Leda Dunn Wettre

401(K) £1 (H)

Of America Accounts (cash) — Interest

TD Bank Account (cash) — Int/Div

JP Morgan Chase Bank Account (cash) — Interest

529% (H)

Schwab 529 Moderately Aggressive Track 50% Equity PORTFOLIO — None — Sold

Schwab 529 Moderately Aggressive Track 40% Equity PORTFOLIO — None — Buy

S29#2(H)

Schwab 529 Short-Term Portfolio — None

IRA #1 (H)

Cambiar Intl Equity Inc (CAMIX) — Int/Div — Sold

Causeway Emerging Mkts Inst (CWMIX) — Int/Div — Sold

Edgewood Growth Inst] (EGFIX) — None — Sold

Harding Loevner Intl Eqty Inst (HLMIX) — Int/Div — Sold

JP Morgan Value Advantage (JVASX) — Int/Div — Sold

Lazard Intl Strat Eq PTF Inst (LISIX) — Int/Div — Sold

Looms Growth Y (LSGRX) — Int/Div — Sold

Metropolitan West Tot Ret Bd 1 (MWTIX) — Int/Div — Sold

Pear Tree Polaris Fgn VL 1 (QFVIX) — None — Buy

Pear Tree Polaris Fgn VL 1 (QFVIX) — Sold

iShares Core MSCI EAFE ETF (IEFA) — Int/Div — Buy

iShares Core S&P S00 ETF (1IVV) — Int/Div — Buy

iShares Edge MSCI US Momentum (MTUM) — Int/Div — Buy

iShares Global Tech ETF (IXN) — Int/Div — Buy

iShares S&P S00 Growth ETF (IVW) — Int/Div — Buy

iShares S&P S00 Value ETF (IVE) — Int/Div — Buy

IRA #2 (H)

Morgan Stanley Bank N.A. (cash) — Interest

Alps Sector Dividend Dogs (SDOG) — Int/Div — Buy (add'l)

Alps Sector Dividend Dogs (SDOG) — Sold (part)

First Tr Valu. La Div Idx (FVD) — Int/Div — Buy (add'l)

First Tr Valu. La Div Idx (FVD) — Sold (part)

First Trust Capital Streth ETF (FTCS) — Int/Div — Buy

First Trust Capital Streth ETF (FTCS) — Buy (add'l)

First Trust Devel Mkt Ex-US (FDT) — Int/Div — Buy

First Trust DJ Gl Sel Dvd (FGD) — Int/Div — Buy (add'l)

First Trust DJ Gl Sel Dvd (FGD) — Sold (part)

First Trust DW Focus S Intl (IFV) — Int/Div — Buy (add'l)

First Trust DW Focus S Intl (IFV) — Buy (add'l)

First Trust Fuel Alphadex ETF (FXO) — Int/Div — Sold (part)

First Trust Lrg Cap Value Al (FTA) — Int/Div — Buy

First Trust Large Cap Core ETF (FEX) — None — Sold

First Trust Nasdag ABF CBIF (QABA) — Int/Div — Buy

First Trust Nasdag-100-Tech (QTEC) — Int/Div — Buy

First Trust US Eq Opp ETF (FPX) — Int/Div — Sold (part)

First Trust US Eq Opp ETF (FPX) — Sold (part)

First Trust North American Energy Infra (EMLP) — Int/Div — Buy (add'l)

First Trust North American Energy Infra (EMLP) — Sold (part)

Fi-Preferred Secur & Inc ETF (FPE) — Int/Div — Buy

O'Shares FTSE Russell Smil ETF (OUSM) — Int/Div — Buy (add'l)

S10. — Buy (add'l)

O'Shares FTSE US Quality Div (OUSA) — Int/Div — Buy (add'l)

Oppenheimer Mid Cap Revenue (RWK) — Int/Div — Buy (add'l)

Oppenheimer Mid Cap Revenue (RWK) — Sold (part)

Oppenheimer Small Cap Revenue (RW) — Int/Div — Buy (add'l)

Oppenheimer Small Cap Revenue (RW) — Buy (add'l)

Oppenheimer Small Cap Revenue (RW) — Sold (part)

AMG Timessquare Intl Sm Cp 1H(TQTIX) — Int/Div — Buy

AMG Timessquare Intl Sm Cp 1H(TQTIX) — Sold (part)

BlackRock Equity Dividend (MADVX) — Int/Div — Buy (add'l)

BlackRock Equity Dividend (MADVX) — Sold (part)

Clearbridge Aggressive Growth (SAGYX) — Int/Div — Buy (add'l)

EV RBem Equity Strat (ERBIX) — Int/Div — Buy

First Eagle Global (SGILX) — Int/Div — Buy (add'l)

First Eagle Global (SGILX) — Sold (part)

Harding Loevner Intl Eqty Inst (HLMIX) — Int/Div — Sold (part)

Harding Loevner Intl Eqty Inst (HLMIX) — Sold (part)

Janus Henderson Forty (JCAPX) — Int/Div — Buy (add'l)

Lazard Gib Lstd Infr PTF Inst (GLIFX) — Int/Div — Buy (add'l)

Lazard Gib Lstd Infr PTF Inst (GLIFX) — Sold

Lord Abbett Growth Leaders F (LGLFX) — Int/Div — Sold (part)

Lord Abbett Growth Leaders F (LGLFX) — Buy (add'l)

Lyrical US Value Equity Instl (LYRIX) — Int/Div — Buy (add'l)

Lyrical US Value Equity Instl (LYRIX) — Buy (add'l)

Lyrical US Value Equity Instl (LYRIX) — Sold (part)

Nuveen Large Cap Core (NLCIX) — Int/Div — Sold (part)

Nuveen Real Asset Income (NRIIX) — Int/Div — Sold

Nuveen Small Cap Value Fund ( FSCCX) — Int/Div — Buy (add'l)

Oppenheimer Internat] Div Y (OIDYX) — Int/Div — Buy (add'l)

Principal Sm Mdep Div Inc (PMDIX) — Int/Div — Buy (add'l)

Principal Sm Mdep Div Inc (PMDIX) — Sold (part)

Principal Sm Mdep Div Inc (PMDIX) — Sold

Prudential Jennison Hith Sci Z (PHSZX) — None — Sold

Wells Fargo Disc S Core Inst (EVSIX) — None — Sold (part)

Wells Fargo Disc S Core Inst (EVSIX) — Sold

Wells Fargo Special Mdep VIE (WFMIX) — None — Buy (add'l)

Wells Fargo Special Mdep VIE (WFMIX) — Sold (part)

Wells Fargo Special Mdep VIE (WFMIX) — Sold (part)

Wells Fargo Special Mdep VIE (WFMIX) — Sold

BROKERAGE 21 (H)

Vanguard Mid-Cap Gr Inx Admiral (VMGMX) — Int/Div

Vanguard Small-Cap Gr Inx Admiral (VSGAX) — Int/Div

BROKERAGE #22 (H)

Morgan Stunley Bank NA (cash) — Interest

Alps Sector Dividend Dogs (SDOG) — Int/Div

First Tr Valu.Ln Div Idx (FVD) — Int/Div — Buy (add'l)

First Trust Capital Strgth ETF (FTCS) — Int/Div — Buy

First Trust Capital Strgth ETF (FTCS) — Buy (add'l)

First Trust DJ Gl Sel Dvd (FGD) — Int/Div

First Trust Large Cap Core ETF (FEX) — Int/Div — Sold

First Trust North American Energy Infra (EMLP) — Int/Div

First Trust Preferred Secur & Inc ETF (FPE) — Int/Div — Buy (add'l)

First Trust Preferred Secur & Inc ETF (FPE) — Buy (add'l)

First Trust Preferred Secur & Inc ETF (FPE) — Buy (add'l)

O'Shares FTSE Russell Smll ETF (OUSM) — Int/Div — Buy (add'l)

O'Shares FTSE Russell Smll ETF (OUSM) — Buy (add'l)

O'Shares FTSE US Quality Div (OUSA) — Int/Div

Oppenheimer Small Cap Revenue (RW) — Int/Div — Buy

Oppenheimer Small Cap Revenue (RW) — Buy (add'l)

American Funds Capital World Growth And Income Fund (IWGIFX) — Int/Div

American Funds Fundamental Investors (FINFX) — Int/Div

American Funds The Growth Fund Of Amenca (GFFFX) — Int/Div

American Funds Smallcap World Fund (SMCFX) — Int/Div

BlackRock Equity Dividend (MADVX) — Int/Div — Buy

BlackRock Strategic Opp (BSIIX) — Int/Div — Buy

BlackRock Strategic Opp (BSIIX) — Buy (add'l)

BlackRock Strategic Opp (BSIIX) — Buy (add'l)

Janus Balanced (JBALX) — Int/Div

Janus Henderson Div & Inc Bidr (HDIVX) — Int/Div — Buy

Janus Henderson Div & Inc Bidr (HDIVX) — Buy (add'l)

Janus Henderson Flexible Bond (JFLEX) — Int/Div — Sold (part)

Janus Henderson Flexible Bond (JFLEX) — Sold

Janus Henderson Gib Eq Inc {(HFQIX) — Int/Div — Buy (add'l)

Janus Henderson Gib Eq Inc {(HFQIX) — Buy (add'l)

Janus Henderson Glb Inc Mgd Vit] UGDIX) — Int/Div — Sold

Janus Henderson Glb Unconstrained Bd auc — Int/Div — Sold

Lazard GIb Lstd Infr PTF Inst (GLIFX) — Int/Div — Sold

Lord Abbett Bond Deb F (LBDFX) — Int/Div — Buy (add'l)

Lord Abbett Calibrtd Div Gw F (LAMFX) — Int/Div — Buy (add'l)

Lord Abbett Mult Aset Bal Op F (BLAFX) — Int/Div — Buy (add'l)

Lord Abbett Mult Aset Bal Op F (BLAFX) — Buy (add'l)

Lord Abbett Short Duration Inc F (LDLFX) — Int/Div — Sold (part)

Lord Abbett Short Duration Inc F (LDLFX) — Buy (add'l)

Lord Abbett Ultra Short Bd F (LUBFX) — Int/Div — Buy

Nuveen Large Cap Core (NLCIX) — Int/Div — Buy (add'l)

Nuveen Large Cap Core (NLCIX) — Buy (add'l)

Nuveen NWO Flexible Inc 1 INWOQIX) — Int/Div — Buy (add'l)

Nuveen Real Asset Income (NRIIX) — Int/Div — Buy (add'l)

Pioneer Mla Ast Ult Sht Inc Y (IMYFRX) — Int/Div — Buy (add'l)

Pioneer Mla Ast Ult Sht Inc Y (IMYFRX) — Buy (add'l)

Pioneer Multi Asset lnc Y (PMFY X) — Int/Div — Buy (add'l)

Principal Preferred Sec Inst (PPSIX) — Int/Div — Sold

Principal Sm Mdep Div Inc (PMDIX) — Int/Div — Sold

Principal Sm Mdep Div Inc (PMDIX) — Buy

Putnam Diversified Inc Tr Y (PDVYX) — Int/Div — Buy

Salient Select Income Inst (KIFY X) — Int/Div — Sold

TIAA-CREF Social Choice Bd Ady ({TSBHX) — Int/Div — Buy

TIAA-CREF Social Choice Bd Ady ({TSBHX) — Buy (add'l)

Wells Fargo Disc US Core Inst (EVSIX) — Int/Div — Buy (add'l)

Wells Fargo Disc US Core Inst (EVSIX) — Sold

Wells Fargo Short-Term HiY1d Bd (STYIX) — Int/Div — Buy (add'l)

Wells Fargo Short-Term HiY1d Bd (STYIX) — Sold

BROKERAGE #3 (H)

Morgan Stanley Bank NA (cash) — Interest

District Columbia Genl Oblig Ser-A (25476FMVT) — Interest — Sold

Alabama Fed Aid Hwy Fin Auth Spl Oblig Rev Ref-B (010268872) — Interest — Sold

North Tex Twy Auth Rev (66285WULS) — Interest

Comal Tex Indpt Sch Dist Tux Sch Bldg PSE-GTO (1998202Y6) — Interest

Maryland St Dept Iransn Cons ransn (5742047B2) — Interest

Washington St Var Purp Genl Oblig Ref-A (93974CANT) — Interest

University MD Sys Auxiliary Fac & Tuition (9144022B7) — Interest — Buy

Ohio St Hosp Fac Actg By And Thrgh The OH Dev Fing Rev (677561 KB7) — Interest — Sold

New York NY City Transitional Fin Auth (64972HZK 1) — Interest

Indiana Univ Revs Student Fee Rev-Y (4551698EM2) — Interest — Buy

South Dakota Conservancy Dist Rev-B (837545LK6) — Interest

Texas St Genl Oblig Rev A (882723803) — Interest

Chicago 111 O'Hare Intl Arpt Sr Lien Rev Ref (167593YW6) — Interest

Lower Colo Riv Auth Tex Transmission Contract Rev (5481 1BRL7) — Interest — Buy

New Hampshire Mun Bd Bk (64465P2L1) — Interest

Tennessee St Sch Ed Auth Higher Ed] Facs Second Prog Rev-B (880538HK0) — Interest — Buy

Charleston SC Werwks & Swr Rev Ref {1604200 V4) — Interest

Oregon St Genl Oblig Rev A (683609BYY 7) — Interest

University Wash Univ Gen Rev Ref-B (9152INNMY) — Interest — Buy

Metropolitan Transn Auth NY Dedicated T Green (59259N7AS) — Interest

Dallas Area Rapid Transit Sr Lien Sales Tax Rev Ref-A (235241R)7) — Interest — Buy

New York St Dorm Auth Sales Tax St Supported Debt (64990AGAT) — Interest

South Carolina Jobs-Economic Dev Auth Hosp Rev (83703FKJ0) — Interest — Buy

Wisconsin St Genl Oblig Ref (97705MGSS) — Interest

Metropolitan Transn Auth NY Rev (59261 AWZ6) — Interest — Buy

Phoenix Ariz Civic Impt Corp Wastewater Sys Rev-A (TISRIFKY2) — Interest — Buy

Minnesota St Var Purp Genl Oblig Ser-A (604 12ALE — Interest — Buy

Grand River Dam Ck Auth Rev Ref-A (386442W06) — Interest — Buy

Nevada St Hwy Impt Rev (641480JS8) — Interest — Buy

Oregon St Dept Admimstrative Sves Lotte (6860TVWES) — Interest

West Virgima St Rd Genl Oblig Ser-B (956553A92) — Interest — Buy

Wisconsin St Environmental Impt Fd Rev (9T709 TBHS) — Interest

iShares Russ 2000 Sm Cp Ix (MASK X) — None — Sold

Janus Enterprise (JMGRX) — None

TRP Blue Chip Growth Fund (TRBCX) — None — Buy

BROKERAGE 24 (H)

Morgan Stanley Private Bank NA (cash) — Interest — Open

New Media Invt Group Inc (NEWM) (X) — Int/Div

Lord Abbett Ultra Short Bd A (LUBAX) — Int/Div — Buy

Reimbursement — The Sedona Conference — Feb 28 - Mar 3, 2018 — Nashville, TN — Educational Workgroups — Travel, meals, lodging

Spouse's income — 2018 — Gatehouse Meda

Part VII, lines 188 and 190: Transaction dates are the closing dates for the corresponding quarterly statements, as more specific information is not available from

the 401(k) plan manager.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.