Lisa Margaret Smith

Chase Cash accounts — None

TD Bank Cash account — None

Fidelity NY Municipal Money Market Fund — Int/Div

Fidelity IRA (Puritan Fund) (Y)

Fidelity IRA (Fidelity Fund) — Int/Div

Fidelity IRA (Cash Reserves) — Int/Div

Webster Bank, Wilton CT -- Checking Account — None

Fidelity Growth and Income Fund (Y)

Fidelity Dividend Growth Fund (Y)

HSBC IRA (Fideltiy Puritan Fund) (X) — Int/Div

HSBC IRA (T. Rowe Price Dividend Growth Fund) — Int/Div

HSBC Cash Account — None

Cisco Systems Common Stock (Y)

Century Link Commumcations Common Stock (Y)

Walt Disney Common Stock (Y)

Long Island Power Auth. Bonds (Y)

Stifel Nicolaus IRA money market — Interest

Stifel Nicolaus mvestment account money market — Interest

Stifel Nicolaus Custodial Acc't for minor child #1 (cash accounn (Y)

Stifel Nicolaus Custodial Acc't for minor child #2 (cash account (Y)

General Electric common stock (Y)

Citigroup common stock (Y)

Capital One Financial Corp Common Stock (y)

Freeport McMoran Copper & Gold, Inc Common Stock (Y)

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't ac

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Sold (part) — Inv't alc

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Sold (part) — Inv't a/c

Artisan Funds Mid Cap Value Fund Advisor Class — Int/Div — Sold — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — Inv't ac

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — Inv't a/c

Columbia Contrarian Core Fund — Int/Div — Sold (part) — Inv't a/c

Columbia Contrarian Core Fund — Int/Div — Sold (part) — Inv't a/c

Columbia Contrarian Core Fund — Int/Div — Sold (part) — Inv't ac

Amencan Beacon Intemational Equity Fund — Int/Div — Sold (part) — Inv't alc

American Beacon Intemational Equity Fund — Int/Div — Sold (part) — Inv't alc

Fidelity Advisor New Insights Fund Inst] Cl — Int/Div — Sold (part) — Inv't a/c

Fidelity Advisor New Insights Fund Inst] Cl — Int/Div — Sold (part) — Inv't a/c

FMI International Fund — Int/Div — Buy — Inv't a/c

Goldman Small Cap Insights Fund — Int/Div — Buy — Inv't alc

Ivy Mid Cap Growth Fund — Distribution — Buy — Inv't a/c

Ivy Mid Cap Growth Fund — istnbution — Sold (part) — Inv't a/c

Janus Henderson International Oppty Fund — None — Sold — Inv't a/c

Nationwide Geneva Mid Cap Gr Fund Inst! Sve Class — None — Sold — Inv't ac

MFS Intl Growth Fund — Int/Div — Sold (part) — Inv't alc

MFS Intl Growth Fund — Int/Div — Sold (part) — Inv't a/c

Nuveen Small Cap Value Fund — Int/Div — Buy — Inv't a/c

Nuveen Small Cap Value Fund — Int/Div — Sold (part) — Inv't ac

Oppenheimer Developing Markets Fund C1 Y — Int/Div — Sold (part) — Inv't a/c

Oppenheimer Developing Markets Fund C1 Ad — Int/Div — Buy (add'l) — Inv't a/c

Oppenheimer Developing Markets Fund C1 Vv — Int/Div — Sold (part) — Inv't a/c

Wells Fargo Special Small Cap Value Fund — None — Sold — Inv't ac

Wells Fargo Special Mid Cap Value Fund — Int/Div — Buy — Inv't a/c

Wells Fargo Special Mid Cap Value Fund — Int/Div — Sold (part) — Inv't a/c

Meridian Small Cap Growth Fund — Distribution — Buy (add'l) — Inv't a'c

Meridian Small Cap Growth Fund — Distribution — Buy (add'l) — Inv't alc

Meridian Small Cap Growth Fund — istrnibution — Sold (part) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Sold (part) — Inv't alc

American Beacon International Equity Fund — Int/Div — of Sufel IRA

Artisan Funds Mid Cap Value Fund Investor Class — None — Sold — of Stufel IRA

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — of Sufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Buy (add'l) — of Stufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Sufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Sutel IRA

Fidelity Advisor New Insights Mutual Fund Institutional Class — Int/Div — Sold (part) — of Stifel IRA

FMI International Fund Instl — Int/Div — Buy — of Sufel IRA

Goldman Sachs Intl Small Cap Insights Fund — Int/Div — Buy — of Sufel IRA

Ivy Mid Cap Growth Fund — Distribution — Buy — of Sufel IRA

Nuveen Small Cap Value Fund — Int/Div — Buy — of Sufel IRA

Oppenheimer Developing Markets Fund Class Y — Int/Div — Buy (add'l) — of Sufel IRA

Oppenheimer Developing Markets Fund Class Y — Int/Div — Sold (part) — of Sttel IRA

Harbor Bond Fund — Int/Div — Buy (add'l) — of Stufel IRA

Janus Henderson Intemational Oppty Fund — Int/Div — Sold — of Sufel IRA

Meridian Sm Cap Gr Fund Investor Class — Distribution — Buy (add'l) — of Sufel IRA

Meridian Sm Cap Gr Fund Investor Class — Distribution — Sold (part) — of Suite] IRA

Nationwide Mutual New Geneva Mid Cap Growth Fund Inst] Sve Class — None — Sold — of Sufel IRA

Vanguard Short Term Federal Fund — Int/Div — Buy — of Sufel IRA

MFS Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA

Wells Fargo Govt Securities Fund Admin Class — Int/Div — Buy (add'l) — of Stitel IRA

Wells Fargo Govt Securities Fund Admin Class — Int/Div — Sold (part) — of Sufel IRA

Wells Fargo Special Small Cap Value Fund — Int/Div — Sold — of Stufel IRA

Wells Fargo Special Mid Cap Value Fund — Int/Div — Buy — of Stifel IRA

Inherited IRA — Inhented IRA

Sufel Insured Bank Program — Interest — Inhented IRA

Vernzon(VZ) — Int/Div — Inhented IRA

Franklin Income Fund, Advisor Class — Int/Div — Sold (part) — Inhented IRA

Ishares S&P Mid Cap 400 Growth ETF (UK) — Int/Div — Inhented IRA

Ishares S&P Small Cap 600 Growth ETF wn — Int/Div — Inhented IRA

Stifel Individual Brokerage Acct — Individual Account

Stifel Insured Bank Program — Interest — Individual Account

Franklin NY Tax Free Income Fund, C1 A (FNYTX) — Int/Div — Sold (part) — Individual Account

Lord Abbett Value Opptys Fund, Class € — Distribution — Sold — Individual Account

Income — 2018 — Pace University School of Law - Teaching — $12,235.04

Spouse's income — 2018 — Wages from Ridgefield Hardware Co., Ridgefield, CT

1. Positions

1. Minor child #1 Stifel account: minor reached majority,

2. Minor child #2 Stifel account closed.

3. Mmor child #2 NY College Savings Program account closed.

VIL Investments

1. Row 51: For Wells Fargo Special Small Cap Value Fund in previous period (1/1/2017 to 12/31/2017) the word "Special™ in the description was inadvertently

omitted.

2. Row 87: For Franklin Income Fund, for previous report (1/1/2017 to 12/31/2017) it was madvertently listed as sold where Class C shares were exchanged for

advisor class shares and only part of those advisor class shares were sold.