Gregory R. Schaaf

FXL — None — Buy

FXL — None — Buy

Republic Bank, Cash Account — Int/Div

Metropolitan Tower Life Insurance Company(whole life) (Note 1) — None

H)Retirement Account - No. 1 (risk based)

Federated Treasury Obligations Fund — Int/Div

Federated Treasury Obligations Fund — None — Sold (part)

QTEC — Int/Div — Sold (part)

First Trust Target High Qual Div 16 MO FE RE — None — Matured

First Truste Target GLB DIV LDRS 4QTR 16 MO FE RE — None — Matured

HYLS — Int/Div — Sold (part)

HYLS — Sold

First Trsut Auto'd Quantitative AQA Ser 14 — Int/Div

Furst Trust Trust Series 15 (FT Div Inc Trust Series 15 Fee Reimb.) — Int/Div

First Trust Sabirient Baker's Dozen Portfolio April 17 Ser — Int/Div — Matured

FTXO — Int/Div — Buy (add'l)

FTXO — Sold

FIXD — Int/Div — Sold (part)

FIXD — Sold

FITSM — Int/Div — Sold (part)

FITSM — Sold

LMBS — Int/Div — Sold (part)

LMBS — Sold

FEMB — Int/Div — Sold (part)

FEMB — Sold

FTSL — Int/Div — Sold (part)

FTSL — Sold

FTSL — Int/Div — Buy (add'l)

FTSL — None — Buy

FTSL — None — Buy

First Trust Target Glbal Dvd Leaders 1Q 18 Term Fee Reiny — Int/Div — Buy

Furst Trust High Quality Dvd 1Q 18 Fee Reiny — Int/Div — Buy

First Trust Portfolio LP AQA Large Cap Portfolio Series Fee Reinvest — Int/Div — Buy

First Trust Sabrient Bakers Dozen Portfolio May 2018 Fee R — Int/Div — Buy

First Trust Sabrient Bakers Dozen Portfolio May 2018 Fee R — Int/Div — Buy

First Trust Sabrient Bakers Dozen Portfolio May 2018 Fee R — Sold

H)End Retirement Account « No.

Hiinvestement Account = No.

SCO — Int/Div

FDN — None

QTEC — Int/Div

FTXO — Int/Div — Sold

FTXO — Int/Div — Sold

FXL — Int/Div

Standard Bank (temporary account) — Interest

H)End Investment Account « No.

H)Retirement Account - No. 2

TIAA Trad) — Interest

CREF Stock — Interest — with line 53)

TIAA Real Estate — Interest — with line 53)

CREF In'l Linked Bond — None — with line 53)

CREF Money Market Account R1 — Interest — with line 53)

TC Lfeyle Idx Rimt Note 3 — None — Open

TC Lfeyle Idx Rimt Note 3 — Buy (add'l)

H)End Retirement Account - No. 2

H)lnvestment Account - No. 2

VFIAX — Int/Div — Sold (part)

VEXAX — Int/Div — Sold (part)

WMMXX — Int/Div — Closed

VBTLX — Int/Div — Sold

VTIAX — Int/Div — Sold

ARKK — None — Buy

ARKK — Int/Div — Buy

ARKK — None — Buy

ARKK — None — Buy

FTCS — Int/Div — Buy

FTCS — Buy (add'l)

FTCS — None — Buy

FTCS — Int/Div — Buy

FTCS — Buy (add'l)

QTEC — Int/Div — Buy

RDVY — Int/Div — Buy

RDVY — Int/Div — Buy

SPLV — Int/Div — Buy

SPLV — Buy (add'l)

SPLV — Int/Div — Buy

SPLV — Int/Div — Buy

SPLV — Int/Div — Buy

BlHCX — Int/Div — Buy

SBLYX — Int/Div — Buy

HLIEX — Int/Div — Buy

JINBAX — Int/Div — Buy

JJSOSX — Int/Div — Buy

JVASX — Int/Div — Buy

GLIFX — Int/Div — Buy

GLIFX — Buy (add'l)

MFAIX — None — Buy

PXWIX — Int/Div — Buy

PRIZX — None — Buy

PDBZX — Int/Div — Buy

TRBCX — None — Buy

TRBCX — Buy (add'l)

PKSFX — Int/Div — Buy

WACPX — Int/Div — Buy

DWXH — None — Buy

DWXH — Buy (add'l)

DWXH — Sold

H)End Investment Account - No. 2

Community Trust Bank — Interest

Hinvestment Account = No. 3

Oppenhiemer Steelpath MLP Income Fund A (MLPDX) (Note 2) — Int/Div

Oppenheimer Global Opportunities Fund Class A (OPGIX) (Note 2) — None — Buy

H)End Investment Account - No. 3

PNC Bank — Interest

Metropolitan Tower Life Insurance Company {Whole Life) (Note 1) — None

Reimbursement — TRIG ros A. Institute — MRBS Summer Conference — TL, uy

Spouse's income — 2018 — Atlanta International School, Atlanta, Ga; salary

Spouse's income — 2018 — Transylvania University, Lexington, KY; salary

Note 1: Part VII, Lines 2, 105. Policy taken over from General American Life through a merger.

Note 2: Part VII, Lines 100-103. The monthly dividends from MLPDX are reinvested monthly in OPGIX. The amounts are $161.28 each month beginning

January. Based on the small amount exch month, 1 aggregated on an annual basis. There are no dividends for the new second Oppenheimer account,

Note 3. Part VII, Lines 53-54. Contributions from the employer and employee into this investment per payperiod are aggregated on an annual basis on line 54.

Contemporaneously with becoming eligible to participate in the new employers’ retirement plan, several of the investment accounts were consolidated into the

investment on line $3. The designation "merger" was used to show the transfer of funds,