Ross A. Walters

Principal Ins. Cos. « IRA -- Diversified Growth Fund- Variable Annuity — Int/Div

Principal Ins. Cos, - Common Stock — Int/Div

Pfizer Common Stock — Int/Div

Wells Fargo Bank - Cash Accounts — Interest

Wells Fargo Bank - IRA — Interest

Principal Ins, Cos, - IRA -- SAM Balanced Portfolio Fund — Int/Div

Principal Ins. Cos - Var, Life Ins. -- SAM Bal. Portfolio Fund — Int/Div

Trust #1

Harbor Int'l Fund Inst — Int/Div — Sold

Pimco Total Return Fd. Inst — Int/Div — Sold

Principal Preferred Sec. Fd — Int/Div — Sold

Vanguard Inflation Protected Fd — Int/Div — Sold

Vanguard Index Trust Small Cap — Int/Div — Sold

Third Ave. Real Estate Value Fd. — Int/Div — Sold

Vanguard Index Fds. Lg. Cap ETF — Int/Div

SPDR Ser Tr S&P Div. ETF — Int/Div

Principal Midcap Blend Inst — Int/Div

Principal High Yield Class — Int/Div — Sold

Vanguard Short Term Inv. Fd — Int/Div — Sold

Vanguard Int. Term Bond Index Fd — Int/Div — Sold

IShares Trust Core MSC Emerg Mkts ETF — Int/Div — Buy

iShares Core 1-S Bond ETF — Int/Div — Buy

iShares Core MSCUVETF — Int/Div — Buy (add'l)

IShares Floating Rate Bond ETF — Int/Div — Buy

IShares Core S&P Small-Cap — Int/Div — Buy

Fidelity Advisor Total Bond Z — Int/Div — Buy

Fidelity US Bond Index lust Prem — Int/Div — Buy

AB High Income Advisor — Int/Div — Buy

Lash (Fidelity Gains Cash Reserves) — Interest

Parts | and VIL Trust #1 is a testamentary trust. Trust #2 is a revocable inter vivos trust in which | have only a remainder interest. Neither |. my spouse, nor any

dependent child is the grantor, It is my understanding that under current regulations Part VII information is not required for Trust #2,

Part VII(D)4) = If no gain code is provided for a sale, a transaction resulted in 4 loss,