Tu M. Pham

FED TRUST FEDERAL BUILDING FEDERAL CREDIT UNION — Interest

403(B) ACCOUNT #1 (H)

TROWE RETIREMENT 2035 ADV (PARKX) — None — Sold

TROWE RETIREMENT 2035 ADV (PARKX) — Buy

TROWE RETIREMENT 2035 ADV (PARKX) — Sold

TROWE RETIREMENT 2050 ADV (PARFX) — Int/Div — Buy

TROWE RETIREMENT 2050 ADV (PARFX) — Sold (part)

TROWE RETIREMENT 2050 ADV (PARFX) — Sold (part)

TROWE RETIREMENT 2050 ADV (PARFX) — Buy (add'l)

TROWE RETIREMENT 2030 ADV {PARCX) — None — Buy

TROWE RETIREMENT 2030 ADV {PARCX) — Buy (add'l)

TROWE RETIREMENT 2030 ADV {PARCX) — Sold

403(B) ACCOUNT #22 (H)

DODGE & COX GLOBAL D FD (DODLX) — Int/Div

GOQG PARTNERS EMRG MKTS EQTY FD INV (GOGPX) — Int/Div — Buy (add'l)

GOQG PARTNERS EMRG MKTS EQTY FD INV (GOGPX) — Sold (part)

MAIRS & POWER GROWTH (MPGFX) — None — Sold

MAIRS & POWERS SM CAP (MSCFX) — Int/Div

OAKMARK INTL FD CLASS (OAKIX) — Int/Div — Buy (add'l)

PRIMECAP ODYSSEY AGGR GROWTH (POAGX) — Int/Div — Buy (add'l)

SCHWAB FUNDAMENTAL GLBL REAL ESTATE INDEX FD (SFREX) — Int/Div

VANGUARD HEALTH CARE FD INV (VGHCX) — Int/Div

VANGUARD HIGH DIV YIELD INDEX (VHDYX) — Int/Div — Sold

VANGUARD SMALL CAP VALUE (VISVX) — Int/Div — Buy

401K ACCOUNT (H)

VANGUARD BROKERAGE SWEEP ACCOUNT — None — Open

DODGE & COX STOCK (X) — None — Sold

VANGUARD PRIMECAP FUND ADMIRAL (VPMAX) — Int/Div — Buy

TEMPLETON FOREIGN FUND CLASS R6IFTFGX) — None — Buy (add'l)

TEMPLETON FOREIGN FUND CLASS R6IFTFGX) — Sold

VANGUARD CAPITAL OPPORTUNITY FD ADM (VHCAX) — None — Sold

VANGUARD HEALTH CARE FUND (VGHCX) — Int/Div — Sold

VANGUARD REIT IDX FD (VGSIX) — None — Sold (part)

VANGUARD REIT IDX FD (VGSIX) — Sold

VANGUARD EMERGING MKTS STK IX (VEIEX) — Int/Div — Buy (add'l)

VANGUARD EMERGING MKTS STK IX (VEIEX) — Sold

VANGUARD SMALL CAP INDEX FD INST (VSCIX) — None — Sold (part)

VANGUARD SMALL CAP INDEX FD INST (VSCIX) — Sold

IRA #1 (MH)

SCHWAB US DIVIDEND EQUITY ETF (SCHD) — Int/Div

MAIRS AND POWER SM CAP FD IMSCFX) — Int/Div

SCHWAB FUNDAMENTAL GLBL REAL ESTATE (SFREX) — Int/Div — Buy

TROWE PRICE REAL ASSETS FD INV (PRAFX) — None — Sold

FIRST EAGLE GLOBAL FUND (SGENX) — Int/Div

VANGUARD HEALTH CARE FUND (VGHCX) — Int/Div

BROKERAGE #1 (H)

SCHWAB BANK DEPOSIT ACCOUNT (cash) — Interest

EATON VNCE MGD GLBL BUY (FORMERLY ETWY(ETW) — Int/Div

EOG RESOURCES INC (FORMERLY EOG COMMON STOCKY EOG) — Int/Div

EBAY COMMON STOCK (EBAY) — None — Sold

PYPL COMMON STOCK — None

ISHARES MSCI EAFE ETF (EFA) — Int/Div

SPDR S&P 400 MID CAP (MDYV) — Int/Div

VANGUARD S/T INVESTMENT (VFSTX) — Int/Div

EAGLE MLP STRATEGY FD 1 (EGLIX) — Int/Div

ISHARES GLOBAL UTILITIES ETF (FORMERLY JXhuJXnh — None — Sold (part)

ISHARES GLOBAL UTILITIES ETF (FORMERLY JXhuJXnh — Sold

MAIRS AND POWER SM CAP (MSCFX) — Int/Div

SCHWAB SMALL CAP INDEX (SWSSX) — Int/Div

BROKERAGE 22 (H)

SCHWAB BANK SWEEP ACCOUNT (cash) — Interest

ISHARES MSCI JAPAN (EW) — Int/Div — Buy

PRIMECAP ODYSSEY AGGR (POAGX) — Int/Div — Buy

IRA £2 (H)

JPMORGAN MID CAP VALUE (FLMVX) — Int/Div

MAIRS & POWER GROWTH FUND IMPGFX) — Int/Div — Sold

MAIRS & POWER SM CAP (MSCFX) — Int/Div — Buy

OAKMARK INTL FD INV (OAKIX) — Int/Div

OPPENHEIMER DEVELOPING MARKETS (ODMAX) — Int/Div

PRIMECAP ODYSSEY AGGRESSIVE (POAGX) — Int/Div

EDUCATIONAL ACCOUNT #1 (H)

MAIRS & POWER GROWTH FUND IMPGFX) — Int/Div

PRIMECAP ODYSSEY AGGRESSIVE GROWTH FUND (POAGX) — Int/Div

EDUCATIONAL ACCOUNT £2 (H)

MAIRS & POWER GROWTH FUND IMPGFX) — Int/Div

PRIMECAP ODYSSEY AGGRESSIVE GROWTH FUND (POAGX) — Int/Div

529 COLLEGE SAVINGS #1(H)

TN FIRST TENNESSEE INTEREST BEARING ACCT (CASH) — Int/Div — Buy

TN DFA LARGE CAP INTERNATIONAL (DFALX) — None — Buy (add'l)

TN DFA LARGE CAP INTERNATIONAL (DFALX) — Sold

TN PRIMECAP ODYSSEY AGGR GROWTH (POAGX) — None — Buy (add'l)

TN PRIMECAP ODYSSEY AGGR GROWTH (POAGX) — Sold (part)

TN VANGUARD WELLINGTON ADM (VWENX) — None — Buy (add'l)

TN VANGUARD TOTAL BOND MARKET INST(VBTIX) — None — Sold

S29 COLLEGE SAVINGS #22 (H)

TN FIRST TENNESSEE INTEREST BEARING ACCT (CASH) — Int/Div — Buy

TN DFA LARGE CAP INTERNATIONAL (DFALX) — None — Buy (add'l)

TN PRIMECAP ODYSSEY AGGR GROWTH (POAGX) — None — Buy (add'l)

TN VANGUARD WELLINGTON ADM I(VWENX) — None — Buy (add'l)

TN VANGUARD TOTAL BOND MARKET INST(VBTIX) — None — Sold

S29 COLLEGE SAVINGS #3 (H)

TN FIRST TENNESSEE INTEREST BEARING ACCT (CASH) — Int/Div — Buy

PRIMECAP ODYSSEY AGGRESSIVE GROWTH (POAGX) — None

DFA LARGE CAP INTERNATIONAL (DFALX) — None

VANGUARD WELLINGTON ADM (VWENX) — None

TN VANGUARD TOTAL BOND MARKET INST (VBTIX) — None — Sold

BROKERAGE #3 (H)

PRIMECAP ODYSSEY AGGRESSIVE GROWTH (POAGX) — Int/Div — Buy

PRIMECAP ODYSSEY AGGRESSIVE GROWTH (POAGX) — Sold (part)

T ROWE PRICE HEALTH SCIENDES (PRHSX) — Int/Div — Buy

OTHER HOLDINGS (H)

VASCULAR TECHNOLOGIES INC — None

Spouse's income — 2018 — SHELBY COUNTY TENNESSEE SCHOOLS - SALARY

Part VII, line 3: Ticker symbol change only; see 2017, line 4.

Part VII, lines 26-38: Transaction dates are the closing dates for the corresponding quarterly statements, as more specific information is not available from

the 401(k) plan manager.

Part VII, line 102: Valuation of this asset 1s based upon the amount of the mitial mvestment.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.