Sonia Sotomayor

Citibank. NA. Accounts — Interest

Morgan Stanley Bank, NA (H) — Interest

Morgan Stanley Bank, NA (IRA) (H) — Interest

Blackrock GLB Allocation FD Class A (IRA) — Int/Div

Pimco Unconstrained BDA (IRA) — Int/Div

Rental Property #1, New York, NY Appraised 2012 — Rent

Ishares Core MSCI EAFE ETF — Int/Div

Ishares Core MSCI Emergmg — Int/Div

shares IBOXX S HY COR BD ETF — Int/Div — Sold

Ishares Russell 1000 GRW ETF — Int/Div

Ishares Russell 1000 Value ETF — Int/Div

Ishares Russell 2000 GRWTH ETF — Int/Div — Sold

Ishares Russell 2000 Value ETF — Int/Div — Sold

Ishares Russell MIDCAP G ETF — Int/Div

Ishares Russell MIDCAP V ETF — Int/Div

Ishares Tips Bond ETF — Int/Div

PIMCO Enhanced SHRT MTRT EXC — Int/Div

SPDR Nuveen BBG Bar SHRT Term — Int/Div

SPDR Nuveen BBG Barclays MUN B — Int/Div

Wisdomtree Trust JAPN Hedge EQ — Int/Div — Sold

Ishares Inc MSCI Japan (ETF) — Int/Div — Buy

Goveming Director, 1Cvics

Liability — JP Morgan Chase, NA — Mortgage on Rental Property #1, New York, New York (Pr. VII, Line 6)

Reimbursement — Public Legal Education) — Learning Initiative Conference

Reimbursement — Tea a Law — TNO MOINS. TWINS A and answer session with law school students — A >a FEE. <r,

Reimbursement — eT NG SRP a” 7 Ey Se Ty A SN th LV and answer session with students

Reimbursement — Student Personnel Adminstration — and answer session with conference participants

Reimbursement — Flaw — honoring Judge Robert A Katzmann

Reimbursement — and answer session with students

Reimbursement — Law Guarini Institute for Global Legal Studies — South Africa Constitutional Court Judge Albie Sachs

Reimbursement — Yale Umversity School of : Law — 9/13.14/2018 — New Haven, C1 — Participation mn Global Constitutionalism Seminar — Transportation, Lodging and Meals

Reimbursement — Princeton University — 10/5/2018 — Princeton, NJ — Speech — Transportation

Reimbursement — American Academy of Arts : and Sciences — 10/6-72018 — Cambridge, MA — Induction as a member — Transportation, Lodging and Meals

Reimbursement — Comell University School of Law — 10/18192018 — Ithaca, NY — Judged Moot Court Competition — I ransportation, Lodgmg and Meals

Reimbursement — Harvard University Law School — 11/13-1472018 — Cambndge, MA — Judged Moot Court Competition — Transportation, Lodging and Meals

Reimbursement — Gy =r aay School — AUT ih, Fede Schur Tatod CBMOOERT A nie Award for Distinguished Public Service

Income — 282018 — Penguin Random House LLC — $12,500.00

Income — 716/2018 — Penguin Random House LLC — SS500.00

Income — 10/82018 — Penguin Random House LLC — S10.000.00

Income — 11/52018 — Penguin Random House LLC — S10.000.00

Part 111 = A - Ttems 1, 2, 3 and 4 - Publisher's advances against royalties for two books. Dates provided are dates of checks forwarded by literary agent in amounts

net of agent's commissions, | have been advised by Penguin Random House, LLC, publisher of the two books, Tuming Pages and The Beloved World of Sonia

Sotomayor that it disbursed $20,052 during 2018 to promote the sale of the books. Those disbursements included the payment of expenses to third parties (e.g.

transportation and lodging) in support of appearances | made in various locations m the United States. 1 visited Michigan State University in August, 2018 and

State University of New York at Stony Brook in October, 2018, and participated in question and answer events with students at both universities. Both are public

institutions. Both universities purchased copies of my memoir, My Beloved World, which were read as part of their freshman orientation programs.

Part 111 - A - Item 5 - Donation of $2,000 was made on my behalf to a qualified charitable organization in lieu of an honorsrium, pursuant to Section 1020.30(¢) of

the Judicial Conference Regulations.

Part IV « Item | « In conjunction with this event, | participated in events sponsored by the University of Texas - Sun Antonio and the University of Houston Law

School. Both universities are public institutions. The cost of transportation was shared by the sponsor of the event and the two universities.