - $250,000 (See Columns C1 2nd D3} N=$250,001 « $500,000 © =S$500,001 « $1,000,000 PI =$1.000.001 « $5,000,000 P2 85,000,001 « $25,000,000 P3=S25,000,00 1 - $50,000,000 4 =More thas $40,000,000 3 Value Method Codes Q =Appraisal R~Cast (Real Essate Only) § =Asstsement T =Cash Market (See Column C2) U =A Value N =Other W =Ftimnd
1 acome Gain Codes: ASL 000 or less B-$1.001 - $2,300 © =$2.501 - $5,000 0 =$5,001 - $15,000 E=$15,001 - $40,000 (See Columns B1 and D4) F “$50,001 - $100,000 GS 100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 “More than $5,000,000 2 Value Codes 1-515,000 oc less K =$15,001 - $50,000 L=$50,001 - $100,000 M=S100,001 - $250,000 (See Columas C1 and DI) N =S250,001 + $500,000 © =$500,001 - $1,000,000 PI =S1000,001 + $3,000,000 2 85,000,001 - $25,000,000 3 =S25,000,001 - $50,000,000 14 =More thie $50,000,000 3 Value Method Codes Q “Appraisal R=Cast (Real Este Only) S “Assessment T =Cush Market (See Column C2) U =H Value V =Other W = Fatimead

As filed

CITIBANK CHECKING ACCOUNT — Buy (add'l)

CITIBANK CHECKING ACCOUNT — Sold (part)

CITIBANK CHECKING ACCOUNT — Buy (add'l)

CITIBANK CHECKING ACCOUNT — Sold (part)

CITIBANK CHECKING ACCOUNT — Buy (add'l)

CITIBANK CHECKING ACCOUNT — Sold (part)

KASS — Buy (add'l)

KASS — Sold (part)

KASS — Buy (add'l)

KASS — Sold (part)

CITIBANK ASSET ACCOUNT (ORIGINAL) — None — Closed

CITIBANK ASSET ACCOUNT (REPLACEMENT) — None — Open

CITIBANK MONEY MARKET PLUS — Interest

CITIBANK INTEREST CHECKING ACCOUNT #2 (KATNH) — Interest

CITIBANK CHECKING ACCOUNT (REV TRY — Interest

UBS BANK USA DEPOSIT ACCOUNT (SEE NOTE 8 INSECT VID — None

CGMI BANK DEPOSIT PROGRAM (Y)

CITIHINVESTOR CASH/MM ACCOUNT {Y)

MORGAN STANLEY BANK/TRUST DEPOSITS #2 (Y)

MORGAN STANLEY BNK/TRST DPSTS WA 5161(Y)

MORGAN STANLEY BANK/TRUST DEPOSITS #3 (ROTH IRA) — Interest

FDN BROKERAGE #1 (NOTE 16 IN SECT VII (HY

CDK GLOBAL INC (X) — None — Sold

FDN BRKG ACCT #2 (LINES 909-1050) NOTE 16 SECT VIII (HY

MORGN STNLEY BANK/TRUST #1 (CASH/MMIY)

MORGAN STANLEY BANK/TRUST #2 (CASH/MM) — Interest

COMMON STOCKS AND FUNDS (LINES 912-1050) (H)

ADIENT PLC — Int/Div — Sold

AIMMUNE THERAPEUTICS INC COMMON STOCK — None — Buy

AIMMUNE THERAPEUTICS INC COMMON STOCK — Buy (add'l)

ALPHABET INC COMMON STOCK — None — Buy (add'l)

AMAZON COM INC COMMON STOCK — None — Buy (add'l)

AQR LONG SHORT EQ INST FUND — Int/Div — Sold (part)

AQR STYLE PREMIA ALTERNATIVE FUND — Int/Div — Sold (part)

ARES CAPITAL CORP FUND (SEE NOTE 24 INSECT VHD — Int/Div — Sold

ARES CAPITAL CORP FUND (SEE NOTE 24 INSECT VHD — Buy

BLACKROCK LIQ TEMPFUND INST MUTUAL FUND — Int/Div — Buy

BLACKROCK LIQ TEMPFUND INST MUTUAL FUND — Buy (add'l)

BLACKROCK LIQ TEMPFUND INST MUTUAL FUND — Sold (part)

BLACKROCK LIQ TEMPFUND INST MUTUAL FUND — Sold

CISCO SYSTEMS INC COMMON STOCK — Int/Div — Buy (add'l)

CISCO SYSTEMS INC COMMON STOCK — Sold

COMCAST CORP COMMON STOCK — Int/Div — Buy (add'l)

COMCAST CORP COMMON STOCK — Buy (add'l)

CORBUS PHARMACELTICALS HLDGS — None — Buy (add'l)

CORBUS PHARMACELTICALS HLDGS — Buy (add'l)

CROWN CASTLE INTL CORP COMMON STOCK — Int/Div — Sold (part)

CROWN CASTLE INTL CORP COMMON STOCK — Sold (part)

DANAHER CORP COMON STOCK — Int/Div

DOWDUPONT INC COMMON STOCK — Int/Div — Buy (add'l)

DOWDUPONT INC COMMON STOCK — Buy (add'l)

DOWDUPONT INC COMMON STOCK — Sold

EV FLOATING RATE MUTUAL FUND — Int/Div — Buy

EV FLOATING RATE MUTUAL FUND — Sold

EV SHT DURATION GOVT INC FUND — None — Buy

EV SHT DURATION GOVT INC FUND — Buy (add'l)

FACEBOOK INC COMMONSTOCK — None — Buy

FACEBOOK INC COMMONSTOCK — Buy (add'l)

FIRST TRUST NASDAQ-100-TECH — Int/Div — Buy

FIRST TRUST NASDAQ-100-TECH — Buy (add'l)

FIRST TRUST NASDAQ-100-TECH — Sold

FIRST TRUST SENIOR LOAN FUND — Int/Div — Sold (part)

FRESHPET INC COMMON STOCK — None — Buy (add'l)

FRESHPET INC COMMON STOCK — Sold (part)

FRESHPET INC COMMON STOCK — Sold

GQG PARTNERS EMRG MKTS EQ INS FUND — Int/Div — Buy

GQG PARTNERS EMRG MKTS EQ INS FUND — Buy (add'l)

GQG PARTNERS EMRG MKTS EQ INS FUND — Sold (part)

GQG PARTNERS EMRG MKTS EQ INS FUND — Buy (add'l)

GREENSKY INC COMMON STOCK — None — Buy

GREENSKY INC COMMON STOCK — Buy (add'l)

HONEYWELL INTERNATIONAL INC COMMON STOCK — Int/Div — Buy (add'l)

HP WORLDQUANT - FOUNDERS ESC HDGE FUND — None — Buy

1QVIA HOLDINGS (FKA QUINTILES MS HOLDINGS) COMMON STOCK — None — Buy (add'l)

ISHARES EDGE MSCI US MOMENTUM FUND — Int/Div — Buy

ISHARES FACTORSELECT MSCI EM FUND — Int/Div — Buy

ISHARES FACTORSELECT MSCI EM FUND — Buy (add'l)

ISHARES S&P MIDCAP 400 INDEX FUND — Int/Div — Buy

JPMORGAN HEDGED EQUITY FUND — None — Sold

KINDER MORGAN INCORP COMMON STOCK — Int/Div — Buy (add'l)

KINDER MORGAN INCORP COMMON STOCK — Buy (add'l)

LOOMIS SR FLING RT & FX INC FUND — Int/Div — Buy

LOOMIS SR FLING RT & FX INC FUND — Sold (part)

LOOMIS SR FLING RT & FX INC FUND — Sold

OAKMARK INTERNATIONAL MUTUAL FUND — Int/Div — Sold (part)

OAKMARK INTERNATIONAL MUTUAL FUND — Sold (part)

OAKMARK INTERNATIONAL MUTUAL FUND — Buy (add'l)

ONEOK INC COMMON STOCK — Int/Div — Sold (part)

ONEOK INC COMMON STOCK — Sold (part)

PENNANTPARK FLTG RATE CAP LTD FUND — Int/Div

PENNANTPARK INVESTMENT CORP FUND — Int/Div

PLAINS GP HOLDINGS LP COMMON STOCK — None — Buy

PLAINS GP HOLDINGS LP COMMON STOCK — Buy (add'l)

PLAINS GP HOLDINGS LP COMMON STOCK — Sold (part)

INVESCO INTL BUYBACK ACH (FKA POWERSHARES INTL BUYBACK FUND — Int/Div — Buy (add'l)

INVESCO INTL BUYBACK ACH (FKA POWERSHARES INTL BUYBACK FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Int/Div — Sold (part)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

RESIDIO TECHNOLOGIES INC COMMON STOCK — None — from line 974)

RESIDIO TECHNOLOGIES INC COMMON STOCK — Sold

SALESFORCE.COM, INC COMMON STOCK — None — Buy

SOLAR CAPITAL LTD FUND — Int/Div — Buy (add'l)

SONIC CORP COMMON STOCK — Int/Div — Sold (part)

SONIC CORP COMMON STOCK — Sold (part)

SONIC CORP COMMON STOCK — Sold

SPDR S&P MIDCAP 400 ETF TRUST — Int/Div — Sold (part)

SPDR S&P MIDCAP 400 ETF TRUST — Buy (add'l)

1016, — Sold

STARBUCKS CORP COMMON STOCK — Int/Div — Sold

STARWOOD PROPERTY TRUST INC COMMON STOCK — Int/Div

TERRAFORM PWR INC COMMON STOCK — Int/Div — Buy (add'l)

TERRAFORM PWR INC COMMON STOCK — Buy (add'l)

TERRAFORM PWR INC COMMON STOCK — Sold (part)

THE FINANCIAL SEL SECT SPDR FUND — Int/Div — Buy

THE FINANCIAL SEL SECT SPDR FUND — Sold (part)

THE FINANCIAL SEL SECT SPDR FUND — Sold

THERMO FISHER SCIENTIFIC COMMON STOCK — Int/Div

TORONTO DOM BK COMMON STOCK — Int/Div — Sold

VANGUARD INFO TECH ETF — Int/Div — Sold (part)

VANGUARD INFO TECH ETF — Buy (add'l)

VANGUARD MID-CAP ETF — Int/Div — Buy (add'l)

VERIZON COMMUNICATIONS COMMON STOCK — Int/Div — Buy (add'l)

VIRTUS VONTOBEL MUTUAL FUND (FKA VIRTUS INSIGHT EMRG MKTS) — None — Sold

VISA INC COMMON STOCK — Int/Div — Buy (add'l)

WALT DISNEY CO HLDG CO COMMON STOCK — Int/Div — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Int/Div — Sold (part)

WELLS FARGO & CO COMMON STOCK — Sold

WISDOMTREE CBOE S&P S00 ETF — Int/Div — Sold (part)

WISDOMTREE CBOE S&P S00 ETF — Sold (part)

1039, — Buy (add'l)

WISDOMTREE EUROPE SMALL CAP DIV ETF — Int/Div — Sold (part)

WISDOMTREE EUROPE SMALL CAP DIV ETF — Sold (part)

WISDOMTREE EUROPE SMALL CAP DIV ETF — Buy (add'l)

WISDOMTREE SMALL CAP DIV FUND — Int/Div — Buy (add'l)

WISDOMTREE TR CHINA DIV EX FI FUND — Int/Div — Buy

WISDOMTREE TR CHINA DIV EX FI FUND — Buy (add'l)

WISDOMTREE TRUST MDCP EARN FUND — Int/Div — Sold (part)

1050), — Sold (part)

NON-PUBLICS (NOTES 5 & 7 IN SECT VHD (LNES 1052-1197 (H)

ELGIN CAPITAL (SEE NOTE 1 IN SECT vin — None — Sold (part)

1053, — Sold (part)

1054, — Sold (part)

CENTERBRIDGE CREDIT PARTNERS {SEE NOTE 1 IN SECT VIII) — Distribution — Sold (part)

TAMPA BAY RAYS (SEE NOTE 1 IN SECT VIN — Distribution — Buy (add'l)

HARDING SERVICE, LLC (X) - NO YR END VALUE. K-1 SHOWS INC — Distribution

OFFIT CAPITAL ADVISORS (SEE NOTE FINSECTION VII — Distribution — Sold (part)

UNIVERSAL HOSPITAL SERVICES HLDG CO(NOTE INSECT VHD — None

WHOLESOME FOODS (SEE NOTE 1 IN SECTION VID — None

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VII — None — Redeemed

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VII — Distnbuted

GOLUB CAPITAL VII(SEE NOTE 9 IN SECT VII — Distribution — Sold (part)

GOLUB CAPITAL VII(SEE NOTE 9 IN SECT VII — Sold (part)

1068, — Redeemed

1069, — Distnbuted

IRVING PLACE CAPITAL Il (SEE NOTE Q INSECT VIN — None

BLACKSTONE REAL ESTATE VI & VIII (NOTE 9SECT VID — Distribution — Buy (add'l)

BLACKSTONE REAL ESTATE VI & VIII (NOTE 9SECT VID — Sold (part)

1073, — Sold (part)

1074, — Buy (add'l)

1074, — Sold (part)

1074, — Buy (add'l)

1079, — Sold (part)

1080, — Sold (part)

1080, — Buy (add'l)

1084, — Buy (add'l)

1084, — Sold (part)

1084, — Buy (add'l)

1084, — Sold (part)

1090, — Sold (part)

1090, — Buy (add'l)

1094, — Buy (add'l)

1094, — Sold (part)

109%, — Buy (add'l)

1100), — Sold (part)

BLENHEIM ELGIN NATL RES FUND INOTE9 INSECT VID — Distribution — Sold (part)

BLENHEIM ELGIN NATL RES FUND INOTE9 INSECT VID — Sold (part)

1104, — Distnbuted

CENTERVIEW CAPITAL (SEE NOTE 9 INSECT VII — Distribution — Sold (part)

DGNL VENTURES (SEE NOTE 9 IN SECT VII — None — Buy (add'l)

DGNL VENTURES (SEE NOTE 9 IN SECT VII — Buy (add'l)

1108, — Buy (add'l)

ELGIN CAPITAL PARTNERS II (SEE NOTE 9 INSECT VIL — Distribution — Buy (add'l)

ELGIN CAPITAL PARTNERS II (SEE NOTE 9 INSECT VIL — Buy (add'l)

FIRST NECK SELF STORAGE LP (SEE NOTE 9 INSECT VIII — None — Buy

1114, — Buy (add'l)

1115, — Buy (add'l)

GEMSPRING CAPITAL (SEE NOTE 9 IN SECTION VII — Distribution — Sold (part)

GEMSPRING CAPITAL (SEE NOTE 9 IN SECTION VII — Sold (part)

1119, — Buy (add'l)

1119, — Sold (part)

GOLDMAN SACHS BANK DEPOSIT! CASH #4 — Interest

HIGHCAPE PARTNERS (SEE NOTE 9 IN SECT VII — istnibution — Buy (add'l)

1123, — Buy (add'l)

KAYNE ANDERSON (SEE NOTE 9 IN SECT VII — Distribution — Sold (part)

KAYNE ANDERSON (SEE NOTE 9 IN SECT VII — Sold (part)

1127, — Sold (part)

KITCHEN FUND (SEE NOTE 9 IN SECT vin — Distribution — Buy (add'l)

1129, — Buy (add'l)

VESTAR CAPL PRTNRS/ASSC IV/AIV (SEE NOTE 9 SECT VID — Distribution — Sold (part)

VESTAR CAPL PRTNRS/ASSC IV/AIV (SEE NOTE 9 SECT VID — Sold (part)

VESTAR CAP/ASSOC V (SEE NOTE 9 IN SECT VII — None — Sold (part)

1133, — Sold (part)

1135, — Sold (part)

VESTAR ASSOCIATES, VI (SEE NOTE IS INSECT VIII — Distribution

RAZOR'S EDGE FUND (SEE NOTE 9 IN SECT VII — None

RAZOR'S EDGE FUND 11 (SEE NOTE 9 INSECT VIN — Distribution

RED ABBEY (SEE NOTE 9 IN SECT VIII) — istmbution — Sold (part)

RED ABBEY (SEE NOTE 9 IN SECT VIII) — Sold (part)

SENTINEL CAPITAL IV (SEE NOTE 10 INSECT VIII — Distribution

SENTINEL CAPITAL V (SEE NOTE 10 INSECT VII — None

SENTINEL CAPITAL VI (SEE NOTE 10 INSECT VIN — Iistnbution

ALTIMA DENTAL (SEE NOTE 15 IN SECT VIL — None

CABI HOLDING (SEE NOTE 15 IN SECT vin — None — Sold (part)

CABI HOLDING (SEE NOTE 15 IN SECT vin — Sold (part)

CAPTAIN D'S (SEE NOTE 15 IN SECT Vinh — None — Buy

COLSON GROUP HOLDINGS (SEE NOTE ISINSECTION VID — None — Sold (part)

CORPORATE VISIONS (SEE NOTE 15 IN SECT VII — None

CREDIT INFONET HOLDINGS (SEE NOTE 15 INSECT VID — None

CRITICAL SOLUTIONS (SEE NOTE 15 INSECTION VID — None — Sold (part)

1153, — Sold (part)

DRIVEN PERFORMANCE BRANDS (SEE NOTE 1S INSECT VID — None

FAZOLI GROUP (SEE NOTE 15 IN SECT vin — None

GSM OUTDOOR (SEE NOTE 15 IN SECT Vin — None — Buy

HOLLANDER SLEEP PRODUCTS (SEE NOTE IS INSECT VHD — None

HUDDLE HOUSE (SEE NOTE 15 IN SECT VII — None — Sold — MGMT LLC

1159, — Distnbuted

LUMINARIES GROUP (SEE NOTE 15 IN SECT VII — None

MARKETPLACE EVENTS (SEE NOTE 15 INSECT VIN — None — Sold (part)

MARKETPLACE EVENTS (SEE NOTE 15 INSECT VIN — Sold (part)

MB2 DENTAL (SEE NOTE 15 IN SECT Vinh — None

NEKOOSA (SEE NOTE IS INSECT VII — None — Buy

NEWK'S HOLDINGS (SEE NOTE 15 IN SECT VII — None

PCH HOLDINGS (SEE NOTES 11 & 15 IN SECT VII — None — Sold (part)

PCH HOLDINGS (SEE NOTES 11 & 15 IN SECT VII — Distnbuted

QUICK WEIGHT LOSS CENTERS (SEE NOTE IS INSECT VID — None

REVENEW INTERNATIONAL (SEE NOTE 15 INSECT VID — None

ROTOMETRICS (SEE NOTE 15 IN SECT vin — None — Sold — CORP

1171, — Distnbuted

SONNY'S ENTERPRISES (SEE NOTE 15 INSECT VIL — None — Sold (part)

1173, — Sold (part)

TGI FRIDAYS (SEE NOTE 15 IN SECT vin — None — Sold (part)

1175, — Sold (part)

TOTAL MILITARY MANAGEMENT (SEE NOTE ISINSECT VID — None

UBEO (SEE NOTE 15 INSECT VIII — None — Buy

WELLSPRING PHARMACEUTICALS (SEE NOTE 15 INSECTION VIII — None — Sold (part)

1180, — Sold (part)

SCP SHARE EXCHANGE CO(Y)

QUINTANA ENERGY PARTNERS (SEE NOTE INSECT VID — Distribution

TINICUM LP (SEE NOTE 9 IN SECT VII) — None — Buy (add'l)

1184, — Buy (add'l)

1184, — Sold (part)

1186, — Buy (add'l)

3G KRAFT HEINZ (NOTE 9 IN SECT vin — istmbution — Sold (part)

1188, — Sold (part)

1189, — Sold (part)

1190, — Sold (part)

3G FUND IV (SEE NOTE 9 INSECT VIII — istnibution — Sold (part)

1192, — Sold (part)

1193, — Sold (part)

1194, — Sold (part)

VALINOR LP (SEE NOTE 9 IN SECT vin — None — Buy (add'l)

1196, — Sold (part)

1196, — Buy (add'l)

OTHER INVESTMENTS/NOTES RECEIVABLES (LINES 1199-1244) (H)

AMBULNZ LLC — None

ATLANTA VININGS (SEE NOTE IN SECT VII) — None — Sold (part)

ATLANTA VININGS (SEE NOTE IN SECT VII) — Sold (part)

BLUE LOTUS INVESTMENT FUND (SEE NOTE 1 INSECT VIII) — Distribution

CEDAR ROCK CAPITAL PARTNERS (SEE NOTE 1 IN SECT VII) — Distribution

CHEETAH MEDICAL DIRECT — None

GOLD BULLION — None

F. E. RICHARDSON & CO (SEE NOTES & 13IN SECT VIII — None — Buy (add'l)

F. E. RICHARDSON & CO (SEE NOTES & 13IN SECT VIII — Buy (add'l)

1218, — Buy (add'l)

1219, — Buy (add'l)

1220, — Buy (add'l)

1223, — Buy (add'l)

1224, — Buy (add'l)

1208, — Buy (add'l)

1228, — Buy (add'l)

1229, — Buy (add'l)

1230, — Buy (add'l)

HITCHWOOD CAPITAL (SEE NOTE 1 IN SECT VII — Interest — Distnbuted

ORBIMED (SEE NOTE 1 IN SECT VI — Distribution — Sold (part)

OVERLOOK PARTNERS (SEE NOTE INSECT VIN — Distribution

OVERLOOK 3G PARTNERS (SEE NOTE 1 INSECT VIII — Distribution

COUNTER TACK, INC (AKA RE 6)(SEE NOTE INSECT VIII — Iistnbution — Buy

1239, — Buy (add'l)

RYFT (AKA RE SIDECAR 2) (SEE NOTE INSECT VID — None

ZOOM DATA DRCT (AKA RE SIDECAR SY (NOTE SECT VID — None

ELIZABETH REILLY, PERSONAL LOAN «NOTE RECEIVABLE — None

SARA LAJOIE, PERSONAL LOAN NOTE RECEIVABLE — Interest — Sold (part)

JAMES MCNAMARA, PERSONAL LOAN - NOTE RECEIVABLE — None — Sold (part)

TRUST #1 (LINES 1246-1261) (SEE NOTE 2 INSECT VIII (Hy

ABB-VIE INC. COMMON STOCK — Int/Div

AMAZON.COM INC COMMON STOCK — None

BLACKROCK INC COMMON STOCK — Int/Div

CHUBB LTD COMMON — Int/Div

FACEBOOK INC COMMON STOCK — None

JOHNSON & JOHNSON COMMON STOCK — Int/Div

JPMORGAN CHASE & CO COMMON STOCK — Int/Div — Sold

MASTERCARD INC COMMON STOCK — Int/Div

NORTHROP GRUMMAN CORP COMMON STOCK — Int/Div — Buy

NORTHROP GRUMMAN CORP COMMON STOCK — Buy (add'l)

1258, — Sold (part)

SONIC CORP COMMON STOCK — Int/Div — Sold

STARBUCKS CORP COMMON STOCK — Int/Div — Sold

UNITEDHEALTH GROUP INC COMMON STOCK — Int/Div — Buy

TRUST #1A (LINES 1263-1268) (NOTES 1.2 & 7 SECT VID (H)

GOLDMAN SACHS BANK DEPOSITS! CASH #4A — None — Closed

GOLDMAN SACHS BANK DEPOSITS! CASH 4B — Interest

WILLIAMS COMPANIES (FKA WILLIAMS PARTNERS) — Distribution

ENTERPRISE PRODUCTS PARTNERS LP — Distribution

MAGELLAN MIDSTREAM PARTNERS LP — Distribution

TARGA RESOURCES CORP COMMON — Int/Div

TRUST #1B (LINES 1270-1359) (NOTES 2 & SINSECT VII (H)

CITI TRUST CHECKING ACCOUNT — None

FARALLON CAPITAL (SEE NOTE 9 INSECT VII — None — Sold (part)

FARALLON CAPITAL (SEE NOTE 9 INSECT VII — Sold (part)

1273, — Sold (part)

1274, — Sold (part)

OSCAR SCHAFER & PARTNERS (SEE NOTE 9 INSECT VII — None — Distnbuted

VESTAR 1 (SEE NOTE 9 IN SECT vin — Distribution

VANGUARD PRIME MM FUND — Int/Div — Buy (add'l)

1278, — Buy (add'l)

1279, — Sold (part)

1280, — Buy (add'l)

1280, — Sold (part)

1280, — Buy (add'l)

1280, — Sold (part)

1280, — Buy (add'l)

1280, — Sold

INTERNATIONAL GROWTH ADM FUND — None — Buy

INTERNATIONAL GROWTH ADM FUND — Sold (part)

INTERNATIONAL GROWTH ADM FUND — Sold

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div — Buy (add'l)

1290), — Sold (part)

1290), — Buy (add'l)

1294, — Buy (add'l)

1294, — Sold (part)

1294, — Buy (add'l)

1299, — Sold (part)

1300), — Buy (add'l)

1303, — Buy (add'l)

1303, — Sold (part)

1303, — Buy (add'l)

1303, — Sold (part)

1303, — Buy (add'l)

1312, — Buy (add'l)

1314, — Sold (part)

1314, — Buy (add'l)

1314, — Sold (part)

1314, — Buy (add'l)

1318, — Buy (add'l)

1319, — Buy (add'l)

1320, — Sold (part)

1320, — Buy (add'l)

ABBVIE INC COMMON STOCK — Int/Div — Sold

ALPHABET INC COMMON STOCK — None — Sold (part)

1326, — Sold (part)

AMAZON.COM INC COMMON STOCK — None

BERKSHIRE HATHAWAY INC CL B COMMON STOCK — None

eCENTENE CORP COMMON STOCK — None — Buy

1330), — Buy (add'l)

1330), — Sold

CHUBB LTD COMMON STOCK — Int/Div — Sold (part)

DOMINOS PIZZA INC COMMON STOCK — Int/Div — Buy (add'l)

DXC TECHNOLOGY COMPANY COMMON STOCK — Int/Div — Buy

DXC TECHNOLOGY COMPANY COMMON STOCK — Buy (add'l)

1136, — Buy (add'l)

1136, — Sold (part)

1339, — Sold

GARRETT MOTION INC COMMON STOCK — None — from line 1343)

GARRETT MOTION INC COMMON STOCK — Sold

HCA HEALTHCARE INC COMMON STOCK — None — Buy

HONEYWELL INTL INC COMMON STOCK — Int/Div — Sold (part)

ISHARES CORE MSC EAFE ETF — None — Sold

JOHNSON & JOHNSON COMMON STOCK — Int/Div — Buy (add'l)

JOHNSON & JOHNSON COMMON STOCK — Buy (add'l)

JOHNSON & JOHNSON COMMON STOCK — Sold (part)

MASTERCARD INC COMMON STOCK — Int/Div — Buy

1349, — Buy (add'l)

1349, — Sold (part)

PERSPECTA INC COMMON STOCK — Int/Div — from line 1334)

1352, — Sold

PRIME CAP ODYSSEY AGGRESSIVE GROWTH MUTUAL FUND — Int/Div — Buy (add'l)

PRIME CAP ODYSSEY AGGRESSIVE GROWTH MUTUAL FUND — Sold (part)

RESIDEO TECHNOLOGIES INC COMMON STOCK — from line 1343)

1356, — Sold

VANGUARD CONSUMER DISCRETIONARY ETF — Int/Div

VANGUARD DIVIDEND APPRECIATION FUND — Int/Div — Sold (part)

VANGUARD INFORMATION TECHNOLOGY ETF — Int/Div

TRUST #2 (LINES 1361-1372) (SEE NOTE 19 INSECT VIII (H)

TD AMERITRADE INSURED DEPOSIT/ACASH ACCOUNT — Interest

PRIMECAP ODYSSEY GR FD — Int/Div — Buy (add'l)

ISHARES CORE S&P MID-CAP ETF — Int/Div

ISHARES NATL MUNI BND ETF — Int/Div — Buy (add'l)

ISHARES S&P SML 60O GWT ETF — Int/Div — Buy

1366, — Sold

cPIMCO ENHAN SHRT MA AC ETF — Int/Div — Buy

cPIMCO ENHAN SHRT MA AC ETF — Sold

SPDR SERIES TRUST BLOOMBERG SRT TR ETF — Int/Div — Buy

SPDR SERIES TRUST BLOOMBERG SRT TR ETF — Sold

VANGUARD CRSP US SM CAP GROWTH IND ETF — None — Sold

VANGUARD DIVIDEND APPRECIATION ETF — Int/Div — Sold (part)

TRUST #3 (LINES 1374-1413) (SEE NOTE 19 INSECT VIII (H)

TD AMERITRADE CASH ACCOUNT — Interest

ADOBE INC COMMON STOCK — Buy

1376, — Sold

AMAZON.COM INC COMMON STOCK — None — Sold (part)

cc AMGEN INC COMMON STOCK — Int/Div — Buy (add'l)

1379, — Sold (part)

1380), — Sold (part)

APPLE INC COMMON STOCK — Int/Div — Sold (part)

CENTENE CORP — None — Buy

CENTENE CORP — Sold

CHUBB CORP COMMON STOCK — Int/Div — Sold (part)

CHUBB CORP COMMON STOCK — Sold (part)

CHUBB CORP COMMON STOCK — Sold

CARILLON EAGLE SM CAP MUTL FUND — Int/Div — Buy (add'l)

EOG RESOURCES INC COMMON STOCK — Int/Div — Sold (part)

FIRST TRUST DJ INTERNET COMMON STOCK — None

ALPHABET INC COMMON STOCK — None — Sold (part)

HOME DEPOT INC COMMON STOCK — Int/Div — Sold (part)

HOME DEPOT INC COMMON STOCK — Sold (part)

INTUITIVE SURGICAL INC COMMON STOCK — None — Buy

1394, — Sold

ISHARES CORE MSC EAFE ETF — Int/Div — Sold

ISHARES CORE S&P SMALL-CAP FTF — None — Sold

ISHARES CORE US AGGREGATE BOND ETF — Int/Div — Sold

ISHARES TIPS BOND ETF — Int/Div — Sold

ISHARES S&P MID-CAP ETF — Int/Div

ISHARES NATL MUNI BND FUND — Int/Div — Buy (add'l)

ISHARES US MED DVC ETF — Int/Div — Buy

ISHARES O-S YRS TIPS E1r — Int/Div — Buy

JP MORGAN CHASE & CO COMMON STOCK — Int/Div

MASTERCARD INC COMMON STOCK — Int/Div — Buy

MASTERCARD INC COMMON STOCK — Sold

MICROSOFT CORP COMMON STOCK — Int/Div — Buy (add'l)

PEPSICO INC COMMON STOCK — Int/Div — Sold

SPDR SERIES TRUST BLOOMBERG SRTTR ETF — Int/Div — Buy

SPDR SERIES TRUST BLOOMBERG SRTTR ETF — Sold

3M COMPANY COMMON STOCK — Int/Div — Buy (add'l)

3M COMPANY COMMON STOCK — Sold (part)

UNITEDHEALTH GROUP INC COMMON STOCK — Int/Div

VISA INC COMMON STOCK — None — Buy

TRUST #4 (SEE NOTES 2, 5 & 7 IN SECT VI (Hy

PARK AVENUE EQUITY LP (SEE NOTES 6 & 9 INSECT VIN — Distribution

TRUST #5 (NOTES 2, 5 & 7 IN SECT VHD (LINES 1417-1453) (H)

VANGUARD PRIME MONEY MKT FUND ACCT #2 — None — Sold

HIGH-YIELD CORP FUND INV — Int/Div — Buy

1419, — Sold

STAR FUND — None — Sold

ULTRA SHORT TERM BOND ADM — Int/Div — Buy

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div — Buy (add'l)

VANGUARD FEDERAL MONEY MARKET FUND — Buy (add'l)

VANGUARD FEDERAL MONEY MARKET FUND — Sold (part)

VANGUARD FEDERAL MONEY MARKET FUND — Buy (add'l)

1430, — Buy (add'l)

1430, — Sold (part)

1438, — Buy (add'l)

1439, — Buy (add'l)

NEXTERA ENERGY INC COMMON STOCK — Int/Div — Buy

PARK AVENUE EQUITY LP (SEE NOTES 6 & 9 INSECT VID — Distribution

PIMCO ENHANCED SHORT MATURITY ACTIVE ETF — Int/Div — Buy

PIMCO ENHANCED SHORT MATURITY ACTIVE ETF — Sold

PRIME CAP ODYSSEY GROWTH — None — Buy

PRIME CAP ODYSSEY GROWTH — Sold

SONIC CORP COMMON STOCK — Int/Div — Sold (part)

SONIC CORP COMMON STOCK — Sold

SPDR BLOOMBERG BARCLAYS S/T HIGH YIELD BOND ETF — Int/Div — Buy

SPDR BLOOMBERG BARCLAYS S/T HIGH YIELD BOND ETF — Sold

VANGUARD DIVIDEND APPRECIATION ETF — Int/Div

VANGUARD TOTAL BOND MARKET FTF — Int/Div — Sold

VANGUARD TOTAL STOCK MARKET ETF — Int/Div — Sold (part)

VANGUARD TOTAL STOCK MARKET ETF — Sold (part)

TRUST #6 (NOTES 2, 5 & 7 IN SECT VHINLINES 1455-1514) (H)

VANGUARD PRIME MONEY MKT FUND ACCT #3 — Int/Div — Sold (part)

VANGUARD PRIME MONEY MKT FUND ACCT #3 — Buy (add'l)

1458, — Sold (part)

1459, — Buy (add'l)

STAR FUND — Int/Div

ULTRASHORTTERM BOND ADM (SEENOTE 23 INSECT VID — Int/Div — Sold

US GROWTH FUND ADMIRAL FUND — None — Buy

US GROWTH FUND ADMIRAL FUND — Sold

VANGUARD FEDL MONEY MKT FUND ACCT #3 — Int/Div — Buy (add'l)

VANGUARD FEDL MONEY MKT FUND ACCT #3 — Buy (add'l)

1466, — Buy (add'l)

1466, — Sold (part)

1466, — Buy (add'l)

1470, — Buy (add'l)

1470, — prt)

1470, — Sold (part)

1473, — Buy (add'l)

PIMCO ENHANCED SHORT MATURITY ACTIVE ETF — Int/Div — Buy

PIMCO ENHANCED SHORT MATURITY ACTIVE ETF — Buy (add'l)

PIMCO ENHANCED SHORT MATURITY ACTIVE ETF — Sold (part)

SPDR BLOOMBERG BARCLAYS S/T HIGH YIELD BOND ETF — Int/Div — Buy

SPDR BLOOMBERG BARCLAYS S/T HIGH YIELD BOND ETF — Sold

VANGUARD DIVIDEND APPRECIATION ETF — Int/Div — Buy (add'l)

VANGUARD DIVIDEND APPRECIATION ETF — Sold (part)

VANGUARD TOTAL BOND MARKET ETF — None — Sold

VANGUARD TOTAL STOCK MARKET ETF — Int/Div — Buy (add'l)

VANGUARD TOTAL STOCK MARKET ETF — Buy (add'l)

VANGUARD TOTAL STOCK MARKET ETF — Sold (part)

PARK AVENUE EQUITY LP (SEE NOTES 6 & 9 INSECT VID — Distribution

SONIC CORP COMMON STOCK — Int/Div — Sold

VANGUARD PRIME MONEY MKT FUND ACCT #3A — Int/Div — Buy (add'l)

1489, — Sold

VANGUARD FEDL MONEY MKT FUND ACCT #3A — Int/Div — Buy (add'l)

VANGUARD FEDL MONEY MKT FUND ACCT #3A — Sold (part)

VANGUARD FEDL MONEY MKT FUND ACCT #3A — Buy (add'l)

VANGUARD FEDL MONEY MKT FUND ACCT #3A — Sold (part)

VANGUARD FEDL MONEY MKT FUND ACCT #3A — Buy (add'l)

149%, — Buy (add'l)

ADOBE SYSTEMS INC COMMON STOCK — None — Buy

1500), — Sold

INTERNATIONAL GROWTH INV FUND — None — Buy

INTERNATIONAL GROWTH INV FUND — Sold

INTUITIVE SURGICAL INC COMMON STOCK — None — Buy

1504, — Sold

ISHARES US MEDICAL DEVICES ETF — Int/Div — Buy

LIVE NATION ENTERTAINMENT INC — None — Sold (part)

MASTERCARD INC CL A COMMON STOCK — Int/Div — Buy

PIMCO ENHANCED SHORT MATURITY ACTIVE ETF — Int/Div — Buy

PRIME CAP ODYSSEY GROWTH — Int/Div

UNITEDHEALTH GROUP INC COMMON STOCK — Int/Div — Buy

VANGUARD DIVIDEND APPRECIATION ETF — Int/Div — Sold (part)

1512, — Sold (part)

VANGUARD INTERMEDIATE TERM CORP BOND ETF — None — Sold

TRUST #7 (SEE NOTE 4 IN SECT VIII) Hy

CITIBANK CHECKING ACCOUNT — None

Lacome Gain Codes: A SLO00 or less B=$1,001 - $2,500 © =$2.3501 - $5,000 D=$5,001 - $15,000 E=S15,001 - $20,000 (See Columns B1 aod D4) F=$50,001 - $100,000 G =S100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 “More than $5,000,000 2 Value Codes J =S15.000 or less K =$15,001 - $50,000 L ~$50,001 - $100,000 M =$100,001 - $250,000 (See Columns C1 2nd D3} N=$250,001 « $500,000 © =S$500,001 « $1,000,000 PI =$1.000.001 « $5,000,000 P2 85,000,001 « $25,000,000 P3=S25,000,00 1 - $50,000,000 14 More thas $50,000,000 3 Value Method Codes Q ~Appraisal R~Cast (Real Este Only) § “Assessment T =Cash Market (See Column C2) LU =Bock Value N =Other W ~Estimsted, 1 lacome Gain Codes: A SLO00 or less B=$1,001 - $2,500 © =$2.301 - $5,000 D=$5,001 - $15,000 E=S15,001 - $20,000 (See Columns B1 aod D4) F=$50,001 - $100,000 G =S100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 “More than $5,000,000 2 Value Codes J =S15.000 or less K =$15,001 - $50,000 L ~$50,001 - $100,000 M =$100,001 - $250,000 (See Columns C1 2nd D3} N=$250,001 « $500,000 © =S$500,001 « $1,000,000 PI =$1.000.001 « $5,000,000 P2 85,000,001 « $25,000,000 P3=S25,000,00 1 - $50,000,000 4 =More thas $40,000,000 3 Value Method Codes Q =Appraisal R~Cast (Real Essate Only) § =Asstsement T =Cash Market (See Column C2) U =A Value N =Other W =Ftimnd

Agreement — 000000

3 0 5

82 — 1 Income Gain Codes: A S1LO00 of less B=$1,001 - $2,500 © =$2.301 - $5,000 D=$5,001 - $14,000 E=$15,001 - $50,000 (See Colurmns B1 sod D4) F=$50,001 - $100,000 G “$100,001 - $1,000,000 HI “$1,000,001 - $5,000,000 H2 “More than $5,000,000 2 Value Codes J=$15,000 or less K=$15,001 - $50,000 L =$50,001 - $100,000 M =S100,001 - $250,000 (See Columas C1 and D3} N=8250,001 « $500,000 © =S500,001 - $1,000,000 P1=S1000.001 « $3,000,000 12 ~85,000,001 « $25,000,000 P3 =S525,000,001 - $50,000,000 Pa “More thas $50,000,000 3 Value Method Codes Q “Appraisal R ~Cast (Real Estate Only) § “Assessment T =Cash Market (See Columa C2) U =Hoe Value V =Onher W =Estimad

Spouse's income — 000

3 0 1

82 — 1 acome Gain Codes: ASL 000 or less B-$1.001 - $2,300 © =$2.501 - $5,000 0 =$5,001 - $15,000 E=$15,001 - $40,000 (See Columns B1 and D4) F “$50,001 - $100,000 GS 100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 “More than $5,000,000 2 Value Codes 1-515,000 oc less K =$15,001 - $50,000 L=$50,001 - $100,000 M=S100,001 - $250,000 (See Columas C1 and DI) N =S250,001 + $500,000 © =$500,001 - $1,000,000 PI =S1000,001 + $3,000,000 2 85,000,001 - $25,000,000 3 =S25,000,001 - $50,000,000 14 =More thie $50,000,000 3 Value Method Codes Q “Appraisal R=Cast (Real Este Only) S “Assessment T =Cush Market (See Column C2) U =H Value V =Other W = Fatimead

0d.

account dunng the micrim