Stefan R. Underhill

2018Annual

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What was filed

  • 36

    investments

  • 4

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 1

    reimbursements

  • 2

    income

  • 1

    spouse income

Named parties

  • Movie, LLC
  • Famuly Testamentary Trust
  • Yale University Law School
  • University of Virginia School of Law
  • Federal Judges Association
  • Northwestern Mutual Life Insurance Co.
  • Yale University School of Law - teaching
  • Umiversity of Virgima School of Law - teaching
  • Bridgeport Public Schools - Salary

As filed

Fidelity Contrafund (IRA) — Int/Div

Fidelity Balanced (IRA) — Int/Div

Northwestern Mutual whole life and 65 life policies — Int/Div

Connecticut Teachers’ Retirement Board (vested pension) — None

People’s United Bank Accounts — None

AXA Equitable whole life policy — None

HSA Bank (health spending account) — None

Vanguard Prime Money Market Fund — Int/Div — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Star Fund — Int/Div — Buy

Vanguard Star Fund — Buy (add'l)

Vanguard Star Fund — Buy (add'l)

Vanguard Star Fund — Buy (add'l)

Vanguard Star Fund (inherited IRA) — Int/Div — Buy

Vanguard Star Fund (inherited IRA) — Sold (part)

Vanguard Wellington Fund Admiral {inherited IRA) — Int/Div — Buy

Vanguard Windsor Fund Admiral — Int/Div — Buy

Comerica Bank Account — Interest

BB&T common stock — None

Vacation home — None

AUGGIE Movie. LLC mvestment units — None — Buy — Movie, LLC

AUGGIE Movie. LLC mvestment units — Buy (add'l) — Movie, LLC

S10.

Trustee, Famuly Testamentary Trust

Visiting Lecturer, Yale University Law School

Visiting Lecturer, University of Virginia School of Law

Board of Directors, Federal Judges Association

Liability — Northwestern Mutual Life Insurance Co. — Loans agamst cash value of life msurance

Reimbursement — Federal Judges Association — May 7-8, 2018 — Washington, D.C — Board of Directors Meeting — Travel, meals and lodging

Income — 2018 — Yale University School of Law - teaching — S15.000.00

Income — 2018 — Umiversity of Virgima School of Law - teaching — S1O.000.00

Spouse's income — 2018 — Bridgeport Public Schools - Salary

1. Assets listed in Part VII include assets held by the trusts identified in Part 1.

2. The cash values of the life insurance policies listed on line 3 of Part VII do not reflect the impact of the loans listed on line | of Part VI,

3. The inherited IRA listed on lines 11 and 12 of Part VII of my 2017 report was divided among the four beneficiaries on February 22, 2018, The change in value

from 2017 principally reflects the fact that the full value of the inherited IRA was listed in 2017 and my share of the inherited IRA is listed on lines 27 through 29

of my 2018 report.

4. The Vanguard Windsor Fund Admiral listed on line 13 of Part VII of my 2017 report was held in trust. The trust distributed that fund among four beneficiaries

on September 13, 2018. My share of that distribution is listed on line 30 of my 2018 report,

5. The entry regarding BBT common stock on fine 17 of Part VII of my 2017 report should have reflected "sold part” rather than "sold".

6. The vacation home listed on line 18 of Part VII of my 2017 report was transferred from a trust to myself and one other beneficiary, who now own the home

Jointly. See line 33 of Part VII of my 2018 report. The appraisal of that vacation home was conducted in January 2014.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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