Cathy Seibel

Amreican Century Heritage Fund (formerly Vista Fund) — Distribution

Sterling Nat. Bk. Insured Money Maker Account (formerly Astoria Fed.) — Interest

Sterling Nat. BK. Insured Money Maker Account (formerly Astoria Fed.) — Interest

Sterling Nat. Bk. account (checking) (formerly Astoria Fed.) — Interest

AT&T common stock — Int/Div

AT&T common stock — Int/Div

AMG Brandywine Fund — None

Comcast common stock — Int/Div

Comcast common stock — Int/Div

Prudential (formerly Dryden) Global Total Return Fund — Int/Div

Dreyfus NY Tax-Exempt Bond Fund — Int/Div

Enbridge Energy Partners LP common stock — Int/Div

Fidelity Magellan Fund (IRA) — Distribution

Fidelity Capital Appreciation Fund (IRA) — Distribution

Fidelity NY Muni Income Fund — Int/Div

Janus Fund — istnbution

John Hancock Patriot Premium Div Fund common stock — Int/Div

Fidelity Government Money Market Account — Interest

Fidelity Money Market Premium Class Account — Interest — Open

Victory RS Growth Fund — istnbution

TIAA/CREF T-C Lifecycle 2025 Inst Fund (formerly Rermt. Fund) — Int/Div

TIAA/CREF Lifecycle Index 2025 Prem Fund — Int/Div

TIAA/CREF stock fund (retirement annuity) — None

TIAA/CREF global equity fund (retirement annuity) — None

T. Row Price Blue Chip Growth Fund IRA — Int/Div

T. Rowe Price Blue Chip Growth Fund IRA — Int/Div

T. Rowe Price Gov't Money Fund (formerly Prime Reserve Fund) — Int/Div

Fidelity Government Money Market Account — Interest

Fidelity Money Market Premium Class Account — Interest — Open

T. Rowe Price Gov't Money Fund (formerly Prime Reserve Fund) — Int/Div

Vanguard 500 Index Fund (retirement ANNUITY) — Int/Div — Sold

Vanguard International Growth Fund (retirement annuity) — Int/Div — Sold

Vanguard Long-Term Treasury Inv. Fund (retirement annuity) — Int/Div — Sold

Vanguard Long Term Treasury Fund Admiral (retirement annuity) — Int/Div — Buy

Vanguard Long-Term Bond Index Fund (retirement annuity) — Int/Div — Sold

Vanguard Long-Term Bond Index Fund Institutional (retirement annuity) — Int/Div — Buy

Vanguard Infl'n-Prot'd Sec Ins (formerly Sec A) (retirement annuity) — Int/Div

Vanguard US Growth Adm (retirement annuity) — Distribution

Vanguard Inst Tg Rtm 25 Inst (formerly Target 2025 Inv (ret, ann.) — Int/Div

Vanguard Int Term Inv Gd Adm (retirement annuity) — Int/Div

Vanguard High Yield Corp Adm (retirement Annuity) — Int/Div

Virtus Global Div. Income Fund (formerlyZweig Total Return) — Int/Div

Fidelity Money Market Premium Class account IRA — Interest — Open

Board member, Fordham Law Alumni Association

Adpunct Professor of Law (part-time tral practice mstructor), Columbia University School of Law

Gift — Federico E. Virella, Jr — Mets baseball tickets (3) — $639.00

Agreement — 2018 — $10,000 compensation for mstructing Trial Practice course at Columbia University School of Law January - Apnl 2019

Reimbursement — Federal Bar Council — 10/19/18 - 10/218 — Westhrook, CT — Fall Bench & Bar Retreat (CLE) — hotel, meals

Income — 2018 — Columbia University — payment for teaching — S10.000.00

Spouse's income — 2018 — New York Umversity «= salary as faculty member and physician

Spouse's income — 22218 — Columbia University — payment for speaking

Spouse's income — 3418 — Johns Hopkins Lnmiversity Press -- book royalties

Spouse's income — 42518 — Beacon press «= book royalties

Spouse's income — 102718 — Beacon press - book royalties

Exchange of Vanguard Long-Term Treasury Fund Investor retirement annuity for Vanguard Long-Term Treasury Fund Admiral retirement annuity, and exchange

of Vanguard Long-Term Bond Index Fund retirement annuity for Vanguard Long-Term Bond Index Fund Institutional retirement annuity, were Plan-Spounsor

Requested Transfers initiated by my JN employer,

Proceeds of sale of Vanguard 500 Index Fund reitrement annuity and Vanguard International Growth Fund retirement annuity were rolled over into Fidelity Money

Market Premium Class account IRA.