Michael E. Ridgway

Northwestern Mutual Life Ins. - Adjustable Comp, Life — Int/Div

Northwestern Mutual Life Ins Extraordmary Life — Int/Div

Northwestern Mutual IRA (H)

Select Bond (Mason Street Advisors) — Distribution

Equity Income (Mason Street Advisors/T Rowe Price) (Y)

Focused Appreciation (Mason Street Advisors/Loomis Savles) — Distribution

Wells Fargo Bank, NA. - Cash Account — None

Commercial State Bank - Cash Accounts 1X) — Interest

Brokerage # (Merrill Lynch) (H)

FIA Card Services, N.A. (Bank of America) — Interest

Oppenheimer Global Opportunities FD CLY (OGIYX)(X) — Distribution — Buy

Clearbridge Large Cap (SBLYX) (X) — Distribution — Buy

Oppenheimer Developimg Markets FD CLY (ODVYX) — Int/Div

Putnam Investors FD CL Y (PNVYX) — None — Sold

Thomburg LTD Term Inc. FD CL (THX) — Int/Div

Neuberger Berman Equity, Inc. Fund INBHIX) — Int/Div — Sold (part)

Hennessy Focus Fund (HFCIX) — None — Sold (part)

Hennessy Focus Fund (HFCIX) — Sold

First Eagle Global Fund, Class 1 (SGIIX) — Int/Div

Goldman Sachs Rising (GSRLX) — Int/Div

Invesco European Small (ESMYX) — Int/Div

Brokerage # 2 (IRA) (Merrill Lynch) (H)

FIA Card Services NA, RASP (Bank of America) — Interest

Fidelity ADV DIV INTL 1 (FDVIX) — None — Sold

SPDR S&P SOOETF Trust (SPY) (X) — Int/Div — Buy

Principal Preferred Secunites Fund CL P (PPSPX)(Y)

Principal Preferred Securities Fund (PPSIX) — Int/Div

Principal Global Diversified, Inc. Fund (PGDPXHY)

Principal Global Diversified Income Fund (PGDIX) — Int/Div

SPDR US DVDND Aristocrat ETF (SDY) (XxX) — Int/Div — Buy

T Rowe Price QM US Small (PRDSX) (xX) — Distribution — Buy

Thormburg LTD Term Inc. FD CL (THX) — Int/Div

Eaton Vance Atlanta Capital - SMID {EISMX) — istnbution

Nuveen Preferred Securities (NPSRX) — Int/Div

Oppenheimer Developing Markets FD CL Y (ODVYX) — Int/Div

Neuberger Berman Emerg (NEMIX (X) — Int/Div — Buy

Putnam Equity Spectrum Fund CL Y (PYSYX) — None — Sold

Cohen & Steers Real Estate Securities FDIHCSDIX) — Int/Div

Goldman Sachs Rising (GSRLX) — Distribution

Invesco European Small (ESMYX) — Int/Div

SPDR US Fmancial Sector ETF (XLF) — Int/Div

Sector SPDR Industrial (XL) — Int/Div

Materials Select Sector SPDR Fund (XLB) — Int/Div

Select Sector SPDR TR (XLK) — Int/Div

Sector SPDR Energy (XLE) — Int/Div

Brokerage # 3 (ROTH IRA) (Merrill Lynch) (Hy

FIA Card Services NA, RASP (Bank of America) — Interest

Putnam FD for Growth & Income FD CL YPGIYX)(Y)

Putnam Equity Income Y (PEIYX) — None

Putnam Multi Cap. Growth Fund CL Y (PNOY XX) — Int/Div — Sold

Delaware Value Fund INSTL CL (DDVIX) — Int/Div

Oppenheimer Developimg Markets FD CLY(ODVYX) — Int/Div

Carillon Scout Mid Cap Fund CL Retail (UMBMX) — Int/Div

Neuberger Berman Emerg Markets Equity Fund Inst (NEMIX) — Int/Div

T Rowe Price QM US Small Cap Growth Equity FD (PRDSX) — Distribution

American Growth Fund of America CL F2(GFFFX) (X) — Int/Div — Buy

Reimbursement — Central States Bankruptcy Workshop

Income — 2018 — University of St. Thomas Law School, Adjunct Professor, Bankruptcy — S3.000.00

Part VIL. Line 5: this asset is part of the Northwestern IRA. but this asset individually did not reach the reporting threshold at the end of 2018,

Part VIL. Line 26: this asset merged with the asset on Line 27 in 2017 and is now listed as "PPSIX."

Part VIL Line 28: this asset merged with the asset on Line 29 in 2017 and is now listed as "PGDIX.”

Part VII Line 48: this asset merged with the asset on Line 49 in 2017 and is now listed as "PEIYX."

Part VII. Lines §, 11,12, 25, 30, 31, 36, & 56 are all assets that were first acquired in 2018,

Part VII, Line 50: this asset was sold on (4/25/18 under the name of "Putnam Sustainable Leaders Fund CL Y" but was still listed on the Exchange using the same

symbol of "PNOYX."