Reena Raggi

CITIBANK CHECKING ACCOUNT — Interest

CITIPERSONAL WEALTH MANAGEMENT

NEW YORK ST DORM AUTH ST PERS INCOME TAX REV ED-A-BE — Interest — Redeemed

NY ST THRUWY AUTH ST PERS INCM TX REV BDS-B/E DD 9/1008 — Interest — Redeemed

BARCLAYS BK DEL RETAIL CTF DEP IA2 2.700% 12/19/19 — Interest — Buy

BARCLAYS BK DEL RETAIL CTF DEP 3A2 3.0500 12721720 — Interest — Buy

GENERAL ELECTRIC CAPITAL CORP CORPORATE BONDS — Interest — Redeemed

GENERAL ELECTRIC CAPITAL CORP CORPORATE BONDS — Interest — Redeemed

CASH ACCOUNT-CITIBANK BANK DEPOSIT PROGRAM — Interest

CHARLES SCHWAB-CONTRIBUTORY IRA -HIGHTOWERS ADVISORS LLC

CASH ACCOUNT — Interest

VANGUARD MID-CAP ETF — Interest — Buy

ISHARES BARCLAYS 1-3 YEARS CRED SHORT TERM BOND FUND — Int/Div

VANGUARD BOND INDEX FUND — Int/Div

CALVERT SHORT DURATION INC A MUTUAL FUNDS — Int/Div

DELAWARE LTD-TERM DIVERS INC A MUTUAL FUNDS — Int/Div

PIMCO TOTAL RETURN A MUTUAL FUNDS — Int/Div

VIRTUS MILTI-SECTOR S/T BD A MUTUAL FUNDS — Int/Div

TEMPLETON GLOBAL BDFD A — Int/Div

TEMPLETON GLOBAL TOTAL RET A — Int/Div

GUGGENHEIM S&P 500 EQUAL EFT — Int/Div

CHARLES SCHWAB - HIGHTOWER SECURITIES, LLC

GENERAL ELECTRIC CO — Int/Div

PFIZER INC — Int/Div

NEW YORK NY CITY TRANSITIONAL FIN-MUNICIPAL BOND — Interest — Redeemed

ALBANY NY INDL DEV AGY CIVIC FAC REV-MUNICIPAL BOND — Interest

NEW YORK ST URBAN DEV CORP REV SERVICE-MUNICIPAL BOND — Interest — Redeemed

METROPOLITAN TRANSN AUTH NY REV FOR-MUNICIPAL BOND — Interest

ALBANY NY INDL DEV AGY CIVIC REV-MUNICIPAL BOND — Interest

NEW YORK NY GO BDS SER. 2009 B-1-MUNICIPAL BOND — Interest — Redeemed

NEW YORK ST TWY AUTH GEN REV GEN REV BDS-MUNICIPAL BOND — Interest — Redeemed

NEW YORK NY CITY TRANSITIONAL FIN-MUNICIPAL BOND — Interest — Redeemed

NEW YORK NY GO BDS SER. FISCAL 2008 1-1 MUNICIPAL BOND — Interest — Redeemed

METROPOLITAN TRANSN AUTH N'Y REV FOR-MUNICIPAL BONDS — Interest

NEW YORK ST TWY AUTH GEN REV GEN REV BDS-MUNICIPAL BOND — Interest

NEW YORK NY CITY TRANSITIONAL FIN-MUNICIPAL BOND — Interest

CALVERT SHRT DURATIO INCOME CL C-MUTUAL FUNDS — Int/Div

MAINSTAY HIGH YIELD CORP CLASS C-MUTUAL FUNDS — Int/Div

OPPENHEIMER ROCHESTER LTD TERM NY MUNI C-MLTUAL FUNDS — Int/Div

PRUDENTIAL SHORT TERM CORP BOND CL C-MUTUAL FUNDS — Int/Div

WELLS FARGO SHORT TERM MUNI BOND FD C-MUTUAL FUNDS — Int/Div

METROPOLITAN TRANSN AUTH REV FOR 4.00% 11/15/2026 — Interest

NEW YORK NY GO BDS SER B 4.00% O8/012022 — Interest

NEW YORK NY CITY MUN WTR FIN AUTH WTR 4.125% 06/15/2024 — Interest

NEW YORK ST TWY AUTH ST PERS INCOME TAX 3.125%, 03/152025 — Interest

NEW YORK ST DORM AUTH REVS NON ST O07/012028 — Interest

ALBANY CITY NY ARPT AUTH ARPT REV REV 12/152028 — Interest

MONROE CNTY NY PUB IMPT SERIAL BDS 06/01/2029 — Interest

HUDSON YDS INFRASTRUCTURE CORP 5.000 02/1572037 — Interest — Buy

METROPOLITAN TRANSN AUTH NY 11182030 — Interest — Buy

METROPOLITAN AUTH NY REV REF BDS 4 % 11/152034 — Interest — Buy

TRIBOROUGH BEDG & TUNL ALTH NY 1152030 — Interest — Buy

CHARLES SCHWAB ONE ACCOUNT — Interest

CHARLES SCHWAB-INHERITED IRA

FIDELITY PURITAN FUND — Int/Div — Sold (part)

UBS FINANCIAL SERVICES INC IRA ROLLOVER panama

UBS BANK USA DEP ACCT — Interest

CONSUMERS STAPLES SELECT SECTOR SPDR FUND ETF — Int — Sold

ENERGY SELECT SECTOR SPDR FUND ETF — Int/Div — Sold

FINANCIAL SELECT SECTOR SPDR FUND ETF — Int/Div — Sold

ISHARES US. TECHNOLOGY ETF — Int/Div — Sold

ISHARES MSCI EMERGING MARKETS FTF — Int/Div — Sold

ISHARES CORE S&P TOTAL US STOCK MKT ETF — Int/Div — Sold

ISHARES CURRENCY HEDGED MSC EUROZONE ETF — Int/Div — Sold

REAL ESTATE SELECT SECT SPDR ETF — Int/Div — Sold

SPDR S&P REGL BANKING ETF — Int/Div — Sold

ISHARES CORE S&P SMALL-CAP EFT — Interest — Buy

ISHARES MSC! EAFE ETF — Interest — Buy

ISHARES CORE MSCI EAFE ETF — Interest — Buy

ISHARES CORE MSC EMERGING — Interest — Buy

VANGUARD VALUE ETF — Interest — Buy

VANGUARD GROWTH ETF — Interest — Buy

VANGUARD TOTAL WORLD STK ETF — Interest — Buy

ISHARES IBOXX INVT GRADE CORPORATE BOND ETF — Interest — Buy

ISHARES 20 YEAR TREAS BOND ETF — Interest — Buy

ISHARES BROAD USD INVT GRADE CORPORATE BOND ETF — Interest — Buy

ISHARES JP MORGAN USD FMERGING MARKETS BOND ETF — Interest — Buy

SHARES LS TREASLRY BOND ETF — Interest — Buy

SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF — Interest — Buy

VANECK VECTORS JP MORGAN EM LOCAL CURRENCY BOND ETF — Interest — Buy

SPDR S&P TELECOM ETF — Int/Div — Sold

SPDR S&P HEALTH CARE EQUIPMENT ETF — Int/Div — Sold

SPDR S&P HEALTH CARE SERVICES ETF — Int/Div — Sold

UTILITIES SECTOR SPDR FUND ETF — Int/Div — Sold

VANECK VECTORS OIL SERVICE ETF — Int/Div — Sold

VANGUARD CONSUMER DISCRETIONARY ETF — Int/Div — Sold

VANGUARD HEALTH CARE ETF — Int/Div — Sold

VANGUARD MATERIALS ETF — Int/Div — Sold

VANGUARD INDUSTRIALS ETF — Int/Div — Sold

UBS FINANCIAL SERVICES INC IRA ROLLOVER pm

UBS BANK USA DEP ACCT — Interest

ESCROW LB PAR VALUE — Int/Div

MAN-AHL DIVERSIFIED I CLASS B — Int/Div

UBS BANK USA DEP ACCT — Interest

ISHARES CORE S&P SMALL-CAP ETF — Int/Div — Sold (part)

ISHARES RUSSELL 2000 VALUE ETF — Int/Div — Sold

ISHARES RUSSELL 2000 GROWTH ETF — Int/Div — Sold

ISHARES GLOBAL ENERGY ETF — Int/Div

ISHARES MSC EMERGING MARKETS ETF — Int/Div — Sold

ISHARES MSC1 ACWI EX US ETF — Int/Div — Sold

ISHARES CORE MSC! EAFE ETF — Int/Div — Buy

ISHARES CORE MSC EMERGING MARKETS ETF — Int/Div — Buy

VANGUARD ENERGY ETF — Int/Div — Sold

VANGUARD FTSE ALL WORLD EX-US FTF — hy — Sold

WISDOMTREE INTL EQUITY FUND ETF — Int/Div — Sold

OPPENHEIMER S&P SMALLCAP 600 REV ETF — Int/Div — Buy

SCHWAB FUNDAMENTAL INTL LARGE CO INDEX EFT — Int/Div — Buy

FIRST EAGLE OVERSEAS FUND CLASS — Int/Div — Buy

THE GABELLI GOLD FUND INC CLASS — Int/Div

VAN ECK GLOBAL HARD ASSETS CL Y — Int/Div

DOUBLELINE INCOME SOLUTIONS FD — Int/Div — Sold (part)

ISHARES TIPS BOND ETF — Int/Div

ISHARES 1-3 YEAR CREDIT BOND — Int/Div

ISHARES IBONDS DEC 2018 TERM CORPORATE ETF — Int — Sold

ISHARES IBONDS DEC 2020 TERM CORPORATE ETF — Int/Div

ISHARES IBONDS DEC 2019 TERM CORPORATE ETF — Int/Div

ISHARES IBONDS DEC 2021 TERM CORPORATE ETF — Int/Div

DOUBLE LINE TOTAL RETURN FUND INSTL — Int/Div — Buy

DREYFUS INTERNATIONAL BOND FUNDCL — Int/Div

DREYFUS OPPORTUNISTIC FIXED INCOME FUND CLASS 1 — Int/Div

JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS — Int/Div

LOOMIS SAYLES STRATEGIC INCOME FUND CLASS Y — Int/Div

LORD ABBETT BOND DEBENTURE FUND CLASS F — Int/Div

METROPOLITIAN WEST TOTAL RETURN BOND FUND CLASS — Int/Div

PIMCO TOTAL RETURN FUND — Int/Div

PIONEER STRATEGIC INCOME Y — Int/Div

VOYA INTERMEDIATE BOND FUND CLASS — Int/Div

MERRILL LYNCH-RAMIREZ WEALTH MANAGEMENT

CASH/MONEY ACCOUNTS - BANK OF AMERICA — Interest

GNA POOIISIM — Interest

GNM POD 1489IM — Interest

UBS FINANCIAL SERVICES INC ACCOUNT pn

UBS BANK USA DEP ACCT (X) — Interest

ISHARES RUSSELL 2000 ETF (X) — Interest

ISHARES RUSSELL 1000 VALLE ETF — Interest

ISHARES RUSSELL 1000 GROWTH ETF — Interest

ISHARES CORE MSC! EAFE ETF — Interest

GREAT WSTN BK SD US MAT 02262019 — Interest — Buy

INVESTORS BK SHORT NJ US MAT 05/14/2019 — Interest — Buy

NORTH AMER BKG CO MN US MAT 09/13/2019 — Interest — Buy

ISHARES IBONDS DEC 2020 TERM CORPORATE ETF — Interest — Buy

ISHARES IBONDS DEC 2019 TERM CORPORATE ETF — Interest — Buy

JPMORGAN CHASE BANK BAR-MLCD SPX — Interest — Buy

DOUBLELINE STRATEGIC COMMODITY FUND CLASS — Interest — Buy

BLACKROCK EQUITY DIVIDEND — Int/Div — Sold

DELWARE SMALL CAP CORE — Int/Div — Sold

EDGEWOOD GROWTH FUND CL — Int/Div — Sold

FIDELITY ADV MUNI INCOME FUND — Int/Div — Sold

MFS MUNI INCOME FUNDCL 1 — Int/Div — Sold

MFS VALUE FUND CLASS — Int/Div — Sold

OPPENHEIMER INTERNATIONAL GROWTH FUND Y CLASS — Int/Div — Sold

PIONEER AMT FREE MUNICIPAL FUND CLASS Y — Int/Div — Sold

T ROWE PRICE EMERGING MARKETS STOCK FUND — Int/Div — Sold

THE OAKMARK INTL FUND CLASS INVESTOR — Int/Div — Sold

VANECK VECTORS HIGH YIELD MUNI INDEX ETF — Int/Div — Sold

TRUSTEE, WILLIAM NELSON CROMWELL FOUNDATION, NEW YORK, NEW YORK

PART VIL LINES 138 - 141REPRESENTS A 1/3 OWNERSHIP IN ACCOUNT.