James Russell Sweeney 2

2018Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 163

    investments

  • 6

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • 12
  • 14
  • 3
  • 13
  • 16
  • 17
  • 18
  • 21
  • 24
  • 25
  • 27
  • 2
  • 31
  • as
  • a6
  • 9
  • 28
  • +4
  • 43
  • The Reserve Officers Association of the United States
  • ROA STARS (Standing Together for Amencas Reservists) Foundation
  • The Propyleaum Historic Foundation
  • Barnes & Thomburg LLP
  • Brebeuf Preparatory School Alumni Board
  • Homeless Veterans Assistance Foundation
  • Self employed (attomey)

As filed

Account £2 (H)

Account #8 (H)

Alliant FCU (cash) — Interest

BT Building - Indianapolis, IN — Rent — Sold

BT Capital Account (cash) — None — Sold

BT Cash Balance Plan (cash) — Interest

First Financial Bank (formerly Mainsource Bank) (cash) — Interest

NFCLU (cash) — Interest

A Navy Mutual Aid Association {whole life insurance policy) — Int/Div

Gard Group LLC — None

Account £1 (H)

Matera LLC pum — Int/Div

Health Equity HSA (X) — None

Account #3 (H)

Stifel Insured Bank Account (cash) — Interest

IVA Worldwide Cl A (IVWAX) — Int/Div

Account 24 (H)

Stifel Insured Bank Account (cash) — Interest — 12

Aun=_ INC (An=_ — Noowe — 14

AlrAiset INC Co A (oO — None — 3

ALimlA GROUP INC (MO — None — Buy

ALimlA GROUP INC (MO — Sald

Alek — Buy

AMAZON cud INC (AM) — None — Buy

ArnE INC (AAPL — Drndend — 13

BANS OF AMxICA CORP (BAD) — Drvvudend — 16

BERKSHIRE HATHAWAY INCCLB (BRKE) — Noow — 17

BOGEN INC cosas Ix — Noose

BRISTOL MY rs SC Usp COMPANY (BMY) (XX) — Drnydend

ymaanNE vol (CELG) (X) — Nous — Buy (add'l)

ymaanNE vol (CELG) (X) — Sold

cpu GLusAL MARK: 1» INC (0 ew — Int/Div — 18

wrfUssmmnl DOWNS INC (vn) La) — None

COMCAST ComP i A NEW (LMCSA) ox — Int/Div

Cunt AR GROUP INC (CSGP) — None

WALT DISNEY CO (DIS) (X) — Int/Div

ELECTRONIC ARTS INC (EA) — None — Sold — 21

ELECTRONIC ARTS INC (EA) — Buy

HOME DEPOT INC (HD) (X) — Int/Div — Sold

HUNTINGTON INGALLS INDS INC (HI) — Int/Div — 24

HUNTINGTON INGALLS INDS INC (HI) — Buy (add'l)

INTEL CORP (INTCY(X) — Int/Div — Buy (add'l)

INTERCONTINENTAL EXCHANGE INC (ICE) — Int/Div — 25

INTUITIVE SURGICAL INC {ISRGY (X) — None

KEYCORP (KEY) — Int/Div — 27

LVMH MOET HENNESSY LOUIS VUITTON ADR (LVMUY) (XX) — None — Sold

LVMH MOET HENNESSY LOUIS VUITTON ADR (LVMUY) (XX) — Buy

MGM RESORTS INTL (MGM) (X) — Int/Div — Buy (add'l)

MGM RESORTS INTL (MGM) (X) — Sold

MGM RESORTS INTL (MGM) (X) — Buy

MADISON SQUARE GARDEN CO CL A IMSGH IX) — None

MASTERCARD INCCL A (MA) — Int/Div — 2

MERCK & COMPANY INC (MRK) — None — Buy

MICROSOFT CORP (MSFT) — Int/Div — Sold (part) — 31

MOODYS CORP (MCOYX) — Int/Div

NORTHROP GRUMMAN CORP (NOC) — Int/Div — 13

ONEOK INC (OKE) (X) — Int/Div — Sold

PAYPAL HOLDINGS INC (PYPL) — None — as

PFIZER INC (PFE) — Int/Div — Sold (part) — a6

PIONEER NATURAL RESOURCES CO (PXD) — Int/Div — Sold — 17

PIONEER NATURAL RESOURCES CO (PXD) — Buy

REGIONS FINANCIAL CORP (RF) — Int/Div — 9

ROYCE VALLE TRUST INC(RVTHX) — Int/Div — Sold

SIRIUS XM HLDGS INC (SIR (X) — Int/Div

SOLTHWEST AIRLINES CO(LUY) — Int/Div — Sold — 28

SOLTHWEST AIRLINES CO(LUY) — Buy

SPDR S&P S00 ETF (SPY) — None — Buy

SPDR S&P S00 ETF (SPY) — Sold

STANLEY BLACK & DECKER INC (SWK)(X) — Int/Div — Buy (add'l)

STANLEY BLACK & DECKER INC (SWK)(X) — Sold

STANLEY BLACK & DECKER INC (SWK)(X) — Buy

TEXAS INSTRUMENTS INC (TXN) — None — Buy

UNION PACIFIC CORP (LNP) — Int/Div — Sold (part) — +4

UNITEDHEALTH GROUP INC (UNH) — Int/Div — Buy (add'l) — 43

VAIL RESORTS INC (MTN) — Int/Div — 12

WALMART INC(WMT — None — Buy

ZEBRA TECHNOLOGIES CORP CL A (ZBRAY(X) — None

PERNOD RICARD (PDRDF) (X) — Int/Div

FERRARI NV (RACE (X) — Int/Div — Sold (part)

FERRARI NV (RACE (X) — Sold

FERRARI NV (RACE (X) — Buy

FIAT CHRYSLER AUTOMOBILES N V (FCAUVX) — None

Account #5 (H)

Fidelity Low-Priced Stock (FLPSX) — Int/Div

Harbor Capital Appr Ret (HNACX) — Int/Div

Keyvbank EB Magic 20 Fund (EBMGICX) — None

Pimco Total Return Inst] (PTTRX) — Int/Div

Schwab Treas Infl-Prot Sec Idx (X) — Int/Div

Vanguard Inst Index Fund (VINIX) — Int/Div

Vanguard Retirement Inc Instl (VTINX) — Int/Div

Vanguard Windsor Il Fund (VWNAX) — Int/Div

Account 26 (H)

Ferran NV (RACE) (X) — Interest

Fiat Chrysler Auto (FCAU) (X) — None

Amazon Com Inc (AMZN) — None — Buy

Churchill Downs Inc (CHDN) (X) — None

Home Depot Inc (HD) (X) — Int/Div — Sold

MGM Resorts Intl (MGM) (X) — Int/Div

Madison Square Garden Co (MSG) (X) — None

Vail Resorts Inc (MTN) (X) — Int/Div

Pernod Ricard (PDRDF) (X) — Int/Div

Altria Group Inc (MO) — None — Buy

LVMH Moet Hennessy Louis (LVMLY) (xX) — Int/Div

Walmart Inc (WMT) — None — Buy

Pioneer Nat Res (PXD) — Int/Div

Bank of America Corp (BAC) — Int/Div

Berkshire Hathaway Inc (BRKB) — None

CBOE Global Markets Inc (CBOE) — Int/Div

Intercontinental Exchange Inc (ICE) — Int/Div

Kevcorp New (KEY) — Int/Div

Moody's Corp (MCO) (X) — Int/Div

Regions Financial Corp (RF) — Int/Div

Biogen Inc (BIIB) (X) — None

Bristol Myers Squibb Co (BMY) (X) — Int/Div — Sold

Celgene Corp (CELG) (X) — None — Sold

Intuitive Surgical Inc (ISRG) — None — Buy

Merck & Co Inc (MRK) — None — Buy

Pfizer Inc (PFE) — Int/Div — Sold (part)

Unitedhealth Group Inc (UNH) — Int/Div

Costar Group Inc (CSGP) — None

Huntington Ingalls Inds Inc (H11) — Int/Div

Northrop Grumman Corp (NOC) — Int/Div

Southwest Airlines Co (LUV) — Int/Div

Stanley Black & Decker Inc (SWK) (X) — Int/Div

Union Pacific Corp (UNP) (X) — Int/Div — Sold (part)

Adobe Systems Inc (ADBE) — None — Sold (part)

Apple Inc (AAPL) — Int/Div

Intel Corp (INTC) (X) — Int/Div — Buy (add'l)

Mastercard Inc C1 A (MA) — Int/Div

Microsoft Corp (MSFT) — Int/Div

Paypal Holdings Inc-W/1 (PYPL) — None

Texas Instruments Inc (TXN) — None — Buy

Zebra Technologies Corp Class A (ZBRA) (xX) — None

Alphabet Inc/CA-CL A (GOOGL) — None

Comcast Corp (CMCSA) (X) — Int/Div

Disney Walt Co (DIS) (X) — Int/Div

Electronic Art (EA) — None

Sinus XM Holdings (SIRI) (X) — Int/Div

Royce Value Trust Inc (RVT) (X) — Int/Div — Sold

Account £7 (H)

Stifel Insured Bank Account (cash) — Interest

FISHERS IN REDEV DIST EXIT 10 INFRA SER A B/E OID (31803KBBO) — Interest

PLAINFIELD IN CMNTY HIGH SCH BLDG CORP RFDG IST (726286EMS) (X) — None

SOUTH ADAMS IN SCH BLDG CORP ISTMTG RFDG & IMP (836193DBS (X) — None

Stifel Insured Bank (cash) — Interest

CIT BANK SALT LAKE CITY UT CD FDIC #35575 Cpn 4.000% (17284P2S3) — Interest

GOLDMAN SACHS BANK USA NEW YORK NY CD FDIC #33124 (381426PY 5S) — Interest — Redeemed

SALLIE MAE BANK SALT LAKE CITY UT CD FDIC #58177 Cpu (795450VE2) — Interest — Redeemed

Account #9 (H)

Schwab Cash & Money Market Account (cash) — Interest

ALPS ALERIAN MLP (AMLP) (X) — None — Sold

COHEN & STEERS CLOSED EN (FOF) — Int/Div

CONOCOPHILLIPS (COPY (X) — Int/Div — Sold

POWERSHARES PREFERRED (PGX) — Int/Div — Sold

PROSHARES ULTRA QQQ ETF (QLD) xX) — None — Sold

PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — None — Buy (add'l)

PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Sold

PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Buy

PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Sold

PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Buy

PROSHARES TR/PROSHARES LULTRASHORT 2(TBTIHIX) — Sold

TRANSCANADA CORP(TRPY (X) — None — Sold

VANGUARD EXTENDED DURATION ETF (EDV) (X) — Int/Div

Immediate Past President, The Reserve Officers Association of the United States

Chur, ROA STARS (Standing Together for Amencas Reservists) Foundation

Board Member, The Propyleaum Historic Foundation

Partner, Barnes & Thomburg LLP

Member, Brebeuf Preparatory School Alumni Board

Member, Homeless Veterans Assistance Foundation

Agreement — 2018 — Bames & Thornburg LLP-Partnership Agreement

Income — 2018 — Self employed (attomey) — $926,176.00

Part VII, line 8: Valuation is based upon the original purchase price.

This report has been restructured by account with assets arranged in brokerage order. Where necessary for clarity or to address name changes, the

corresponding line numbers from the prior report are included in Column IX) for ease of review. This is not indicative of reportable transactions.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VIL lines 15, 20, 22, 26, 30, 34, 35, 40-42, 45, 46, 49, 56, 60, 62, 75, 77-86, £8, 96, 100, 109, 111, 112, 115, 123-136, 138-146, 148, and 149 of the prior

report are not reportable in this cycle; there are not corresponding reportable transactions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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