Kimberly A. Swank

State Employees’ Credit Union Accounts — Int/Div

PNC Bank account — Interest

Brokerage Acct £1 (IRA) (H)

First Trust Lg Cap (FEX) — Int/Div — Sold

0SI] Oshares US (OUSA) — Int/Div — Sold (part)

Invesco Tr S&P 500 Equal (RSP) — Int/Div — Buy (add'l)

Invesco Tr S&P 500 Equal (RSP) — Buy (add'l)

shares Emg Mkt (IEMG) — Int/Div

lshares Min Vol (LSMV) — Int/Div — Buy (add'l)

Ishares US Stk Mkt (ITOT) — Int/Div

Ishares S&P (IVV) — None — Sold

Ishares Sm Cap (LR) — Int/Div — Buy (add'l)

JP Morgan Div Intl (JPIN) — Int/Div — Sold

Invesco DB Multi Sector Base Metals (DBB) — None — Sold

Invesco DB Multi Sector Energy (DBE) — None — Sold

Invesco QQOQ (QQ) — Int/Div — Sold (part)

Invesco QQOQ (QQ) — Sold (part)

Sector Tech Sel (XLK) — Int/Div — Buy (add'l)

Sector Tech Sel (XLK) — Sold (part)

Sector Tech Sel (XLK) — Sold

SPDR S&P Mid Cap (MDY) — Int/Div — Buy (add'l)

SPDR Blackstone (SRLN) — None — Sold

SPDR Emg Mkt (SPEM) — Int/Div — Sold

Wisdomtree Bloomberg (USDU) — None — Sold

Wells Fargo Cash Sweep Acct — Interest

Invesco DB Multi Sector Agn (DBA) — None — Buy

Invesco DB Multi Sector Agn (DBA) — Sold

Wisdomtree Tr Euro H Eq (HEDJ) — Int/Div — Buy

SPDR Small Cap (SPSM) — Int/Div — Buy

SPDR Small Cap (SPSM) — Sold

First Tr Sr Loan (FTSL) — Int/Div — Buy

Vanguard Ind S&P 500 (VOO) — Int/Div — Buy

shares Edge USA Qual (QUAL) — Int/Div — Buy

VOYA Index Plus Lg Cap — None

Brokerage Acct #2 (H)

Invesco Comstock Fund Class A — Int/Div — Sold

Touchstone MidCap Value Inst] Class — Int/Div — Sold

T Rowe Price Blue Chip Growth Fund — Int/Div

AF EuroPac Gr — Int/Div

Dodge & Cox Intl — Int/Div

lnvesco Sm Cap — None — Sold

ABF Sm Cap Val Inst — None — Sold

Fid Low Priced Stk — None — Sold

Fid S00 Index Inst — Int/Div

MSIF GLB RE Port IS — None — Sold

PIM Total RT Inst — Int/Div

Vang Tot Bd Mkt Inst — Int/Div

DFA US Sm Cap — Int/Div — Buy

Aristotle Val Eq — None — Buy

JPMCB PB 20M) — None — Buy

Brokerage Acct #3 (H)

ABT — Int/Div

D — Int/Div

Janus Enterprise Fund (JAENX) — Distribution

$5 — Int/Div

Vanguard 500 Index Fund (VFINX) — Int/Div

Wells Fargo Cash Sweep Acct — Interest

Equitable Variable Life (Cash) — Interest

NC 529 Plans (H)

Growth Portfolio (Age-Based, Aggressive Track) — None

Mod Growth Portfolio (Age-Based. Moderate Track) — None

Vanguard Growth — None

Vanguard Tt Stock Mkt — None

Brokerage Acct #4 (H)

Invesco Emg Mkt (PCY) (Y)

Vanguard Intl Eq (VWO) — Int/Div

Vanguard Int (VCIT) (Y)

Vanguard Til Bond (BND) — Int/Div

Vanguard Tul Stock (VTI) — Int/Div

Vanguard FTSE Dev Mkt (VEA) — Int/Div

Vanguard Mid Cap (VO) — Int/Div

Vanguard Small ETF (Y)

Vanguard ST Bond (BSV) — Int/Div

Ishares S&P (IVV) — Int/Div — Sold (part)

SPDR Bloomberg HY (JNK) (Y)

Brokerage Acct #5 (H)

ABBV — Int/Div

AFLAC (AFL) — Int/Div

Air Prods & Chem (APD) — Int/Div

Altria Grp (MO) — Int/Div

Am Elec Pwr (AEP) — Int/Div

Ameriprise (AMP) — Int/Div

Amgen (AMGN) — Int/Div

Arthur J Gallagher (AJG) — Int/Div

AT&T) — Int/Div

Blackrock (BLK) — Int/Div

Bristol Myers (BMY) — Int/Div

Chevron (CVX) — Int/Div

CSCO) — Int/Div

LCoca-Cola (KO) — Int/Div

Crown Castle (CCl) — Int/Div

Delta Airlines (DAL) — Int/Div — Sold

Eaton (ETN) — Int/Div — Sold

Emerson Elec (EMR) — Int/Div

Exelon Corp (EXC) — Int/Div — Sold

Exxon Mobil (XOM) — Int/Div

Ford Motor (F) — Int/Div

Gilead Sci (GILD) — Int/Div

Home Depot (HD) — Int/Div

HP Inc (HPQ) — Int/Div

Intel Corp (INTC) — Int/Div

lnvesco Lud (IVZ) — Int/Div

Johnson & Johnson (JNJ) — Int/Div

JP Morgan (JPM) — Int/Div

KAR Auction (KAR) — Int/Div

Liberty Prop REIT (LPT) — Int/Div

Lockheed Martin (LMT) — Int/Div

LyondellBasell (LYB) — Int/Div

Marathon Petr (MPC) — Int/Div — Sold

Marsh McLennan (MMC) — Int/Div — Sold

Merck & Co (MRK) — Int/Div

MetLife (MET) — Int/Div

MSFT (X) — Int/Div

Occidental Pete (OXY) — Int/Div

Pfizer (PFE) — Int/Div

Philip Morris (PM) — Int/Div

Phillips 66 (PSX) — Int/Div

PNC Fm Svcs (PNC) — Int/Div

Proctor & Gamble (PG) — Int/Div

Prologis (PLD) — Int/Div — Sold (part)

Prudential Fin (PRL) — Int/Div

Qualcomm (QCOM) — Int/Div — Sold

Schlumberger Lid (SLB) — Int/Div

Thomson Reuters (TRI) — Int/Div

United Tech (UTX) — None — Sold

US Bancorp (LSB) — Int/Div

Verizon (VZ) — Int/Div

Wal-Mart (WMT) — Int/Div

Wells Fargo (WFC) — Int/Div

Williams Cos (WMB) — Int/Div

Wells Fargo Cash Sweep Acct — Interest

Eh Lilly & Co (LLY) (X) — Int/Div

International Paper Co (IP) (X) — Int/Div

Mondelez Intl (MDLZ) — Int/Div — Buy

Macy's (M) — Int/Div — Buy

BB&T (BBT) — Int/Div — Buy

Medtronic (MDT) — Int/Div — Buy

Huntington Bancshares (HBAN) — Int/Div — Buy

Ventas Inc (VTR) — Int/Div — Buy

Kinder Morgan (KM1) — Int/Div — Buy

Pepsico (PEP) — None — Buy

OGE Energy Corp (OGE) (X) — Int/Div

Director, Federal Magistrate Judges’ Assoclation

Reimbursement — Federal Magistrate Judges’ Association — Mar. 19-20, 2018 — Washington DC — Board of Directors’ Meeting — Transportation, Meals, Hotel

Reimbursement — North Caroling Association of } Defense Attorneys — June 15-17, 2018 — Hilton Head, SC — Annual Meeting/CLE — Transportation, Meals, Hotel, Registration Fee

Part VII:

= Brokerage Acct #1, Line 5 FQF Oshares US (OUSA) exchanged for OSI Oshares US (OUSA) on 06/28/18 (corporate reorganization)

== Brokerage Acct #1, Line 6 Guggenheim S&P (RSP) changed name to Powershares Tr S&P S00 Equal (RSP) on 04/09/18; Powershares Tr S&P S00 Equal (RSP)

changed name to Invesco Tr S&P 500 Equal (RSP) on 06/04/18

-- Brokerage Acct #1, Line 14 Powershares DB Base Metals (DBB) changed name to Invesco DB Multi Sector Base Metals (DBB) on 06/04/18

-- Brokerage Acct #1, Line 15 Powershares DB Energy (DBE) changed name to Invesco DB Multi Sector Energy (DBE) on 06/04/18

-- Brokerage Acct #1, Line 16 Powershares QQQ (QQQ) changed name to Invesco QQQ (QQQ) on 06/04/18

== Brokerage Acct #4, Line 65 Powershares Emg Mkt (PCY) changed name to Invesco Emg Mkt (PCY) on 06/04/18

-- Brokerage Acct #4, Line 65, 67, 72, 75: these investments do not meet the value or income reporting thresholds for the reporting period

-- Brokerage Acct #5, Lines 132, 133, 142: these investments increased in value to meet the reporting requirements during the reporting period