Karen E. Schreier

GREAT WESTERN BANK ACCOUNT (cash) — Interest

DISCOVER BANK ACCOUNT (cash) — Interest

NEW YORK LIFE INSURANCE CO. FIXED ADVANTAGE ANNUITY — Interest

NEW YORK LIFE UNIVERSAL LIFE POLICY — Int/Div

LINCOLN FINANCIAL GROUP UNIVERSAL LIFE INS. POLICY — Interest

PROTECTIVE UNIVERSAL LIFE INS POLICY — Interest

FIRST DAKOTA TITLE INS. LTD. PTR (1 UNIT) — Int/Div

KWB HOTEL PARTNERS. LLC — None

DOUGHERTY & DOUGHERTY LLP — Interest

BROKERAGE ACCOUNT #1 (H)

T. ROWE PRICE EQUITY INCOME: FUND (PRFDX) — Int/Div

T. ROWE PRICE GROWTH STOCK FUND (PRGFX) — Int/Div

1. ROWE PRICE NEW HORIZONS FUND (PRNHX) — Int/Div — Sold (part)

T. ROWE PRICE SCIENCE AND TECHNOLOGY FUND (PRSCX) — Int/Div

TT. ROWE PRICE VALLE FUND (TRVLX) — Int/Div

IRA #1 RBC WEALTH MANAGEMENT (Hy

RBC BANK DEPOSIT PROGRAM (cash account) — Interest

ISHARES MORNINGSTAR MID CAP GROWTH (JKH) — Int/Div — Buy

ISHARES S&P SM CAP 600 GROWTH wn — Int/Div — Buy

VANGUARD SECTOR INDEX FDS VG ENERGY ETF (VDE) — Int/Div — Buy

VANGUARD WORLD FUNDS VG HEALTH CARE ETF (VHT) — Int/Div — Buy

VANGUARD FTSE DEVELOPED MKTS ETF (VEA) — Int/Div — Buy

NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND SOBI (QQOX) — Int/Div — Buy

PUTNAM EQUITY INCOME FUND CL CL (PEQCX) — Int/Div — Sold

PIMCO FDS SENIOR FLOATING RATE FD CLCMUTUAL FUND (PRSWX) — Int/Div — Sold

PUTNAM FDS TR CAPITAL SPECTRUM FD CL C(PVSCX) — None — Sold

BROKERAGE ACCOUNT #2 RBC WEALTH MGT (Hy

RBC BANK DEPOSIT PROGRAM (cash account) — Interest

ALTRIA GROUP INC. COMMON (MO) — Int/Div

APPLE INC (AAPL) — Int/Div

BERKSHIRE HATHAWAY CL B COMMON (BRKB) — None

CHEVRON CORP COMMON (CVX) — Int/Div

CIGNA CORP (CH (X) — None

CITIGROUP INC. COMMON (CO) — Int/Div

COCA-COLA COMPANY COMMON (KO) — Int/Div

COLGATE-PALMOLIVE COMPANY COMMON (CL) — Int/Div

CONAGRA COMMON (CAG) — Int/Div — Buy (add'l)

DEERE & CO.-COMMON (DE) — Int/Div

EXPRESS SCRIPTS (ESRX) — None — with Ime 35)

EXXON MOBIL CORP COMMON (XOM) — Int/Div

GENERAL ELECTRIC COMPANY COMMON (GE) — Int/Div

HOME DEPOT INC. COMMON (HD) — Int/Div

INTEL CORPORATION COMMON (INTC) — Int/Div

INTERNATIONAL BUSINESS MACHINES (IBM) — Int/Div

INVESCO ETF S&P 500 EQ WT TECH (RYT — Int/Div — Buy

ISHARES NASDAQ BIOTECHNOLOGY INDEX FD (IBB) — Int/Div

ISHARES RUSSELL MID CAP ETF (IWR) — Int/Div

ISHARES RUSSELL 2000 ETF (IWM) — Int/Div

ISHARES US PHARMACEUTICALS ETF (IHE) — Int/Div

KRAFT HEINZ COMPANY COMMON (KHO) — Int/Div — Buy (add'l)

LAMB WESTON HOLDINGS INC COMMON STOCK (LW) — Int/Div

MERCK & CO. INC. COMMON (MRK) — Int/Div

MICROSOFT CORP COMMON (MSFT) — Int/Div

MONDELEZ INT. INC - COMMON (MDLZ)y — Int/Div

PEPSICO INCORPORATED COMMON (PEP) — Int/Div

PFIZER INC. COMMON (PFE) — Int/Div

PHILIP MORRIS INTL INC. COMMON (PMY — Int/Div

PROCTOR & GAMBLE CO. COMMON (PGH — Int/Div

TARGET CORP COMMONI(TGT — Int/Div

US BANCORP DEL- COMMON (USB) — Int/Div — Buy (add'l)

VAN ECK FUNDS GLOBAL ASSETS FUND CL C(GHAAX) — None — Sold

VANGUARD ADMIRAL FDS INC S&P S00 GROWTH INDEX FD ETF (VOOG) — Int/Div

VANGUARD WORLD FUND (VHT) — Int/Div

WALGREENS BOOT ALLIANCE INC (WBA) — Int/Div

IM COMPANY COMMON (MMM) — Int/Div — Buy (add'l)

BP PLC SPONS ADR COMMON (BP) — Int/Div

AMERICAN FUNDS EURO PACIFIC GROWTHFD CL A (AFEPGX) — Int/Div

ISHARES GLOBAL TELECOM ETF {I1XP) — Int/Div — Sold

MEDTRONIC PLC COMMON (MDT) — Int/Div

OPPENHEIMER DEVELOPING MKTS FUND-.CL C(ODVCX) — None

ROYAL DUTCH SHELL PLC SPON ADR REPSTG B SHS (RDSB) — Int/Div

THORNBURG INVT TR INTL VALUE FD CLC MUTUAL FUND (THGCX) — None — Sold

PIMCO FOREIGN BOND FUND (PFOCX) — Int/Div

MORGAN STANLEY PVT BK C/D 08/3120 (617T60APFO) — None — Buy

BANK OFAMERICA CHARLOTTE NA CD 060SIVTX4) — None — Sold

EATON VANCE NAT. MUN OPPORTUNITIES TR (EOT) — Int/Div

DESCHUTES & JEFFERSON CNTYS OR SD #02) (250343FLY9) — None

YUBA CITY CAL. UNL SCHOOL DIST BOND (9882S8FK0) — None

FRANKLIN-MCKINLEY CAL. SCHOOL BOND (351856F51) — None

FORT BEND CNTY TEX MUN UNTIL DI ULTLD TAX BDS (34683G0Q9) — Interest

ALLEN TX INDPT. SCHOOL DIST BOND (0I18106FG4)y — None

PENN. ST. TPK COMMON TPK TOLL ROADS BOND (4) — Int/Div

LINCOLN NATL LIFE AMER. ANNUITY (Hy

LVIP AMERICAN GROWTH FUND — None

LVIP AMERICAN GROWTH-INCOME FUND — None

IRA ACCOUNT #2 RBC WEALTH MANAGEMENT (H)

RBC BANK DEPOSIT PROGRAM (cash account) — Interest

ISHARES TR RUSSELL MID CAP ETF (IWR) — Int/Div — Buy (add'l)

ISHARES TR RUSSELL MID CAP ETF (IWR) — Sold (part)

ISHARES TR RUSSELL MID CAP ETF (IWR) — Sold (part)

VANGUARD ADMIRAL FDS. INC S&P S00 VALUE INDEX (VOOV)Y — Int/Div — Buy (add'l)

VANGUARD ADMIRAL FDS. INC S&P S00 VALUE INDEX (VOOV)Y — Buy (add'l)

VANGUARD INDEX FUNDS SMALL CAP VALUE ETF (VBR) — Int/Div — Buy (add'l)

VOYA SER FD INC CORPORATE LEADERS TRUST SER BILEXCX) — Int/Div — Sold

VANGUARD FTSE DEVELOPED MARKETS ETF (VEA) — Int/Div

EATON VANCE INCOME FUND BOSTON INC INST CL (EIBIX) — Int/Div

TEMPLETON GLOBAL BOND ADVISOR CL (TGBAX) — Int/Div

COLUMBIA FDS SER TR Il MASS FLEX CAP INC FD LICFIZX) — Int/Div — Buy

HARTFORD MUT FDS INC BAL INC FD CL 1 (HBLIX) — Int/Div — Buy

JPMORGAN TR 1 INC BLDR FD CL 1 (INBSX) — Int/Div — Buy

US TREAS. SEC. STRPD. BOND (912803ANY) — None — Sold

THORNBURG INVT TR INVT INCOME BUILDER FD CL 1L(TIBIX) — Int/Div

PIMCO FDS REAL ESTATE REAL RETURN STRATEGY (PETPX) — Int/Div — Sold (part)

BROKERAGE ACCOUNT #3 RBC WEALTH MANAGEMENT (Hy

GALENA PARK TEX INDPT. SCH BOND — Interest

CLACKAMAS & WASHINGTON ONTYS EDUCATION BOND — Interest

SOUTHERN MINNESOTA MUNI PWR BOND — Interest

PENN ST TPK COMMN TPK TOLL ROADS BOND — Interest

BENEFICIARY SEP IRA #1 RBC WEALTH MGT (H)

RBC BANK DEPOSIT PROGRAM (cash account) — Interest

ALPS ETF TR ALERIAN MLP (AMLP) — Int/Div

ISHARES RUSSELL MID CAP ETF (IWR) — Int/Div

JANUS INVT FD HENDERSON GLOBAL LIFE SCIENCES (JENIX) — Int/Div — Buy (add'l)

T.ROWE PRICE HEALTH SCIENCES FUND INC (PRHSX) — Int/Div

VANGUARD ADMIRAL FDS INC S&P S00 GROWTH INDEX FD ETF (VOOG) — Int/Div — Sold (part)

VANGUARD ADMIRAL FDS INC S&P S00 GROWTH INDEX FD ETF (VOOG) — Sold (part)

VANGUARD ADMIRAL FDS INC S&P S00 GROWTH INDEX FD ETF (VOOG) — Sold (part)

VANGUARD ADMIRAL FDS INC S&P S00 VALUE INDEX FD ETF SHS (VOOV) — Int/Div — Buy (add'l)

VANGUARD INDEX FUNDS SMALLCAP VALUE ETF (VBR) — Int/Div

TROWE PRICE GLOBAL TECHNOLOGY FD INC(PRGTX) — Int/Div — Buy (add'l)

VANGUARD DEVELOPED MARKETS INDEX FUND ADMIRAL (VTMGX) — Int/Div

VANGUARD FTSE DEVELOPED MARKETS ETF (VEA) — Int/Div

VANGUARD INTERMEDIATE TERM BOND ETF (BIV) — Int/Div

SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF (BWX) — Int/Div — Sold (part)

EATON VANCE INCOME FD BOSTON INC INSTL CL (EIBIX) — Int/Div

ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF (HYG) — Int/Div — Sold (part)

INVESCO EMERG MKTS SOV DEBT ETF (PCY) — Int/Div — Sold (part)

ISHARES TIPS BOND ETF (TIP) — Int/Div

SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF (RWO) — Int/Div — Sold

COLUMBIA FDS SER TR Il MASS FLEX CAP INC (CFIZX) — Int/Div — Buy

JPMORGAN TR 1 INC BLDR FD CL 1 (INBSX) — Int/Div — Buy

Member Board of Directors, South Dakota Children's Home Society

Member Board of Directors, Federal Judges Association

Reimbursement — Federal Judges Association — S/62018-5/82018 — Washington, DC — Board of Directors meeting — hotel, meals

Reimbursement — National Conference of : Bankruptcy Clerks — SA272018-8/13.2018 — New York, NY — Speech on behalf of Bankruptcy Comittee — hotel, anfare and meals

Spouse's income — 2018 — Self-employed (attomey)

Part VII, lines 6, 7, and 139: Name changes; see 2017, lines 6, 7, and 123, respectively.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tux exempt, or tax deferred, or becuse the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.