James Russell Sweeney 2
2018Annual
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What was filed
163
investments
6
positions
0
gifts
1
agreements
0
debts
0
reimbursements
1
income
0
spouse income
Named parties
- 12
- 14
- 3
- 13
- 16
- 17
- 18
- 21
- 24
- 25
- 27
- 2
- 31
- as
- a6
- 9
- 28
- +4
- 43
- The Reserve Officers Association of the United States
- ROA STARS (Standing Together for Amencas Reservists) Foundation
- The Propyleaum Historic Foundation
- Barnes & Thomburg LLP
- Brebeuf Preparatory School Alumni Board
- Homeless Veterans Assistance Foundation
- Self employed (attomey)
As filed
Account £2 (H)
Account #8 (H)
Alliant FCU (cash) — Interest
BT Building - Indianapolis, IN — Rent — Sold
BT Capital Account (cash) — None — Sold
BT Cash Balance Plan (cash) — Interest
First Financial Bank (formerly Mainsource Bank) (cash) — Interest
NFCLU (cash) — Interest
A Navy Mutual Aid Association {whole life insurance policy) — Int/Div
Gard Group LLC — None
Account £1 (H)
Matera LLC pum — Int/Div
Health Equity HSA (X) — None
Account #3 (H)
Stifel Insured Bank Account (cash) — Interest
IVA Worldwide Cl A (IVWAX) — Int/Div
Account 24 (H)
Stifel Insured Bank Account (cash) — Interest — 12
Aun=_ INC (An=_ — Noowe — 14
AlrAiset INC Co A (oO — None — 3
ALimlA GROUP INC (MO — None — Buy
ALimlA GROUP INC (MO — Sald
Alek — Buy
AMAZON cud INC (AM) — None — Buy
ArnE INC (AAPL — Drndend — 13
BANS OF AMxICA CORP (BAD) — Drvvudend — 16
BERKSHIRE HATHAWAY INCCLB (BRKE) — Noow — 17
BOGEN INC cosas Ix — Noose
BRISTOL MY rs SC Usp COMPANY (BMY) (XX) — Drnydend
ymaanNE vol (CELG) (X) — Nous — Buy (add'l)
ymaanNE vol (CELG) (X) — Sold
cpu GLusAL MARK: 1» INC (0 ew — Int/Div — 18
wrfUssmmnl DOWNS INC (vn) La) — None
COMCAST ComP i A NEW (LMCSA) ox — Int/Div
Cunt AR GROUP INC (CSGP) — None
WALT DISNEY CO (DIS) (X) — Int/Div
ELECTRONIC ARTS INC (EA) — None — Sold — 21
ELECTRONIC ARTS INC (EA) — Buy
HOME DEPOT INC (HD) (X) — Int/Div — Sold
HUNTINGTON INGALLS INDS INC (HI) — Int/Div — 24
HUNTINGTON INGALLS INDS INC (HI) — Buy (add'l)
INTEL CORP (INTCY(X) — Int/Div — Buy (add'l)
INTERCONTINENTAL EXCHANGE INC (ICE) — Int/Div — 25
INTUITIVE SURGICAL INC {ISRGY (X) — None
KEYCORP (KEY) — Int/Div — 27
LVMH MOET HENNESSY LOUIS VUITTON ADR (LVMUY) (XX) — None — Sold
LVMH MOET HENNESSY LOUIS VUITTON ADR (LVMUY) (XX) — Buy
MGM RESORTS INTL (MGM) (X) — Int/Div — Buy (add'l)
MGM RESORTS INTL (MGM) (X) — Sold
MGM RESORTS INTL (MGM) (X) — Buy
MADISON SQUARE GARDEN CO CL A IMSGH IX) — None
MASTERCARD INCCL A (MA) — Int/Div — 2
MERCK & COMPANY INC (MRK) — None — Buy
MICROSOFT CORP (MSFT) — Int/Div — Sold (part) — 31
MOODYS CORP (MCOYX) — Int/Div
NORTHROP GRUMMAN CORP (NOC) — Int/Div — 13
ONEOK INC (OKE) (X) — Int/Div — Sold
PAYPAL HOLDINGS INC (PYPL) — None — as
PFIZER INC (PFE) — Int/Div — Sold (part) — a6
PIONEER NATURAL RESOURCES CO (PXD) — Int/Div — Sold — 17
PIONEER NATURAL RESOURCES CO (PXD) — Buy
REGIONS FINANCIAL CORP (RF) — Int/Div — 9
ROYCE VALLE TRUST INC(RVTHX) — Int/Div — Sold
SIRIUS XM HLDGS INC (SIR (X) — Int/Div
SOLTHWEST AIRLINES CO(LUY) — Int/Div — Sold — 28
SOLTHWEST AIRLINES CO(LUY) — Buy
SPDR S&P S00 ETF (SPY) — None — Buy
SPDR S&P S00 ETF (SPY) — Sold
STANLEY BLACK & DECKER INC (SWK)(X) — Int/Div — Buy (add'l)
STANLEY BLACK & DECKER INC (SWK)(X) — Sold
STANLEY BLACK & DECKER INC (SWK)(X) — Buy
TEXAS INSTRUMENTS INC (TXN) — None — Buy
UNION PACIFIC CORP (LNP) — Int/Div — Sold (part) — +4
UNITEDHEALTH GROUP INC (UNH) — Int/Div — Buy (add'l) — 43
VAIL RESORTS INC (MTN) — Int/Div — 12
WALMART INC(WMT — None — Buy
ZEBRA TECHNOLOGIES CORP CL A (ZBRAY(X) — None
PERNOD RICARD (PDRDF) (X) — Int/Div
FERRARI NV (RACE (X) — Int/Div — Sold (part)
FERRARI NV (RACE (X) — Sold
FERRARI NV (RACE (X) — Buy
FIAT CHRYSLER AUTOMOBILES N V (FCAUVX) — None
Account #5 (H)
Fidelity Low-Priced Stock (FLPSX) — Int/Div
Harbor Capital Appr Ret (HNACX) — Int/Div
Keyvbank EB Magic 20 Fund (EBMGICX) — None
Pimco Total Return Inst] (PTTRX) — Int/Div
Schwab Treas Infl-Prot Sec Idx (X) — Int/Div
Vanguard Inst Index Fund (VINIX) — Int/Div
Vanguard Retirement Inc Instl (VTINX) — Int/Div
Vanguard Windsor Il Fund (VWNAX) — Int/Div
Account 26 (H)
Ferran NV (RACE) (X) — Interest
Fiat Chrysler Auto (FCAU) (X) — None
Amazon Com Inc (AMZN) — None — Buy
Churchill Downs Inc (CHDN) (X) — None
Home Depot Inc (HD) (X) — Int/Div — Sold
MGM Resorts Intl (MGM) (X) — Int/Div
Madison Square Garden Co (MSG) (X) — None
Vail Resorts Inc (MTN) (X) — Int/Div
Pernod Ricard (PDRDF) (X) — Int/Div
Altria Group Inc (MO) — None — Buy
LVMH Moet Hennessy Louis (LVMLY) (xX) — Int/Div
Walmart Inc (WMT) — None — Buy
Pioneer Nat Res (PXD) — Int/Div
Bank of America Corp (BAC) — Int/Div
Berkshire Hathaway Inc (BRKB) — None
CBOE Global Markets Inc (CBOE) — Int/Div
Intercontinental Exchange Inc (ICE) — Int/Div
Kevcorp New (KEY) — Int/Div
Moody's Corp (MCO) (X) — Int/Div
Regions Financial Corp (RF) — Int/Div
Biogen Inc (BIIB) (X) — None
Bristol Myers Squibb Co (BMY) (X) — Int/Div — Sold
Celgene Corp (CELG) (X) — None — Sold
Intuitive Surgical Inc (ISRG) — None — Buy
Merck & Co Inc (MRK) — None — Buy
Pfizer Inc (PFE) — Int/Div — Sold (part)
Unitedhealth Group Inc (UNH) — Int/Div
Costar Group Inc (CSGP) — None
Huntington Ingalls Inds Inc (H11) — Int/Div
Northrop Grumman Corp (NOC) — Int/Div
Southwest Airlines Co (LUV) — Int/Div
Stanley Black & Decker Inc (SWK) (X) — Int/Div
Union Pacific Corp (UNP) (X) — Int/Div — Sold (part)
Adobe Systems Inc (ADBE) — None — Sold (part)
Apple Inc (AAPL) — Int/Div
Intel Corp (INTC) (X) — Int/Div — Buy (add'l)
Mastercard Inc C1 A (MA) — Int/Div
Microsoft Corp (MSFT) — Int/Div
Paypal Holdings Inc-W/1 (PYPL) — None
Texas Instruments Inc (TXN) — None — Buy
Zebra Technologies Corp Class A (ZBRA) (xX) — None
Alphabet Inc/CA-CL A (GOOGL) — None
Comcast Corp (CMCSA) (X) — Int/Div
Disney Walt Co (DIS) (X) — Int/Div
Electronic Art (EA) — None
Sinus XM Holdings (SIRI) (X) — Int/Div
Royce Value Trust Inc (RVT) (X) — Int/Div — Sold
Account £7 (H)
Stifel Insured Bank Account (cash) — Interest
FISHERS IN REDEV DIST EXIT 10 INFRA SER A B/E OID (31803KBBO) — Interest
PLAINFIELD IN CMNTY HIGH SCH BLDG CORP RFDG IST (726286EMS) (X) — None
SOUTH ADAMS IN SCH BLDG CORP ISTMTG RFDG & IMP (836193DBS (X) — None
Stifel Insured Bank (cash) — Interest
CIT BANK SALT LAKE CITY UT CD FDIC #35575 Cpn 4.000% (17284P2S3) — Interest
GOLDMAN SACHS BANK USA NEW YORK NY CD FDIC #33124 (381426PY 5S) — Interest — Redeemed
SALLIE MAE BANK SALT LAKE CITY UT CD FDIC #58177 Cpu (795450VE2) — Interest — Redeemed
Account #9 (H)
Schwab Cash & Money Market Account (cash) — Interest
ALPS ALERIAN MLP (AMLP) (X) — None — Sold
COHEN & STEERS CLOSED EN (FOF) — Int/Div
CONOCOPHILLIPS (COPY (X) — Int/Div — Sold
POWERSHARES PREFERRED (PGX) — Int/Div — Sold
PROSHARES ULTRA QQQ ETF (QLD) xX) — None — Sold
PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — None — Buy (add'l)
PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Sold
PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Buy
PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Sold
PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Buy
PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Sold
TRANSCANADA CORP(TRPY (X) — None — Sold
VANGUARD EXTENDED DURATION ETF (EDV) (X) — Int/Div
Immediate Past President, The Reserve Officers Association of the United States
Chur, ROA STARS (Standing Together for Amencas Reservists) Foundation
Board Member, The Propyleaum Historic Foundation
Partner, Barnes & Thomburg LLP
Member, Brebeuf Preparatory School Alumni Board
Member, Homeless Veterans Assistance Foundation
Agreement — 2018 — Bames & Thornburg LLP-Partnership Agreement
Income — 2018 — Self employed (attomey) — $926,176.00
Part VII, line 8: Valuation is based upon the original purchase price.
This report has been restructured by account with assets arranged in brokerage order. Where necessary for clarity or to address name changes, the
corresponding line numbers from the prior report are included in Column IX) for ease of review. This is not indicative of reportable transactions.
Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether
taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per
page 42 of the filing instructions.
Part VIL lines 15, 20, 22, 26, 30, 34, 35, 40-42, 45, 46, 49, 56, 60, 62, 75, 77-86, £8, 96, 100, 109, 111, 112, 115, 123-136, 138-146, 148, and 149 of the prior
report are not reportable in this cycle; there are not corresponding reportable transactions.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.