Michael Yale Scudder jr

What was filed

438
investments
6
positions
1
gifts
1
agreements
0
debts
0
reimbursements
3
income
0
spouse income

Named parties

Northwestern Umiversity Pritzker School of Law
University of Chicago Law School
Chicago Council on Global Affairs (see Part VIII)
Archdiocese of Chicago School Board (see Part VIII)
Catholic Charities of Archdiocese of Chicago (see Part VII)
Midtown Educational Foundation (see Part VIII)
Skadden, Arps, Slate, Meagher & Flom LLP
Skadden, Arps, Slate, Meagher & Flom LLP - partnership income
University of Chicago Law School - Teaching
Northwestern University Priizker School of Law - Teaching

As filed

JPMorgan Chase Bank Account #1 (cash account) — Interest

JPMorgan Chase Bank Account #2 (cash account) — Interest

JPMorgan Chase Bank Account #3 (cash account) — Interest

Navy Federal Credit Union Account (cash account) — Int/Div

PNC Bank Account #1 (cash account) — Interest

PNC Bank Account #2 (cash account) — Interest

A PNB Bank Account #3 (cash account) — Interest

Bank of America Account #1 (cash account) — Interest

Bank of America Account #2 (cash account) — Interest

Merrill Lynch Cash Management Account (H) (see Part VII

Bank of America Deposit Cash Account — Interest — Closed

Memill Lynch Investment Account (H) (see Part VIII

Bank of America Deposit Cash Account — Interest — Closed

Northeastern IL University CTFS PARTN Capital Improvement Bond — Interest — Sold

Pfizer Inc. Stock (PFE) — Int/Div — Sold

ALPS Sector Dividend DOGS Fund (SDOG) — Int/Div — Sold

Blackrock Muni Enhanced Fund (MEN) — Int/Div — Sold

Fidelity Advisor Limited Term Municipal Income Fund - Class A (FASHX) — Int/Div — Sold

Fidelity Advisor Municipal Income Fund Class A (FAMUX) — Int/Div — Sold

Invesco Municipal Opportunity Trust Fund (VMO) — Int/Div — Sold

Legg Mason Low Volatility - High Dividend ETF (LVHD) — Int/Div — Sold

Nuveen Municipal Value Fund (NUV) — Int/Div — Sold

Nuveen New York Quality Municipal Income Fund (NAN) — Int/Div — Sold

Nuveen Enhanced Municipal Value Fund INEFV) — Int/Div — Sold

Nuveen Municipal 2021 Target Term Fund I(NHA) — Int/Div — Sold

Nuveen Intermediate Duration Municipal Term Fund (NID) — Int/Div — Sold

Invesco National AMT Free Municipal Bond (PZA) — Int/Div — Sold

Tekla World Healthcare Fund (THW) — Int/Div — Sold

Vaneck Vectors Fallen Angel High Yield Bond Fund (ANGL) — Int/Div — Sold

Cin Private Bank Investment Account (H)

Western Asset Institutional Government Money Market Deposit Account — Interest

iShares Russell TR 1000 Value ETF (IWD) — Int/Div — Buy (add'l)

iShares Russell TR 1000 Value ETF (IWD) — Buy (add'l)

iShares Russell TR 1000 Value ETF (IWD) — Sold (part)

iShares Russell TR 1000 Growth ETF (IWF) — Int/Div — Buy (add'l)

iShares Russell TR 1000 Growth ETF (IWF) — Buy (add'l)

iShares Russell TR 1000 Growth ETF (IWF) — Sold (part)

iShares TR Russell 2000 ETF (IWM) — Int/Div — Buy (add'l)

iShares TR Russell 2000 ETF (IWM) — Buy (add'l)

iShares TR Russell 2000 ETF (IWM) — Sold (part)

iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Int/Div — Buy (add'l)

iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)

iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Sold (part)

iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Int/Div — Buy (add'l)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)

PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)

SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Int/Div — Buy (add'l)

SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Buy (add'l)

SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Sold (part)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Int/Div — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Sold (part)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Sold (part)

SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Int/Div — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Sold (part)

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Int/Div — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Int/Div — Buy (add'l)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Sold (part)

Citi Private Bank Individual Retirement Account #1 (HY

Western Asset Institutional Government Money Market Deposit Account — Interest

iShares Russell TR 1000 Value ETF (IWD) — Int/Div — Buy (add'l)

iShares Russell TR 1000 Value ETF (IWD) — Buy (add'l)

iShares Russell TR 1000 Value ETF (IWD) — Sold (part)

iShares Russell TR 1000 Growth ETF (IWF) — Int/Div — Sold (part)

iShares Russell TR 1000 Growth ETF (IWF) — Sold (part)

iShares TR Russell 2000 ETF (IWM) — Int/Div — Sold (part)

iShares TR Russell 2000 ETF (IWM) — Sold (part)

iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Int/Div — Buy

iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Sold (part)

iShares TR Short-Term Corp. Bond ETF IGSB) — Int/Div — Buy

SPDR Bloomberg Barclays High Yield Bond Fund ETF (JNK) — Int/Div — Sold (part)

SPDR Bloomberg Barclays High Yield Bond Fund ETF (JNK) — Sold (part)

SPDR Bloomberg Barclays High Yield Bond Fund ETF (JNK) — Sold

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Sold (part)

Vanguard Total Bond Market ETF (BND) — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Int/Div — Sold (part)

Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)

Vanguard Charlotte FDS Total Intemational Bond ETF (BNDX) — Int/Div — Sold (part)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Int/Div — Sold (part)

Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Sold (part)

TD Ameritrade Investment Account £1 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest

Guggenheim BulletShares 2021 ETF (BSCL) — Int/Div — Buy (add'l)

Guggenheim BulletShares 2021 ETF (BSCL) — Buy (add'l)

Guggenheim BulletShares 2021 ETF (BSCL) — Sold (part)

Guggenheim BulletShares 2020 ETF (BSCK) — Int/Div — Buy (add'l)

Guggenheim BulletShares 2020 ETF (BSCK) — Sold (part)

Guggenheim BulletShares 2022 ETF (BSCM) — Int/Div — Buy

Guggenheim BulletShares 2022 ETF (BSCM) — Sold (part)

Guggenheim 2023 Corporate Bond ETF ({BSCN) — Int/Div — Buy

Guggenheim 2023 Corporate Bond ETF ({BSCN) — Buy (add'l)

Guggenheim 2023 Corporate Bond ETF ({BSCN) — Sold (part)

Invesco Bullet Shares 2024 Corporate Bond ETF (BSCO) — Int/Div — Buy

Vanguard Mid-Cap ETF (VO) — Int/Div — Buy

Invesco Bullet Shares 2024 Corporate Bond ETF (BSCO) — Sold (part)

Guggenheim Ultra Short Duration ETF 1GSY) — Int/Div — Buy (add'l)

Guggenheim Ultra Short Duration ETF 1GSY) — Sold (part)

Guggenheim Ultra Short Duration ETF 1GSY) — Sold

iShares Core High Dividend ETF (HDV) — Int/Div — Buy (add'l)

iShares Gold Trust ETF (IAL) — None — Buy (add'l)

iShares Gold Trust ETF (IAL) — Buy (add'l)

iShares Gold Trust ETF (IAL) — Sold (part)

ProShares Short S&P S00 New ETF (SH) — None — Buy (add'l)

ProShares Short S&P S00 New ETF (SH) — Sold

Vanguard Dividend Appreciation ETF (VIG) — Int/Div — Buy (add'l)

Vanguard Dividend Appreciation ETF (VIG) — Sold (part)

Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Value ETF (VTV) — Int/Div — Buy (add'l)

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Sold (part)

DoubleLine Flexible Income Fund (DFLEX) — Int/Div — Buy (add'l)

DoubleLine Flexible Income Fund (DFLEX) — Sold (part)

DoubleLine Low Duration Bond Fund Class HDBLSX) — Int/Div — Buy (add'l)

DoubleLine Low Duration Bond Fund Class HDBLSX) — Sold (part)

Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Int/Div — Buy

Wisdom Tree International LargeCap Dividend Fund (DOL) — Int/Div — Buy

Wisdom Tree U.S. Total Market Fund (EXT) — Int/Div — Buy

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Int/Div — Buy

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Sold (part)

SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Int/Div — Buy

Federated Drive Cash Obligations Fund {PRCXX) — Int/Div — Buy

Federated Drive Cash Obligations Fund {PRCXX) — Sold (part)

SPDR Portfolio Short Term Treasury ETF (SPITS) — Int/Div — Buy

SPDR Portfolio Short Term Treasury ETF (SPITS) — Sold (part)

SPDR Portfolio Short Term Treasury ETF (SPITS) — Buy (add'l)

SPDR Portfolio Short Term Treasury ETF (SPITS) — Sold

Wisdom Tree Floating Rate Treasury Fund {USFR) — Int/Div — Buy

Wisdom Tree Floating Rate Treasury Fund {USFR) — Sold (part)

Northeastern IL University CTFS PARTN Capital Improvement Bond — Int/Div — Sold

Vaneck Vectors Fallen Angel High Yield Bond Fund (ANGL) — None — Sold

Fidelity Advisor Limited Term Municipal Income Fund - Class A (FASHX) — Int/Div — Sold

Fidelity Advisor Municipal Income A (FHUGX) — Int/Div — Sold

Lord Abbett Short Duration Income Fund Class A (LALDX) — Int/Div — Sold

Legg Mason Low Volatility - High Dividend ETF (LVHD) — None — Sold

Blackrock Mum Enhanced Fund (MEN) — Int/Div — Sold

Nuveen New York Quality Mumcipal Income Fund (NAN) — Int/Div — Sold

Nuveen Enhanced Municipal Value Fund INEV) — Int/Div — Sold

Nuveen Municipal 2021 Target Term Fund (NHA) — Int/Div — Sold

Nuveen Intermediate Duration Municipal Term Fund (NID) — Int/Div — Sold

Nuveen Municipal Value Fund (NUV) — Int/Div — Sold

Phizer Inc. Stock (PFE) — None — Sold

Invesco National AMT-Free Municipal Bond ETF (PZA) — None — Sold

ALPS Sector Dividend Dogs ETF (SDOG) — None — Sold

Tekla World Healthcare Fund (THW) — None — Sold

SPDR DoubleLine Total Return Tactical ETF(TOTL) — None — Sold

Invesco Municipal Opportunity Trust Fund (VMO) — Int/Div — Sold

Wells Fargo Short-Term High Yield Bond Fund (WDHYX) — Int/Div — Sold

TD Ameritrade Investment Account #2 (H)

TD Ameritrade FDIC Insured Deposit Account (cash accoum) — Interest

Guggenheim 2023 Corporate Bond ETF (BSCN) — Int/Div — Buy (add'l)

Guggenheim 2023 Corporate Bond ETF (BSCN) — Sold (part)

Guggenheim BulletShares 2022 ETF (BSCM) — Int/Div — Buy (add'l)

Guggenheim BulletShares 2022 ETF (BSCM) — Sold (part)

Guggenheim BulletShares 2021 ETF (BSCL) — Int/Div — Buy (add'l)

Guggenheim BulletShares 2021 ETF (BSCL) — Sold (part)

Guggenheim BulletShares 2020 ETF (BSCK) — Int/Div — Buy (add'l)

Guggenheim BulletShares 2020 ETF (BSCK) — Sold (part)

iShares Core High Dividend ETF (HDV) — Int/Div — Buy (add'l)

iShares Gold Trust ETF (IAL) — None — Buy (add'l)

ProShares Short S&P SOD New ETF (SH) — None — Buy (add'l)

ProShares Short S&P SOD New ETF (SH) — Sold

Vanguard Dividend Appreciation ETF (VIG) — Int/Div — Buy (add'l)

Vanguard All-World ex-US ETF (VEU) — Int/Div — Buy (add'l)

Vanguard All-World ex-US ETF (VEU) — Sold (part)

Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Value ETF (VTV) — Int/Div — Buy (add'l)

Vanguard Value ETF (VTV) — Sold (part)

Vanguard Total Stock Market ETF (VT1) — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF (VT1) — Sold (part)

DoubleLine Flexible Income Fund (DFLEX) — Int/Div — Buy (add'l)

DoubleLine Flexible Income Fund (DFLEX) — Sold

DoubleLine Low Duration Bond Fund Class 1DBLSX) — Int/Div — Sold (part)

Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Int/Div — Buy

Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Buy (add'l)

Wisdom Tree International LargeCap Dividend Fund (DOL) — Int/Div — Buy

Wisdom Tree International LargeCap Dividend Fund (DOL) — Buy (add'l)

Wisdom Tree U.S. SmallCap Quality Dividend Growth Fund (DGRS) — Int/Div — Buy

Wisdom Tree U.S. SmallCap Fund (EES) — Int/Div — Buy

Wisdom Tree US. Total Market Fund (EXT) — Int/Div — Buy

Wisdom Tree US. Total Market Fund (EXT) — Buy (add'l)

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Int/Div — Buy

Guggenheim Ultra Short Duration ETF (GSY) — Int/Div — Sold

Wisdom Tree International Quality Dividend Growth Fund (10DG) — Int/Div — Buy

Wisdom Tree International Quality Dividend Growth Fund (10DG) — Buy (add'l)

Lord Abbett Short Duration Income Fund Class A (LALDX) — Int/Div — Sold

SPDR SSGA US. LargeCap Low Volatility Index ETF (LGLV) — Int/Div — Buy

SPDR SSGA US. LargeCap Low Volatility Index ETF (LGLV) — Sold

SPDR Portfolio Short Term Treasury ETF (SPTS) — Int/Div — Buy

SPDR Portfolio Short Term Treasury ETF (SPTS) — Sold

Vanguard Small-Cap Growth ETF (VBK) — Int/Div — Buy

Vanguard Small-Cap Value ETF (VBR) — Int/Div — Buy

Vanguard High Dividend (VYM) — Int/Div — Buy

Wells Fargo Short-Term High Yield Bond Fund (WDHYX) — Int/Div — Sold

TD Ameritrade Investment Account £3 (H)

TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest

Invesco BulletShares 2019 Corporate Bond ETF (BSC) — Int/Div — Buy

Invesco BulletShares 2019 Corporate Bond ETF (BSC) — Sold (part)

Guggenheim BulletShares 2020 ETF (BSCK) — Int/Div — Buy

Guggenheim BulletShares 2020 ETF (BSCK) — Buy (add'l)

Guggenheim BulletShares 2020 ETF (BSCK) — Sold (part)

Guggenheim BulletShares 2021 ETF (BSCL) — Int/Div — Buy

Guggenheim BulletShares 2021 ETF (BSCL) — Sold (part)

DoubleLine Flexible Income Fund (DFLEX) — Int/Div — Buy

SPDR S&P Emerging Markets Dividend ETF (EDIV) — Int/Div — Buy

SPDR S&P Emerging Markets Dividend ETF (EDIV) — Buy (add'l)

iShares Gold Trust ETF (IAL) — None — Buy

iShares Gold Trust ETF (IAL) — Buy (add'l)

Federated Drive Cash Obligations Fund (PRCXX) — Int/Div — Buy

Federated Drive Cash Obligations Fund (PRCXX) — Sold (part)

Federated Drive Cash Obligations Fund (PRCXX) — Sold

Invesco FTSE RAFI US. 1000 ETF (PRF) — Int/Div — Buy

Invesco FTSE RAFI US. 1000 ETF (PRF) — Buy (add'l)

Invesco FTSE RAFI Developed Markets ex- US. ETF (PXF) — Int/Div — Buy

Invesco FTSE RAFI Developed Markets ex- US. ETF (PXF) — Buy (add'l)

Invesco FTSE RAFI Emerging Markets ETF (PXH) — Int/Div — Buy

bad) — Buy (add'l)

SPDR Portfolio Developed World ex-U.S ETF (SPDW) — Int/Div — Buy

SPDR Portfolio Developed World ex-U.S ETF (SPDW) — Buy (add'l)

SPDR Portfolio Total Stock Market ETF (SPTM) — Int/Div — Buy

SPDR Portfolio Total Stock Market ETF (SPTM) — Buy (add'l)

SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Int/Div — Buy

SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — a

SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Buy (add'l)

SPDR Portfolio S&P S00 Growth ETF (SPY) — Int/Div — Buy

SPDR Portfolio S&P S00 Growth ETF (SPY) — Buy (add'l)

SPDR Portfolio S&P 500 Value ETF (SPYV) — Int/Div — Buy

SPDR Portfolio S&P 500 Value ETF (SPYV) — Buy (add'l)

T. Rowe Price Ultra Short-Term Bond Fund (TRBUX) — Int/Div — Buy

SPDR SSGA Ultra Short Term Bond Fund ETF(ULST) — Int/Div — Buy

SPDR SSGA Ultra Short Term Bond Fund ETF(ULST) — Sold (part)

TD Ameritrade Individual Retirement Account #1 (Hy

TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest

DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Int/Div — Buy

DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Buy (add'l)

DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Sold (part)

DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Buy (add'l)

DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Sold (part)

Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Int/Div — Buy

Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Buy (add'l)

Wisdom Tree Emerging Markets Quality Dividend Growth Fund (DGRE) — Int/Div — Buy

Wisdom Tree Emerging Markets Quality Dividend Growth Fund (DGRE) — Buy (add'l)

RITES — Buy (add'l)

Wisdom Tree U.S. SmallCap Quality Dividend Growth Fund (DGRS) — Int/Div — Buy

Wisdom Tree U.S. SmallCap Quality Dividend Growth Fund (DGRS) — Buy (add'l)

Wisdom Tree International LargeCap Dividend Fund (DOL) — Int/Div — Buy

RIT) — Buy (add'l)

Wisdom Tree US. SmallCap Fund (EES) — Int/Div — Buy

Wisdom Tree US. SmallCap Fund (EES) — Buy (add'l)

Wisdom Tree US. Total Market Fund (EXT) — Int/Div — Buy

Wisdom Tree US. Total Market Fund (EXT) — Buy (add'l)

Wisdom Tree U.S. Mid Cap Fund (EZM) — Int/Div — Buy

Wisdom Tree U.S. Mid Cap Fund (EZM) — Buy (add'l)

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Int/Div — Buy

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Buy (add'l)

Guggenheim Ultra Short Duration ETF 1GSY) — Int/Div — Buy

Guggenheim Ultra Short Duration ETF 1GSY) — Buy (add'l)

Guggenheim Ultra Short Duration ETF 1GSY) — Sold

iShares Gold Trust ETF (IAL) — None — Buy

iShares Gold Trust ETF (IAL) — Buy (add'l)

iShares Gold Trust ETF (IAL) — Sold (part)

Wisdom Tree International Quality Dividend Growth Fund (10DG) — Int/Div — Buy

Wisdom Tree International Quality Dividend Growth Fund (10DG) — Buy (add'l)

Federated Drive Cash Obligations Fund (PRCXX) — Int/Div — Buy

Federated Drive Cash Obligations Fund (PRCXX) — Sold (part)

RE¥S — Buy (add'l)

RE¥S — Sold

SPDR Portfolio Emerging Markets ETF (SPEM) — Int/Div — Buy

SPDR Portfolio Emerging Markets ETF (SPEM) — Buy (add'l)

SPDR Portfolio Short Term Treasury ETF (SPTS) — Int/Div — Buy

SPDR Portfolio Short Term Treasury ETF (SPTS) — Buy (add'l)

SPDR Portfolio Short Term Treasury ETF (SPTS) — Sold (part)

Vanguard Small-Cap Growth ETF (VBK) — Int/Div — Buy

Vanguard Small-Cap Growth ETF (VBK) — Buy (add'l)

Vanguard Small-Cap Growth ETF (VBK) — Sold (part)

Adb6 — Buy (add'l)

Vanguard Small-Cap Value ETF (VBR) — Int/Div — Buy

Vanguard Small-Cap Value ETF (VBR) — Buy (add'l)

Vanguard Small-Cap Value ETF (VBR) — Sold (part)

Vanguard Small-Cap Value ETF (VBR) — Buy (add'l)

Vanguard FTSE All-World ex-U.S, ETF (VEL) — Int/Div — Buy

Vanguard FTSE All-World ex-U.S, ETF (VEL) — Buy (add'l)

Vanguard FTSE All-World ex-U.S, ETF (VEL) — Sold (part)

Vanguard FTSE All-World ex-U.S, ETF (VEL) — Buy (add'l)

Vanguard Mid-Cap ETF (VO) — Buy (add'l)

Vanguard Mid-Cap ETF (VO) — Sold (part)

Vanguard Mid-Cap ETF (VO) — Buy (add'l)

Vanguard Total Stock Market ETF (VT1) — Int/Div — Buy

Vanguard Total Stock Market ETF (VT1) — Buy (add'l)

Vanguard Total Stock Market ETF (VT1) — Sold (part)

Vanguard Total Stock Market ETF (VT1) — Buy (add'l)

Vanguard Value ETF (VTV) — Int/Div — Buy

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Growth ETF (VUG) — Int/Div — Buy

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard Growth ETF (VUG) — Sold (part)

Vanguard Growth ETF (VUG) — Buy (add'l)

TD Ameritrade Individual Retirement Account #2 (Hy

TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest

SPDR S&P Emerging Markets Small Cap ETF (EWX) — Int/Div

SPDR S&P International Small Cap ETF GWYX) — Int/Div

Federated Drive Cash Obligations Fund {PRCXX) — Int/Div — Buy

Federated Drive Cash Obligations Fund {PRCXX) — Sold

SPDR S&P 600 Small Cap Value ETF (SLYV) — Int/Div — Buy

SPDR Portfolio Developed World ex-U.S ETF (SPDW) — Int/Div — Buy

SPDR Portfolio Developed World ex-U.S ETF (SPDW) — Buy (add'l)

SPDR Portfolio Emerging Markets ETF (SPEM) — Int/Div — Buy

SPDR Portfolio Emerging Markets ETF (SPEM) — Buy (add'l)

SPDR Portfolio Large Cap ETF (SPLG) — Int/Div — Buy

SPDR Portfolio Large Cap ETF (SPLG) — Buy (add'l)

SPDR Portfolio Small Cap ETF (SPSM) — Int/Div — Buy

SPDR Portfolio Small Cap ETF (SPSM) — Buy (add'l)

SPDR Portfolio Small Cap ETF (SPSM) — Sold (part)

SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Int/Div — Buy

SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Buy (add'l)

SPDR Portfolio S&P 500 Growth ETF (SPY) — Int/Div — Buy

SPDR Portfolio S&P 500 Growth ETF (SPY) — Buy (add'l)

SPDR Portfolio S&P 500 Value ETF (SPY V) — Int/Div — Buy

SPDR Portfolio S&P 500 Value ETF (SPY V) — Buy (add'l)

TD Ameritrade Individual Retirement Account #3 (Hy

TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy

Vanguard Total Bond Market ETF (BND) — Buy (add'l)

Federated Drive Cash Obligations Fund {(PRCXX) — Int/Div — Buy

Federated Drive Cash Obligations Fund {(PRCXX) — Sold

Vanguard Small-Cap Index Fund ETF (VB) — Int/Div — Buy

Vanguard Small-Cap Index Fund ETF (VB) — Buy (add'l)

Vanguard Short-Term Corporate Bond (VOSH) — Int/Div — Buy

Vanguard Short-Term Corporate Bond (VOSH) — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Int/Div — Buy

Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)

Vanguard Short-Term Treasury Index Fund ETF Shares (VGSH) — Int/Div

Vanguard Dividend Appreciation ETF (VIG) — Int/Div — Buy

Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy

Vanguard Total Stock Market ETF (VTI) — Buy (add'l)

Vanguard Value ETF (VTV) — Int/Div — Buy

Vanguard Value ETF (VTV) — Buy (add'l)

Vanguard Growth ETF (VUG) — Int/Div — Buy

Vanguard Growth ETF (VUG) — Buy (add'l)

Vanguard FTSE Emerging Markets ETF (VWO) — Int/Div

Skadden Arps Retirement Savings Plan (H) {see Part VII

Vanguard Federal Money Market Fund (VMEXX) — Int/Div — Sold

Vanguard Wellington Admiral Fund (VWENX) — Int/Div — Sold

Vanguard Institutional Target Retirement Income Fund (VITRX) — Int/Div — Sold

FPS Trust Individual Retirement Account #3 (H) (see Part VID

Standard Insurance Co. IRA Stable Asset Fund — Int/Div — Sold

Minois Bright Directions 529 Account (H)

Invesco Government Agency Portfolio — None

Bright Directions Age-Based Allocation — None

West Virgima Smart Select 529 Account #1 (H) (see Part VID

All Equity Portfolio D — None

West Virginia Smart Select 529 Account #2 (H) (see Part VIII

All Equity Portfolio D — None

Farmland - LaGrange County, Indiana — Rent

REC RT, LLL.C. 125 12.5% Preferred Units (REIT) — Int/Div

Adpnct Professor of Law, Northwestern Umiversity Pritzker School of Law

Lecturer in Law, University of Chicago Law School

Director, Chicago Council on Global Affairs (see Part VIII)

Director, Archdiocese of Chicago School Board (see Part VIII)

Director, Catholic Charities of Archdiocese of Chicago (see Part VII)

Director, Midtown Educational Foundation (see Part VIII)

Gift — Skadden, Arps, Slate, Meagher & Flom LLP — Judicial mvestiture reception (see Part VIII) — $19,868.04

Agreement — 2009 — Agreement with Skadden, Arps, Slate, Meagher & Flom LLP for the return of my capital, (See Part VIII)

Income — 2018 — Skadden, Arps, Slate, Meagher & Flom LLP - partnership income — $599.513.00

Income — 2018 — University of Chicago Law School - Teaching — S00

Income — 2008 — Northwestern University Priizker School of Law - Teaching — S000

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In Part I, | have disclosed all positions held at any point during 2018. In connection with joining the U.S. Court of Appeals for the Seventh Circuit on May 21,

2018, I resigned from my former law firm, Skadden, Arps, Slate, Meagher & Flom LLP and from serving as a director of the non-profit organizations listed in Part

1

In Part I1, 1 have disclosed my agreement with my former law firm, Skadden, Arps, Slate, Meagher & Flom LLP, entitling me to & return of my capital in the firm.

1 received the first installment of my return of capital in 2018 after pining the U.S. Court of Appeals for the Seventh Circuit. | will receive the final mstallment in

2019. 1am no longer a participant in any retirement plan sponsored by my former law firm. All interests in such plans have been rolled over to private investment

accounts with TD Ameritrade and the rollover transactions are reported in Part VII

In Past V, I have disclosed the reception my former law firm, Skadden, Arps, Slate, Meagher & Flom LLP, sponsored in connection with my judicial investiture

ceremony in July 2018. | recognize my ethical obligation to recuse myself from all cases in which Skadden Arps represents a party or otherwise participates in a

case in a way that would present a conflict of interest.

In connection with joining the federal judiciary, 1 chose to consolidate certain investment holdings, including by transferring my investments at Merrill Lynch to

accounts at TD Ameritrude. Those transfers did not generate gains or losses (but instead were in-kind) and are reported in Part VIL

As part of resigning as a partner of the law firm of Skadden, Arps, Slate, Meagher & Flom LLP and upon joining the federal judiciary in May 2018, | ceased

participating in all retirement plans and sponsored by Skadden Arps and in subsequent months in 2018 transferred my interest in the plans in which | had

participated to new individual retirement accounts at TD Ameritrade, Those transactions are reported in Part VII,

In Part VII, | have disclosed two accounts in the West Virgina Smart Select 529 Plan. In both accounts, the principal 1s invested m an all equity portfolio. The

Plan's fund manager is the Hartford Life Insurance Company. Beyond choosing an all equity portfolio concentration, | do not make or receive information about

individual investment decisions within the accounts, The investment statements | receive show only the aggregate market value of the accounts at reporting dates,

not specific equity holdings that the Plan chose to invest in.