David T. Schultz

IRA Z(H)

UBS BANK USA DEP ACCT (cash) — Interest

ADOBE SYSTEMS INC (DELAWARE) (ADBE) — None

ALPHABET INC CL A (GOOGL) — None — Buy (add'l)

ALPHABET INCL C (GOOG) — None — Buy (add'l)

AMAZON.COM INC (AMZN) — None — Buy (add'l)

BANK OF AMERICA CORP (BAC) — Int/Div

CELGENE CORP (CELG) — None — Sold

FACEBOOK INC CL A (FB) — None — Buy (add'l)

FACEBOOK INC CL A (FB) — Sold (part)

FACEBOOK INC CL A (FB) — Sold (part)

FACEBOOK INC CL A (FB) — Sold

LOREAL CO ADR FRANCE ADR (LRLCY) — Int/Div

MICROSOFT CORP (MSKFI) — Int/Div

VISAINCCL AV) — None — Buy

CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF (XLY) — Int/Div

ENERGY SELECT SECTOR SPDR FUND (XLE) — Int/Div — Sold

FINANCIAL SELECT SECTOR SPDR FUND ETF (XLF) — Int/Div

HEALTH CARE SELECT SECTOR SPDR FUND ETF (XLV) — Int/Div

INDUSTRIAL SELECT SECTOR SPDR FUND ETF (XLD — Int/Div

ISHARES FACTOR SELECT MSC EMERGING ETF (EMGF) — None — Buy

ISHARES FACTOR SELECT MSC EMERGING ETF (EMGF) — Sold

ISHARES RUSSELL 2000 ETF (WM) — Int/Div

SPDR S&P HEALTH CARE EQUIPMENT ETF (XHE) — Int/Div — Buy

VANGUARD TOTAL STOCK MKT ETF vThH — Int/Div — Buy (add'l)

VANGUARD S&P S00 ETF (VOO) — Int/Div — Buy (add'l)

VANGUARD FTSE PAC ETF (VPL) — Int/Div

VANGUARD FTSE ELROPE ETF(VGK) — Int/Div — Sold

VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Int/Div — Sold

VANGUARD FTSE ALL WORLD EX-US ETF (VEU) — None — Buy

HARTFORD SCHRODERS EMERGING MKTS EQUITY FUND (SEMNX) — None — Buy

VANGUARD DEVELOPED MARKETS INDEX FUND ADMIRAL (VIMGX) — Int/Div — Buy

OPPENHEIMER INTERNATIONAL GROWTH FUND (OIGY X) — Int/Div — Sold

PIMCO STOCKSPLUS INTERNATIONAL FUND (PPLPX) — Int/Div — Buy

PIMCO STOCKSPLUS INTERNATIONAL FUND (PPLPX) — Sold

ISHARES TIPS BOND ETF (TIP) — Int/Div

AMER FUNDS THE BOND FUND OF AMERICA FUND (ABNFX) — Int/Div — Buy (add'l)

AMER FUNDS THE BOND FUND OF AMERICA FUND (ABNFX) — Sold

ANGEL OAK FLEXIBLE INCOME FUND (ANFIX) — Int/Div

DREYFUS/STANDISH GLOBAL FIXED INCOME FUND (SDGIX) — Int/Div — Buy (add'l)

EATON VANCE SHORT DURATION GOVT INCOME FUND (EILDX) — Int/Div — Buy

EATON VANCE FLOATING RATE ADVANTAGE (EIFAX) — Int/Div — Sold

EV MULTISECTOR INCOME FUND {EVBIX) — Int/Div

PGIM (FORMERLY PRUDENTIAL) TOTAL RETURN BOND FUND (PDBZX) — Int/Div — Buy (add'l)

PIMCO PREFERRED AND CAPITAL SECURITIES FUND CLASS 12 (PFPNX) — Int/Div — Buy

LONGBOARD MANAGED FUTURES STRATEGY FUND (WAVIX) — Int/Div — Buy (add'l)

LONGBOARD MANAGED FUTURES STRATEGY FUND (WAVIX) — Sold

SPDR GOLD SHARES ETF DEA(GLD) — None — Buy (add'l)

IRA #2(H)

CITIGROUP GLOBAL MARKETS CB- GEARS SPX 08730072019 — None

JPMORGAN CHASE FINANCIAL CT GEARS RTY 09/3002020 — None

HSBC USA INC CT-GEARS EEM 09/30/2020 — None

CITIGROUP GLOBAL MARKETS CT GEARS RTY 01292021 — None — Buy

GS FINANCE CORP CT-GEARS EEM 022672021 — None — Buy

JPMORGAN CHASE FINANCIAL CT GEARS RTY 04/3002021 — None — Buy

GS FINANCE CORP CT-GEARS RTY 08312021 — None — Buy

CITIGROUP GLOBAL MARKETS L/O TACYN MXEA RTY 02/02/2023 — Int/Div — Buy

SKYBRIDGE MULTI-ADVISER HEDGE FD PORTFOLIOS LLC SER AO — Int/Div

ABBEY CAPITAL MULTI-MANAGER FUNDLTD — None

IRA 43 (H)

UBS BANK USA DEP ACCT (cash) — Interest

ACCENTURE PLC IRELAND CL A (ACN) — Int/Div

ALLERGAN PLC (AGN) — None — Buy

ALPHABET INC CL A (GOOGL) — None — Sold (part)

AMERICA TOWER CORP REIT (AMT) — Int/Div

APPLE INC (AAPL) — None — Buy

BROOKS ALTOMATION INC (BRKS) — None — Buy

CELGENE CORP (CELGH — None — Sold

CHEVRON CORP (CVX) — Int/Div — Buy (add'l)

GOGNEX CORP (CGNX) — None — Buy

COLGATE PALMOLIVE CO (CL) — Int/Div — Sold

DOLLAR TREE INC (DLTR) — None — Buy

DOLLAR TREE INC (DLTR) — Sold

EDWARDS LIFESCIENCES CORP (EW) — None

FACEBOOK INC CL A (FB) — None — Sold (part)

FACEBOOK INC CL A (FB) — Sold (part)

FEDEX CORP (FDX) — Int/Div — Sold

GILEAD SCIENCES INC (GILD) — None — Sold

INTEL CORP (INTC) — Int/Div — Sold (part)

INTERCONTINENTAL EXCHANGE GROUP (ICE) — Int/Div

JPMORGAN CHASE & CO (JPM) — Int/Div — Sold (part)

LAUDER ESTEE COSCL A DE (EL) — Int/Div — Buy (add'l)

LULULEMONATHLETICA INC(LLLL) — None — Sold (part)

MEDTRONIC PLC (MDT) — None — Buy

MICROCHIP TECHNOLOGY INC (IMCHM — None — Buy

MICROSOFT CORP (MSFT) — Int/Div

MONDELEZ INTL INC DE (MDLZ) — Int/Div

MYLANNV EUR DE (MYL) — None — Sold (part)

MYLANNV EUR DE (MYL) — Sold

OCCIDENTAL PETROLELM CRP (OXY) — Int/Div — Buy

OCCIDENTAL PETROLELM CRP (OXY) — Sold

PALO ALTO NETWORKS INC (PANW) — None — Sold (part)

PAYPAL HOLDINGS INC (PYPL) — None

PEPSICO INC (PEP) — Int/Div

PROCTOR & GAMBLE CO (PG) — None — Buy

PULTE GROUP INC DE (PHM) — Int/Div — Buy (add'l)

ROBO GLOBAL ROBOTICS & AUT INDEX ETF DE (ROBO) — Int/Div — Buy (add'l)

ROBO GLOBAL ROBOTICS & AUT INDEX ETF DE (ROBO) — Sold (part)

ROBO GLOBAL ROBOTICS & AUT INDEX ETF DE (ROBO) — Sold (part)

ROBO GLOBAL ROBOTICS & AUT INDEX ETF DE (ROBO) — Sold

SCHLUMBERGER LTD NETHERLANDS ANTILLES (SLB) — None — Buy

SPDR S&P AEROSPACE & DEFENSE ETF (XAR) — None — Buy

THERMO FISHER SCIENTIFIC INC (TMO) — Int/Div

UNTD TECHNOLOGIES CORP (UTX) — Int/Div — Buy (add'l)

UNTD TECHNOLOGIES CORP (UTX) — Sold

US BANCORP DEL (NEW) (LSB) — Int/Div — Sold

VISAINCCL AV) — None — Buy

VISAINCCL AV) — Buy (add'l)

WALT DISNEY CO DISNEY COM (DIS) — None — Buy

WHIRLPOOL CORP DE (WHR) — Int/Div — Sold

IM CO (MMM) — Int/Div

ISHARES RUSSELL 2000 GROWTH ETF (TWO) — Int/Div — Buy (add'l)

ISHARES CORE MSCI EAFE ETF (IEFA) — Int/Div — Buy

ISHARES CORE MSCI EAFE ETF (IEFA) — Sold

VANECK VECTORS MORNINGSTAR WIDE MOAT ETF (MOAT) — Int/Div

VANGUARD S&P 500 ETF (VOO) — Int/Div

IRA 24 (H)

UBS BANK USA DEP ACCT (cash) — Int/Div

ALIBABA GROUP HLDG LTD SPON ADR (BABA) — None

AMAZON.COM INC (AMZN) — None

AMERIPRISE FINANCIAL INC (AMP) — Int/Div — Sold

ANDEAVOR COM (ANDV) — None — Sold (part)

ANDEAVOR COM (ANDV) — with line 146)

BROADCOM LTD (AVGO) — Int/Div

CELGENE CORP (CELG) — None — Sold

CIGNA CORP (C1) — None

CITIGROUP INC (OC) — Int/Div

COHERENT INC (COHR) — None — Buy

COHERENT INC (COHR) — Sold

CTRIPCOM INTLLTD ADS (CTRP) — None — Sold

DANAHER CORP (DHR) — Int/Div

DENTSPLY SIRONA INC (XRAY) — Int/Div — Sold

ELECTRONIC ARTS (EA) — None — Sold

EXPEDIA INC (EXPE) — Int/Div

EXPRESS SCRIPTS HLDG CO (ERSX) — None — Sold (part)

EXPRESS SCRIPTS HLDG CO (ERSX) — with line 127)

HANESBRANDS INC (HB) — Int/Div — Sold

INCYTE CORP (INCY) — None — Sold

IAC INTERACTIVE CORP (IAC) — None — Buy

INTERCONTINENTAL EXCHANGE GROUP (ICE) — Int/Div

INTERNATIONAL FLAVORS & FRAGRANCES (IFF) — None — Buy

INTUITIVE SURGICAL INC (ISR) — None — Buy

KLA-TENCOR CORP (KLAO) — None — Buy

LEAR CORP COM NEW (LEA) — Int/Div

MARATHON PETROLEUM CO (MPC) — Int/Div

MCKESSON CORP (MCK) — Int/Div

NVIDIA CORP (NVDA) — Int/Div

PVH CORP COM (PVH) — Int/Div

SERVICE CORP INTL (SCH — Int/Div

TAKE-TWO INTERACTIVE SOFTWARE (TTWO) — None — Buy

TIX COS INC NEW (TIX) — Int/Div

UNTD TECHNOLOGIES CORP (UTX) — Int/Div

VISTEON CORP COM NEW (VO) — None — Sold

ISHARES RUSSELL 2000 GROWTH ETF (IWO) — Int/Div — Buy (add'l)

ISHARES NASDAQ BIOTECHNOLOGY ETF (IBB) — None — Sold

ISHARES US AEROSPACE & DEFENSE ETF (ITA) — Int/Div

ROBO GLOBAL ROBOTICS & AUT INDEX ETF DE (ROBO) — Int/Div

VANECK VECTORS SEMICONDUCTOR (SMH) — None — Buy

VANGUARD TOTAL WORLD STK ETF wn — Int/Div — Buy

IRA #5 (H)

UBS BANK USA DEP ACCT (cash) — Interest

ADIENT PLC (ADNT) — Int/Div — Sold

BLACKROCK INC DE (BLK) — Int/Div

BRITISH AMER TABACCO PLC GB SPON ADR (BThH — Int/Div — Sold

CITIGROUP INC (OC) — Int/Div — Sold

CME GROUP INC (CME) — Int/Div

HOME DEPOT INC (HD) — Int/Div

HONEYWELL INTL INC (HON) — Int/Div

ILLNOIS TOOL WORKS INC (ITW) — Int/Div — Sold

INTEL CORP (INTC) — Int/Div

JOHNSON & JOHNSON COM (UND — Int/Div

LINDE PLC (LIN) — Int/Div

LOCKHEED MARTIN CORP (LMT) — Int/Div

MCDONALDS CORP (MCD) — None — Buy

MEDTRONIC PLC (MDT) — None — Buy

NEXTERA ENERGY INC COM (NEE) — Int/Div

PACCAR INC (PCAR) — Int/Div — Sold

PEPSICO INC (PEP) — Int/Div

PRAXAIR (PX) — Int/Div — with line 173)

ROCKWELL COLLINS (COL) — Int/Div — with line 191)

ROCKWELL ALTOMATION (ROK) — Int/Div — Sold

SUNTRUST BANKS INC (ST) — None — Buy

STARBUCKS CORP (SBLX) — Int/Div

SUNCOR ENERGY INC (SU) — Int/Div — Buy

TAIWAN SEMICONDUCTOR MFG CO LTD ADR (TSM) — Int/Div

TEXAS INSTRUMENTS (TXN) — Int/Div

IM CO (MMM) — Int/Div

ISHARES MSCI EAFE VAL ETF (EFV) — Int/Div — Sold

SPDR S&P DIVIDEND ETF (SDY) — Int/Div

UNTD TECHNOLOGIES CORP (UTX) — None

VANGUARD VALLE ETF(VTV) — Int/Div

VANGUARD DIVID APPRECIATION ETF (VIG) — None — Buy

VANGUARD REIT ETF (VNQ) — Int/Div — Sold

VF CORP (VFC) — None — Buy

IRA #6 (H)

ADOBE SYSTEMS INC (DELAWARE) (ADBE) — None

ALPHABET INC CL A (GOOGL) — None

ALPHABET INC CL C (GOOG) — None

AMAZON.COM INC (AMZN) — None

BANK OF AMER CORP (BAC) — Int/Div

CELGENE CORP (CELG) — None — Sold

FACEBOOK INC CL A (FB) — None — Sold (part)

FACEBOOK INC CL A (FB) — Sold

LOREAL CO ADR FRANCE ADR DE — Int/Div

MICROSOFT CORP (MSFT) — Int/Div

CONSUMER DICRESTIONARY SELECT SECTOR SPDR FUND ETF (XLY) — Int/Div

ENERGY SELECT SECTOR SPDR FUND ETF (XLE) — Int/Div — Sold

FINANCIAL SELECT SECTOR SPDR FUND ETF (XLF) — Int/Div

HEALTH CARE SELECT SECTOR SPDR FUND ETF (XLV) — Int/Div

INDUSTRIAL SELECT SECTOR SPDR FUND ETF (XLD — Int/Div

ISHARES RUSSELL 2000 ETF (1WM) — Int/Div

VANGUARD TOTAL STOCK MKT ETF vThH — Int/Div

VANGUARD S&P 500 ETF (VOO) — Int/Div

VANGUARD FISE PACETF DE(VPL) — Int/Div

VANGUARD FTSE EUROPE ETF DE (VGK) — Int/Div — Sold

VANGUARD FTSE EMERGING MARKETS ETF (VWO) — Int/Div — Sold

VISAINCCL AV) — None — Buy

OPPENHEIMER INTERNATIONAL GROWTH FUND Y CLASS (01GYX) — Int/Div — Sold

PIMCO PREFERRED AND CAPITAL SECURITIES FUND CLASS 12 (PFNNX) — Int/Div — Buy

ISHARES TIPS BOND ETF (TIP) — Int/Div

AMER FUNDS THE BOND FUND OF AMERICA FUND CLASS F2 (ABNFX) — Int/Div — Sold

ANGEL OAK FLEXIBLE INCOME FUND CLASS (ANFIX) — Int/Div

DREYFUS/STANDISH GLOBAL FIXED INCOME FUND CLASS 1(SDGICY — Int/Div

EATON VANCE FLOATING RATE ADVANTAGE CL HEIFAX) — Int/Div — Sold

EV MULTISECTOR INCOME FUND CLASS LHHEVBIX) — Int/Div

EATON VANCE SHORT DURATION GOVT INC CL LHEILDX) — Int/Div — Buy

PRUDENTIAL TOTAL RETURN BOND FUND CLASS Z (PDBZX) — Int/Div

LONGBOARD MANAGED FUTURES STRATEGY FUND (WAVIX) — Int/Div — Sold

SPDR GOLD SHARES ETF (GLD) — None

SPDR S&P HEALTH CARE EQUIPMENT FTF (XHE) — None — Buy

IRA £7 (H)

UBS BANK DEPOSIT ACCOUNT (cash) — Interest

BLACKROCK ENHANCED CAPITAL & INCOME FUND. INC (CI — Int/Div — Buy (add'l)

BLACKROCK ENHANCED EQUITY DIVID TR (BD) — Int/Div — Buy (add'l)

EATON VANCE TAX MANAGED BUY WRITE INC FUND (ETB) — Int/Div — Buy (add'l)

EATON VANCE TAX MANAGED BUY WRITE INC FUND (ETB) — Sold

HEALTH CARE SELECT SECTOR SPDR FUND ETF (XLV) — Int/Div — Buy (add'l)

NUVEEN S&P 500 BUY-WRITE INCOME FUND (BXMX) — Int/Div — Buy (add'l)

PIMCO ENHANCED SHORT MAT ACTIVE ETF (MINT) — None — Buy

ROYCE VALLE TRUST INC (RVT) — Int/Div — Buy (add'l)

ROYCE VALLE TRUST INC (RVT) — Sold

SPDR S&P DIVIDEND ETF (SDY) — Int/Div — Buy (add'l)

SPDR S&P INTL DIVIDEND ETF (DW X) — Int/Div — Buy (add'l)

TEKLA HEALTHCARE INVESTORS FUND (HQH) — Int/Div — Buy (add'l)

TEKLA HEALTHCARE INVESTORS FUND (HQH) — Sold

VANGUARD SMALL-CAP VALUE ETF (VBR) — Int/Div — Buy (add'l)

BLACKROCK LTD DURATION INCOME TRUST (BLW) — Int/Div — Buy (add'l)

BLACKROCK MUNIYIELD QUALITY FUND (MY) — Int/Div — Buy

BLACKROCK CREDIT ALLOCATION INCOME TRUST (BTZ) — Int/Div — Buy (add'l)

EATON VANCE LTD DURATION INCOME FUND (EVV) — Int/Div — Buy (add'l)

NUVEEN PFD SECURITIES INCOME FUND UJPS) — Int/Div — Buy (add'l)

NUVEEN QUALITY MUNICIPAL INCOME FUND (NAD) — Int/Div — Sold (part)

PIONEER DIVERSIFIED HIGH INCOME TRUST (HNW) — Int/Div — Buy (add'l)

PIONEER DIVERSIFIED HIGH INCOME TRUST (HNW) — Buy (add'l)

PIONEER DIVERSIFIED HIGH INCOME TRUST (HNW) — Sold

PIONEER HIGH INCOME TRUST (PHT) — Int/Div — Buy

PIONEER HIGH INCOME TRUST (PHT) — Sold

SPDR DOUBLINE SHORT DURATIONS TOTAL RETURN TACT ETF(STOT) — Int/Div — Sold

VANGUARD INTER TERM GOVERNMENT BOND ETF (VGIT) — Int/Div — Buy (add'l)

WESTERN ASSET INVT GRADE DEFINED OPP TR INC UGH — Int/Div — Buy

WESTERN ASSET INVT GRADE DEFINED OPP TR INC UGH — Buy (add'l)

WESTERN ASSET INVT GRADE DEFINED OPP TR INC UGH — Buy (add'l)

WESTERN ASSET HIGH INCOME FUND 1 INC (HIX) — Int/Div — Buy (add'l)

BROKERAGE ACCOUNT #1 (H)

UBS CASH FLOW ACCOUNT (cash) — Interest

BROKERAGE ACCOUNT £2 (H)

VANGUARD TOTAL WORLD STK ETF vn — Int/Div

VANGUARD GLB EX-US REAL ESTATE (VNQI) — Int/Div — Buy

VANGUARD GLB EX-US REAL ESTATE (VNQI) — Sold

PIMCO STOCKPLUS INTL FUND (PIUHX) — Int/Div

VOYA GLOBAL REAL ESTATE FUND (IGLIX) — Int/Div — Sold

VOYA SMALLCAP OPPORTUNITIES FUND CLASS (NSPIX) — Int/Div — Sold

VANGUARD MORTGAGE BACKED SECURITIES ETF (VMBS) — Int/Div

ANGEL OAK MULTI-STRATEGY INCOME FUND CLASS INSTL (ANGIX) — Int/Div

LORD ABBETT BOND DEBENTURE FUND (LBDFX) — Int/Div — Sold

PIMCO DIVERSIFIED INCOME FUND (PDVPX) — Int/Div

PIMCO LOW DURATION INCOME FUND CLASS 12 (PFTPX) — Int/Div — Buy

TEMPLETON GLBAL BOND ADV (TGBAX) — Int/Div — Sold (part)

VANGUARD INTERMEDIATE TERM TREASURY FUND ADM (VFIUX) — Int/Div

VIRTUS MULTI-SECTOR SHORT TERM BOND FUND (PIMSX) — Int/Div

LONGBOARD MANAGED FUTURES STRATEGY FUND (WAVIX) — Int/Div — Buy (add'l)

RIVERPARK LONG/SHORT OPPORTUNITY FUND (RLSIX) — Int/Div

AMER FUNDS AMERICAN BALANCED FUND (AMBFX) — Int/Div — Sold (part)

SPDR GOLD SHARES ETF DE(GLD) — None

BROKERAGE ACCOUNT #3 (HY

UBS BANK USA DEP ACCT (cash) — Interest

BLACKROCK ENHANCED CAP & INCOME STRATEGIES FUND INC (CID — Int/Div — Buy (add'l)

BLACKROCK ENHANCED EQUITY DIVID TR (BD) — Int/Div

EATON VANCE TAX MANAGED BUY WRITE INC FUND (ETB) — Int/Div — Buy (add'l)

EATON VANCE TAX MANAGED BUY WRITE INC FUND (ETB) — Sold

HEALTH CARE SELECT SECTOR SPDR FUND ETF (XLV) — Int/Div — Sold (part)

HEALTH CARE SELECT SECTOR SPDR FUND ETF (XLV) — Buy (add'l)

NUVEEN S&P 500 BUY-WRITE INCOME FUND (BXMX) — Int/Div — Sold (part)

PIMCO ENHANCED SHORT MAT ACTIVE ETF (MINT) — None — Buy

ROYCE VALUE TRUST INC (RVT) — Int/Div — Sold

SPDR S&P DIVIDEND ETF (SDY) — Int/Div — Buy (add'l)

SPDR S&P INTL DIVIF(DWX) — Int/Div — Buy (add'l)

TELKA HEALTHCARE INVS (HOH) — Int/Div — Sold (part)

TELKA HEALTHCARE INVS (HOH) — Sold

VANGUARD SMALL-CAP VALUE ETF (VBR) — Int/Div — Buy (add'l)

BLACKROCK LTD DURATION INCOME TRUST (BLW) — Int/Div — Sold

BLACKROCK MUNIYIELD QUALITY FUND IH INC (MY) — Int/Div — Buy

BLACKROCK CREDIT ALLOCATION INCOME TRUST (BTZ) — Int/Div — Buy (add'l)

EATON VANCE LTD DURATION INCOME FUND (EVV) — Int/Div

NUVEEN PFD SECURITIES INCOME FUND UPS) — Int/Div

NUVEEN QUALITY MUNICIPAL INCOME FUND (NAD) — Int/Div — Sold (part)

PIONEER DIVERSIFIED HIGH INCOME TRUST (HNW) — Int/Div — Buy (add'l)

PIONEER DIVERSIFIED HIGH INCOME TRUST (HNW) — Buy (add'l)

PIONEER DIVERSIFIED HIGH INCOME TRUST (HNW) — Sold

PIONEER HIGH INCOME TRUST (PHT) — Int/Div — Buy

PIONEER HIGH INCOME TRUST (PHT) — Sold

PROSHARES HIGH YIELD INT RATE HEDGED ETF (HYHG) — Int/Div — Sold

VANGUARD INTER TERM GOVERNMENT BOND ETF (VGIT) — Int/Div — Buy (add'l)

WESTERN ASSET INVT GRADI: DEFINED OPP TR INC GH — Int/Div — Buy

WESTERN ASSET INVT GRADI: DEFINED OPP TR INC GH — Buy (add'l)

WESTERN ASSET INVT GRADI: DEFINED OPP TR INC GH — Buy (add'l)

WESTERN ASSET HIGH INCOME FUND INC (HIX) — Int/Div — Buy (add'l)

CALAMOS STRATEGIC TOTAL RETURN (CSQ) — Int/Div — Sold

BROKERAGE ACCOUNT #4 (HY

UBS BANK USA DEP ACCT (cash) (X) — Interest

JPMORGAN CHASE FINANCIAL CT-SS RTY — None — Redeemed

CREDIT SUISSE AG CB-GEARS SPX — None — Redeemed

UBS AG BUFFERED ROS SPY — None

UBS AG CB-GEARS SXSE — None

HSBC USA INC CT-GEARS EEM — None

CITIGROUP GLOBAL MARKETS CB- GEARS EEM (06/2020) — None — Buy

BARCLAYS BANK PLC CT-GEARS EEM (OR/3172021) — None — Buy

BROKERAGE ACCOUNT #5 (H)

UBS BANK USA DEP ACCT (cash) — Interest

ACCENTURE PLC IRELAND CL A (ACN) — Int/Div

ALLERGAN PLC (AGN) — None — Buy

ALPHABET INC CL A (GOOGL) — None

AMERICAN TOWER CORP REIT (AMT) — Int/Div

APPLE INC (AAPL) — None — Buy

BROOKS ALTOMATION INC (BRKS) — None — Buy

CELGENE CORP (CELG) — None — Sold

CHEVRON CORP (CVX) — Int/Div — Buy (add'l)

COGNEX CORP (CGNX) — None — Buy

COLGATE PALMOLIVE CO (CL) — Int/Div — Sold

DOLLAR TREE INC (DLTR) — None — Buy

DOLLAR TREE INC (DLTR) — Sold

EDWARDS LIFESCIENCES CORP (EW) — None

FACEBOOK INC CL A (FB) — None — Sold (part)

FACEBOOK INC CL A (FB) — Sold (part)

FEDEX CORP (FDX) — Int/Div — Sold

GILEAD SCIENCES INC (GILD) — None — Sold

INTEL CORP (INTC) — Int/Div — Sold (part)

INTERCONTINENTAL EXCHANGE GROUP (ICE) — Int/Div

JPMORGAN CHASE & CO (JPM) — Int/Div

LAUDER ESTEE COS CL A DE(EL) — Int/Div

LULULEMON ATHLETICA INC (LLLL) — None — Sold (part)

MEDTRONIC PLC (MDT) — None — Buy

MICROCHIP TECHNOLOGY INC (IMCHM — None — Buy

MICROSOFT CORP (MSFT) — Int/Div

MONDELEZ INTL INC DE (MDLZ) — Int/Div

MYLANNV EUR DE (MYL) — None — Sold

OCCIDENTAL PETROLELM CRP (OXY) — Int/Div — Buy

OCCIDENTAL PETROLELM CRP (OXY) — Sold

PALO ALTO NETWORKS INC (PANW) — None — Sold (part)

PAYPAL HOLDINGS INC (PYPL) — None

PEPSICO INC (PEP) — Int/Div

PROCTOR & GAMBLE CO (PG) — None — Buy

PULTE GROUP INC DE (PHM) — Int/Div

ROBO GLOBAL ROBOTICS & AT INDEX ETF DE (ROBO) — Int/Div — Sold (part)

ROBO GLOBAL ROBOTICS & AT INDEX ETF DE (ROBO) — Sold (part)

ROBO GLOBAL ROBOTICS & AT INDEX ETF DE (ROBO) — Sold

SCHLUMBERGER LTD NETHERLANDS ANTILLES (SLB) — None — Buy

SPDR S&P AEROSPACE & DEFENSE ETF (XAR) — None — Buy

THERMO FISHER SCIENTIFIC INC (TMO) — Int/Div

UNTD TECHNOLOGIES CORP (UTX) — Int/Div — Sold

US BANCORP DEL (NEW) (USB) — Int/Div — Sold

VISAINCCL AW) — None — Buy

ARO. — Buy (add'l)

WHIRLPOOL CORP DE (WHR) — Int/Div — Sold

WALT DISNEY CO (DIS) — None — Buy

IM CO (MMM) — Int/Div

ISHARES RUSSELL 2000 GROWTH ETF (IWO) — Int/Div — Buy (add'l)

ISHARES CORE MSCI EAFE ETF UIEFA) — Int/Div — Buy

ISHARES CORE MSCI EAFE ETF UIEFA) — Sold

VANECK VECTORS MORNINGSTAR WIDE MOAT ETF (MOAT) — Int/Div

VANGUARD S&P S00 ETF (VOO) — Int/Div

BROKERAGE ACCOUNT #6 (H)

UBS BANK DEPOSIT ACCOUNT (cash) — Int/Div

ADOBE SYSTEMS INC (ADBE) — None — Buy

ALPHABET INC CL A (GOOGL) — None — Buy

ALPHABET INC CL C (GOOG) — None — Buy

AMAZON.COM INC (AMZN) — None — Buy

BANK OF AMERICA CORP (BAC) — Int/Div — Buy

BRISTOL MYERS SQUIBB (BMY) — Int/Div — Sold

WP CAREY INC REIT (WPCC) — Int/Div — Sold

AMER FUNDS AMCAP F2 (AMCFX) — None — Sold

AMER FUNDS CAPITAL WORLD GR & INC F2(WGIFX) — None — Sold

AMER FUNDS NEW PERSPECTIVE F2 (ANWFX) — None — Sold

AMER FUNDS NEW WORLD FUND F2 INFFFX) — None — Sold

AMER FUNDS THE BOND FUND OF AMERICA FUND CLASS F2 (ABNFX) — Int/Div — Buy

AMER FUNDS THE BOND FUND OF AMERICA FUND CLASS F2 (ABNFX) — Sold

ANGEL OAK FLEXIBLE INCOME FUND ({ABNFX) — Int/Div — Buy

CELGENE CORP (CELG) — None — Buy

CELGENE CORP (CELG) — Sold

COHEN & STEERS REALTY SHARES (CSRSX) — None — Sold

CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF (XLY) — Int/Div — Buy

DREYFUS/STANDISH GLOBAL FIXED INCOME FUND CLASS 1(SDGIX) — Int/Div — Buy

EATON VANCE SHORT DURATION GOVT (EILDX) — Int/Div — Buy

EATON VANCE FLOATING RATE ADVANTAGE CL L(EIFAX) — Int/Div — Buy

EATON VANCE FLOATING RATE ADVANTAGE CL L(EIFAX) — Sold

EATON VANCE LARGE CAP VALLE FUND H{EILVX) — None — Sold

ENERGY SELECT SECTOR SPDR FUND ETF (XLE) — Int/Div — Buy

ENERGY SELECT SECTOR SPDR FUND ETF (XLE) — Sold

EV MULTISECTOR INCOME FUND CLASS HHEVBIX) — Int/Div — Buy

FACEBOOK INCCL A (FB) — None — Buy

FACEBOOK INCCL A (FB) — Sold (part)

FACEBOOK INCCL A (FB) — Sold (part)

FACEBOOK INCCL A (FB) — Sold

FINANCIAL SELECT SECTOR SPDR FUND ETF (XLF) — Int/Div — Buy

HEALTH CARE SELECT SECTOR SPDR FUND ETF (XLV) — Int/Div — Buy

INDUSTRIAL SELECT SECTOR SPDR FUND ETF (XLD — Int/Div — Buy

ISHARES RUSSELL 2000 ETF (1WM) — Int/Div — Buy

ISHARES FACTORSELECT MSCI EMERGING ETF (EMGF)y — Int/Div — Buy

ISHARES FACTORSELECT MSCI EMERGING ETF (EMGF)y — Sold

ISHARES TIPS BOND ETF (TIM — Int/Div — Buy

ROYCE PREMIER FUND (RYPRX) — None — Sold

LONGBOARD MANAGED FUTURES STRATEGY FUND CLASS 1 IWAVIX) — Int/Div — Buy

LONGBOARD MANAGED FUTURES STRATEGY FUND CLASS 1 IWAVIX) — Sold

LOREAL CO ADR FRANCE ADR {LRLCY) — Int/Div — Buy

MICROSOFT CORP (MSFT) — Int/Div — Buy

OPPENHEIMER INTERNATIONAL GROWTH FUND Y CLASS (O1GY X) — Int/Div — Buy

OPPENHEIMER INTERNATIONAL GROWTH FUND Y CLASS (O1GY X) — Sold

PIMCO PREFERRED AND CAPITAL SECURITIES FUND CLASS 12 (PFPNX) — Int/Div — Buy

PIMCO STOCKPLUS INTL FUND (PFUPX) — Int/Div — Buy

PIMCO STOCKPLUS INTL FUND (PFUPX) — Sold

PRUDENTIAL TOTAL RETURN BOND FUND CLASS Z (PDBZX) — Int/Div — Buy

SPDR GOLD SHARES ETF (GLD) — None — Buy

SPDR S&P HEALTH CARE EQUIPMENT ETF (XHE) — Int/Div — Buy

VANGUARD DEVELOPED MARKETS INDEX ADMIRAL (VTMGX) — Int/Div — Buy

VANGUARD FTSE ALL WORLD (VEL) — None — Buy

VANGUARD FTSE EMERGING MARKETS ETF(VWO) — Int/Div — Buy

VANGUARD FTSE EMERGING MARKETS ETF(VWO) — Sold

VANGUARD FTSE ELROPE ETF (VGK) — Int/Div — Buy

VANGUARD FTSE ELROPE ETF (VGK) — Sold

VANGUARD FTSE PACETF (VPL) — Int/Div — Buy

VANGUARD S&P 500 ETF (VOO) — Int/Div — Buy

VANGUARD TOTAL STOCK MKT ETF wrn — Int/Div — Buy

VISA INCCL AW) — None — Buy

VISA INCCL AW) — Sold

THORNBURG INTL VAL FUND 1 (TGVIX) — None — Sold

FRANKLIN FEDERAL TAX-FREE INC FUND (FAFTX) — Int/Div — Sold

FRANKLIN FEDERAL INTERIM TAX FREE INCOME FUND (FITZX) — Int/Div — Sold

NUVEEN LIMITED TERM MUN BOND (FLTRX) — Int/Div — Sold

THORNBURG LIMITED TERM MUN FUND L{LTMIX) — Int/Div — Sold

AMER FUNDS CAPITAL INC BUILDER F2 (CAIFX) — None — Sold

BLACKROCK MULTI-ASSET INC PORT INST (BHCX) — Int/Div — Sold

BLACKROCK GLOBAL ALLOCATION FUND INST (MALOX) — None — Sold

FIRST EAGLE GLOBAL FUNDS (SGIX) — None — Sold

FRANKLIN INC ADV (FRIAX) — Int/Div — Sold

OAKMARK EQUITY & INCOME {OAKBX) — None — Sold

THE INCOME FUND OF AMERICA F2 (AMEFX) — None — Sold

BROKERAGE ACCOUNT £7 (H)

UBS BANK DEPOSIT ACCT (cash) — Interest

ALIBABA GROUP HLDG LTD (BABA) — None

AMAZON.COM (AMZN) — None

AMERIPRISE FINANCIAL (AMP) — Int/Div — Sold

BROADCOM LTD (AVGO) — Int/Div

CELGENE CORP (CELG) — None — Sold

COHERENT INC (COHR) — None — Buy

COHERENT INC (COHR) — Sold

CONSTELLATION BRANDS INC (STZ) — None — Buy

CIRIPCOM INTLLTD(CTRP) — None — Sold

DANAHER CORP (DHR) — Int/Div

DENTSPLY SIRONA INC (XRAY) — Int/Div — Sold

ELECTRONIC ARTS (EA) — None — Sold

EXPEDIA INC (EXPE) — Int/Div

FORTIVE CORP (FTV) — Int/Div

IAC INTERACTIVE CORP (IAC) — None — Buy

INCYTE CORP (INCY) — None — Sold

INTERCONTINENTAL EXCHANGE GROUP UICE)Y — Int/Div

INTERNATIONAL FLAVORS AND FRAGRANCES (IFF) — None — Buy

INTUITIVE SURGICAL INC (ISRGH — None — Buy

KLA-TENCOR (KLAC) — None — Buy

LEAR CORP (LEA) — Int/Div

MARATHON PETROLEUM CO (MPC) — Int/Div

MCKESSON CORP (MCK) — Int/Div — Sold

NVIDIA CORP (NVDA) — Int/Div

PVH CORP (PVH) — Int/Div

SCOTTS MIRACLE-GRO (SMG) — Int/Div — Sold

SERVICE CORP INTL (SCH — Int/Div

ANDEAVOR (ANDV) — Int/Div — with line 489)

TAKE-TWO INTERACTIVE SOFTWRE (TTWO) — None — Buy

TIX COS INC(TIX) — Int/Div

UNITED TECHNOLOGIES (UTX) — Int/Div

VISTEON CORP (VO) — None — Sold

ISHARES RUSSELL 2000 GROWTH {IW — Int/Div — Buy (add'l)

ISHARES NASDAQ BIOTECH (1BB) — None — Sold

ISHARES US AEROSPACE & DEFENSE (ITA) — Int/Div

ROBO GLOBAL ROBOTICS & AUTOMATION INDEX (ROBO) — Int/Div

VANECK VECTORS SEMICONDUCTOR ETF (SMH) — None — Buy

VANGUARD TOTAL WORLD STK ETF vn — Int/Div — Buy

EDUCATION ACCOUNT #1 (H)

LEGG MASON SCHOLARS CHOICE 529 AGE BASED 79 C — None

EDUCATION ACCOUNT #22 (H)

LEGG MASON SCHOLARS CHOICE 529 AGE BASED 13.15 C — None

EDUCATION ACCOUNT #3 (H)

LEGG MASON SCHOLARS CHOICE 529 AGE BASED 10-12 C — None

EDUCATION ACCOUNT 24 (H)

COLLEGE AMERICA 529 CAPITAL INCOME BUILDER CIB A — Int/Div

COLLEGE AMERICA 529 THE GROWTH FUND OF AMERICA - GFA A — Int/Div

COLLEGE AMERICA 529 NEW PERSPECTIVE FUND NPF A — Int/Div

EDUCATION ACCOUNT #5 (H)

COLLEGE AMERICA 529 CAPITAL INCOME BUILDER CIB A — Int/Div

COLLEGE AMERICA 529 THE GROWTH FUND OF AMERICA - GFA A — Int/Div

COLLEGE AMERICA 529 NEW PERSPECTIVE FUND NPF A — Int/Div

EDUCATION ACCOUNT #6 (H)

COLLEGE AMERICA 529 CAPITAL INCOME BUILDER CIB A — Int/Div

COLLEGE AMERICA 529 THE GROWTH FUND OF AMERICA - GFA A — Int/Div

COLLEGE AMERICA 529 NEW PERSPECTIVE FUND NPF A — Int/Div

RETIREMENT SAVINGS PLAN 21 (H)

MASLON CASH BALANCE PENSION PLAN (NO CONTROL) — Interest

Agreement — 2017 — Retirement savings plan with Maslon (former employer)

Reimbursement — Network of Trial Luw Firms — October 25 - 28. 2018 — Half Moon Bay, CA — CLE panclist — Transportation, meals, lodging

Spouse's income — 2018 — Fairview Health Systems (salary)

Part VII, lines 275 and 293: Name/ticker symbol changes only: not indicative of reportable transactions.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII, lines 4, 6, 91, and 352 of the 2017 report became unreportable in 2018 without corresponding reportable transactions.