Alan S. Trust

Ameriprise / Columbia Cash Mgt Accounts IDSXX — Interest

RVS Life Fixed (annuity) — None

Goldman VIT MidCap Va (annuity) — None — Sold (part) — Part VIII;

Goldman VIT MidCap Va (annuity) — Buy (add'l)

Fid VIP Midcap CI2 (annuity) — None — Sold (part) — Part VIII;

Fid VIP Midcap CI2 (annuity) — Buy (add'l)

FT VIP Small Cap Valu (annuity) — None — Sold (part) — Part VIII

FT VIP Small Cap Valu (annuity) — Buy (add'l) — Part VII

THDNDL /COL VP Emerg Mkts (annuity) — None — Sold (part) — Part VIII

THDNDL /COL VP Emerg Mkts (annuity) — Buy (add'l)

Oppenheimer Strat Bond (Strar Inc.) (annuity) — None — Buy (add'l) — Part VIII

Alhance Bernstem Disc Valaue (A IRA) — Int/Div

Mass Mutual Annuity — MML Equity — None — Part VIII

MML Opp Global Strategic Income — None — Part VII

Mass Mutual Annuity - Opp Global fka Global Strategic — None — Part VIII

Mass Mutual Annuity - Opp Mam Street Small Cap — None — Part VII

Mass Mutual Annuity — Opp Main Street — None — Part VIII

Mass Mutial Oppen Discovery Midcap — None — Part VII

Oppenheimer Cap App (both) — Int/Div — Sold (part)

Oppenheimer Cap App (both) — Sold (part) — LOSS

Oppenheimer Global Fund (both) OPPAX — Int/Div — Buy (add'l) — Pant VII

Oppenheimer Global Fund (both) OPPAX — Sold (part) — Part VII

Oppenheimer Global Fund (both) OPPAX — Sold (part) — Part VII

Oppenheimer Global Opportunities (both) {IRA and nom) OPGIX — Int/Div — Sold (part) — Part VII

Oppenheimer Global Opportunities (both) {IRA and nom) OPGIX — Sold (part) — Pant VII

Oppenheimer Global Opportunities (both) {IRA and nom) OPGIX — Sold (part) — Part VII

Oppenheimer Global Opportunities (both) {IRA and nom) OPGIX — Sold (part) — Part VII

Oppenheimer Global Opportunities (both) {IRA and nom) OPGIX — Sold (part) — Part VII

Oppenheimer Global Opportunities (both) {IRA and nom) OPGIX — Sold (part) — Part VIII

Oppenheimer Global Value (L ret and non) — owned as of 1/1/18

Oppenheimer Main Street Fund (both) MSIGX — Int/Div — Sold (part) — Part VII

Oppenheimer Main Street Fund (both) MSIGX — Sold (part) — Part VII

Oppenheimer Main Street Fund (both) MSIGX — Sold (part) — Part VIII

NEW Opp Int'l Eq (L) — Int/Div — Buy

NEW Opp Int'l Eq (L) — Sold — LOSS

Opp Int'l Growth & Income (A) — Int/Div — Sold — oft 2017

Oppenheimer Main Street MidCap fka Small Mid Cap Select (A) OPMSX — Int/Div

Oppenheimer Global Strategic Income (L) {ka Champion Income) — Int/Div — Sold — Part VII

Oppenheimer Global Allocation (Quest) (L) — Int/Div

Oppenheimer Int'l Small Mid (both) { ret and non) — hy — Sold (part)

Oppenheimer Int'l Small Mid (both) { ret and non) — Sold (part) — Part VII

Belt West Funding Corp raw land in Dallas County — None

Roval McAbee universal life insurance — None

State of Israel savings bond — Int/Div — Buy (add'l)

State of Israel savings bond — Buy (add'l)

State of Israel savings bond — Buy (add'l)

State of Israel savings bond — Buy (add'l)

State of Israel savings bond — Buy (add'l)

State of Israel savings bond — Buy (add'l)

S10. — Buy (add'l)

Energy East — Int/Div

Memill Lynch / AIG fka US Life stock cash IRA — Int/Div

Amprise TWEAX Amer Century Eq Income (both) — Int/Div — Buy (add'l)

Amprise ODMAX Oppenheimer Developing Mkts (A IRA) — Int/Div — Sold — LOSS

Oppenheimer Discovery — Int/Div

Ameriprise MALOX Blackrock Golbal Allocation (A SPS IRA) (annuity) — Int/Div — Sold

Am Century / VP Value (w/in annuity) — None — Sold (part) — Part VIII

CNL Lifestyles CNLIDI nka EPR Prop (w/ inL IRA) — at 1.1.18

Corp Prop Assoc CPA17 now WP Carey (w/ inL IRA) — Int/Div

Am Insured Money Mkt (w/in L IRA) — Int

MITIX (w/in L IRA) Mass MFS Investors — Int/Div — Sold (part)

ATHAX (w/in L IRA) Amer Century Heritage — at 1.1.18

MIAGX (w/in L IRA) MFS Int'l Value — Int/Div

Justice Federal accounts — Int/Div

Invesco Int'l Gr. Sr. (annuity) — None — Sold (part)

MDLOX (w/in L IRA) Blackrock Global Allo. — Int/Div — Sold

Oppenheimer Equity Income IRA (both) — Int/Div — Sold (part)

Oppenheimer Main St Small Cap — Int/Div — Sold (part)

Oppenheimer Main St Small Cap — Sold (part) — Part VII

Scholars Edge Age Based Portfolio 10 (18+) — None — Sold (part)

NEW CUMMINS — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)

Scholars Edge Age Based Portfolio 10 (18+) — Sold

Scholars Edge Large Cap nka Dreyfus R Growth — None — Sold — Pant VII

Scolars Edge Sm & Mid Cap nka MidCap Portfolio — None

NEW Scholars Edge T Rowe Price — None — Buy

Scholars Edge Intl Growth — None — Sold (part)

Scholars Edge Large Cap Value nka Value — None

Scholars Edge Portfolio 100 fka Aggresive — None — Sold (part)

Scholars Edge Portfolio 80 fka Moderately Aggressive — None — Sold (part)

Scholars Edge Portfolio 60 fka Moderate — None — Sold (part)

Pimco VIT All Asset (annuity) — at 1.1.18

Oppenheimer Deveoping Mkts Fund (A) — Int/Div — Sold — Part VIII

Oppenheimer Deveoping Mkts Fund (A) — Sold — Part VII

Opp Global Focus — Int/Div — Buy (add'l)

Opp Global Focus — Buy (add'l)

Oppenheimer Money Mkt (treat as bank acct) — Int/Div

US treasuries — Interest

AmerGen (L IRA) — Int/Div

Oppenheimer Small & Mid Cap Value now MidCap Value — Int/Div

Oppenheimer Discovery Mid Cap Growth — Int — Sold (part) — Part VII

Oppenheimer Discovery Mid Cap Growth — Sold (part) — Part VIII

Oppenheimer Discovery Mid Cap Growth — Buy (add'l)

Oppenheimer Discovery Mid Cap Growth — Sold (part) — Part VII

Oppenheimer Discovery Mid Cap Growth — Sold (part) — Part VII

Oppenheimer Int'l Growth (L) — Int/Div — Buy (add'l)

Blackrock Global Dividend BOBDX (AmPrise) (A IRA) — Int/Div

Corporate Capital (AmPrise) (A /L IRA) — Int/Div — Sold — Part VII

Fidelity Advisor Growth FACGX Opp (A IRA AmPrise) — Int/Div — Sold (part) — Part VII

Fidelity Advisos Cons. Disc. (AmPrise A IRA) — at 1.1.18

MFS Int'l Value (AmPrise) MINIX (A SPS IRA) — Int/Div

Steelpath Opp MLP Inc (AmPrise) — Int/Div — Sold — Part VII loss

Blackrock Multi Asset BIICX (L IRA) — Int/Div

Deutsche Gloab Infrastructure TOLSX (L IRA) — Int/Div

Oppen Steel Path Select 40 MLPFX — Int/Div — Sold (part) — Part VIII

Oppen Steel Path Select 40 MLPFX — Sold (part) — see Part VII

Oppen Portfolio Series Eq Inv — Int/Div

COL VP Bal Fund AmPrise (annuity) — Int./y — Sold (part)

COL VP Bal Fund AmPrise (annuity) — Buy (add'l)

COL VP Growth AmPrise (annuity) — Int/Div — Sold (part)

Lord Abbott Sec Growth Leaders AmPrise — at 1.1.18

Oppenheimer Rising Dividend OARDX (both) — Int/Div

AmPrise ALNAX AC Alt Inc. (A IRA) — at 1.1.18

PPIAX Deutsche Short Duration (A SPS IRA) — Int/Div — Sold

GSGIX Goldman Sachs Global Inc. (A SPS IRA) — Int/Div

MFBFX MFS Corp Bond (A SPS IRA) — 1.1.18

HFXAX Catlyst Hedged Futures — at 1.1.18

WFGBX Wells Growth Balanced (A SPS IRA) — Int/Div

SSTHX Wells Short Term High Yield (A SPS IRA) — hy — Sold (part)

Aprise IShares IYF (A IRA) — hy

BHYAX Blackrock High Yield Bond — Int/Div

JP Morgan Growth Adv (L IRA) — Int/Div

Hartford Mid Cap (APrise. (A) — Int/Div

ACITX AM CENT INFL ADJ (AIRA SPS) — Int/Div — Buy

NEW Amprise GCITX Goldman Intl (L) — Int/Div — Buy

NEW HFMIX Amprise Hartford Midcap {(L) — Int/Div — Buy

NEW AMprise TFXIX Trans AMer BOnd {L) — Int/Div — Buy

NEW ACITX Amprise Am Cent Inf Bond (A) — Int/Div — Buy

NEW MAHOQX AMprise Blackrock Total Ret — Int/Div — Buy

NEW MAHOQX AMprise Blackrock Total Ret — Buy (add'l)

GBIRX Ampnise (A) Goldman Global — Int/Div

NEW HFMIX (A) Amprise Hartford Mid Cap — Int/Div — Buy

NEW ODNYX (A) Amprise — Int/Div — Buy

NEW ODNYX (A) Amprise — Sold (part) — Part VIII

Opp Macqurie Gloab Infr (both) — Int/Div — Sold (part) — Pant VII

Opp Macqurie Gloab Infr (both) — Sold (part) — Part VIII

Opp Macqurie Gloab Infr (both) — Sold (part) — Part VIII

Opp Macqurie Gloab Infr (both) — Sold — Part VIII

Opp Int'l Growth(A) — Int/Div — Buy (add'l)

Opp Int'l Growth(A) — Sold — Part VII

ML OPGIX Opp Global (A from Opp) — Int/Div — Sold (part) — VII

ML OPGIX Opp Global (A from Opp) — Sold (part) — part VII

ML OPGIX Opp Global (A from Opp) — Sold (part) — Part VII

ML MSIGX Main St (A from Opp) — Int/Div — Sold (part) — Part VII

ML OPMSX Mam Street MidCap (A from Opp) — Int/Div

NEW ML IShares S&P Mid Cap 400 1J) — Int/Div — Buy (add'l)

NEW ML IShares S&P Mid Cap 400 1J) — Buy (add'l)

NEW ML IShares S&P Mid Cap 400 1J) — Buy (add'l)

NEW ML IShares S&P Mid Cap 400 1J) — Buy

ML UR IShares S&P SMall Cap — Int/Div — Buy (add'l)

ML Artisan Glbl ARTRX — Int/Div

ML Carillon Scou Small UMBHX — Int.

ML Commerce MidCap CFAGX — Int/Div — Buy (add'l)

ML Janus Henderson JACTX — Int/Div

ML Nicholas Fund II NNTWX — Int/Div

ML T Rowe Global PRGSX — Int/Div — Buy

ML TWMIX — Int/Div — Buy

NEW ML TWEIX AM CENT EQ INC — Int/Div — Buy

NEW ML QQQ — Int/Div — Buy

NEW ML Invesco Dynamic SOftware — Int/Div — Buy

NEW PARWX Endeavor — Int/Div — Buy

NEW VGSTX Vanguard Star — Int/Div — Buy

NEW XTRACKERS DBEU Hedged Equity — Int/Div — Buy

NEW ACACIA — None — Buy

NEW ACACIA — Sold (part)

NEW ACACIA — None — Buy (add'l)

NEW ACACIA — Buy (add'l)

NEW ACACIA — Sold (part)

NEW ACACIA — Sold (part)

NEW ACACIA — Sold (part)

NEW ACACIA — Sold (part)

NEW ACACIA — Sold (part)

NEW AMZN — None — Buy

NEW AMZN — Buy (add'l)

NEW AMZN — Buy (add'l)

NEW AMZN — Buy (add'l)

NEW AMZN — Sold (part)

NEW APPL — Int/Div — Buy

NEW APPL — Buy (add'l)

NEW BABA — None — Buy

NEW BABA — Buy (add'l)

NEW BABA — Buy (add'l)

NEW BABA — Sold (part)

NEW BOEING — Int/Div — Buy

NEW BOEING — Sold

BMRN — None

NEW CAT — Int/Div — Buy

NEW CAT — Sold

NEW CUMMINS — Int/Div — Buy

NEW CUMMINS — Buy (add'l)

NEW CUMMINS — Buy (add'l)

NEW CUMMINS — Sold (part)

NEW CUMMINS — Sold (part)

NEW CUMMINS — Int/Div — Buy (add'l)

NEW CUMMINS — Buy (add'l)

NEW CUMMINS — Sold (part)

CY — Int/Div

DTEGY — hy

DIS — Int/Div

EXEL — None

NEW FB — None — Buy

NEW FB — Buy (add'l)

NEW FB — Buy (add'l)

NEW FB — Sold (part)

NEW FB — Int/Div — Sold (part) — LOSS

NEW FB — Sold (part) — LOSS

NEW FB — Sold — LOSS

GIS — hy

NEW GOOGL — None — Buy

NEW HILTON — Int/Div — Buy

NEW HILTON — Int/Div — Buy (add'l)

NEW HILTON — Sold (part)

NEW JABIL — None — Buy

NEW JABIL — Sold — LOSS

INPR — Int/Div

MDLZ — Int/Div

NTGR — None — Sold (part)

NEW NYT — Int/Div — Buy

NEW NEKTAR — None — Buy

NEW NE1FLIX — None — Buy

NEW NE1FLIX — Buy (add'l)

NEW NE1FLIX — Buy (add'l)

ORCL — Int/Div — Buy (add'l)

ORCL — Buy (add'l)

NEW PEPSICO — Int/Div — Buy

NEW PEPSICO — Sold

RIO — Int/Div

NEW SIEGY — Int/Div — Buy

NEW SIEGY — Buy (add'l)

MN — Int/Div

NEW QUALCOMM — Int/Div — Buy

L ML ISAHRES UH — Int/Div

Wells Fargo checking acct — Interest

NY 529 L/'G Growth Port — None

NY 529 L/G Small Cap Port — None

NY 529 L/G Aggressive Growth Port — None

NY 529 L/G Mid Cap Port — None

NY 529 L/G Bond Mkt Index Port — None

NEW Cons Growth S29 NY — None — Buy

NEW Growth Stock NY 529 — None — Buy

Vanguard (L) Fin ETF — Int/Div

Vanguard (1) Mid Cap LE 1F — Int/Div

Vanugard (L) Extended Mut ETF — Int./y

Vanguard (L) cash mgt — Int

Vanguard (L) S&P 500 Index — hy

MATS

Reimbursement — American Bankr Institute — 5/24/18 - S418 — NY. NY — speaker at a seminar in NY NY — reimbursement for actual out of pocket travel

Reimbursement — American Conf Inst. — 116/18 «- 18/18 — Chicago, 111 — Speaker at a seminar in Chicago Il — reimbursement for actual out of pocket travel and meals, provided lodging

Reimbursement — Amencan Cont. Inst, — 120018 - TOV22/18 — Dallas. TX — speaxer at a seminar in Dallas TX — reimbursement for actual out of pocket truvel and meals, provided lodging

Reimbursement — Central NY BK Bar Ass'ns — 1/8/18 - 11/10/18 — Cooperstown, NY — Speaker at a seminar in Cooperstown NY — reimbursement for actual out of pocket truvel and meals, provided lodging

Income — 2018 — Teaching - St Johns University School of Law — S10.500.00

as of 9.9.19

Lines 2-11, 13-18, 57, 70-81 and 240-246 -- based on information provided by the fund manager(s), no income or reinvested dividends, taxable or otherwise, was

paid or artributed to any of these investments during the reporting period.

Losses were suffered for sales in lines 20, 35, 54, 102, 209-211 amd 218 -- therefore no Gain code in (4).

Sales in lines 21-29, 31-33, 38, 41, 68-69, 74, 83-84, 91.92, 94-95, 98-99, 105-106, 134, 135-138, 140, and 141-144 were exchanges within an IRA or annuity for

which no gain or loss was reported and I was unable to ascertain a gain or loss with certainty,

The assets in lines 22, 23, 25 and 41 were trnsferred to a non rpeortable government retirement plan.

Line 36 was inadvertently left off the 2017 report

The assets on lines 30, 58, 62,82, 100, 111, 113, 116, 117 and 118 were misreported on the 2017 report and were not owned as of 1.1.18 or unytime during 2018.