Ronald H. Sargis

Rental Property. Sacramento, California — Rent

Bank of America Demand Accounts — Interest

Golden Credit Umon Demand Account — Interest

Bank of the West Demand Account — Interest

State Farm Whole Life Insurance — Interest

Mineral Rights, Livingston, CA — None

TONNE

BROKERAGE ACCOUNT #1

Memil Lynch Direct Deposit (Cash) Account) — Int/Div

Adient PLC SHS «= ADNT — Int/Div

Johnson Controls Inter -- JCI — None

Mallinckrodt PLC - MNK (X) — None

Medtronic PLC « MDT (ka Covidien PLC) — Int/Div

Nokia Corp -- NOK — Int./y

Oracle Corp = ORCL — Ine

Pentair PLC - PNR — Int/Div

Sirus SM -- SIRI — Int/Div

TE Connectivity = TEL — Int/Div

Homie mamisns faa masini a a mais

Investments Completely Disposed of from Acct in 2017

None

NNN NNN XXXNXXXNXXXX

BROKERAGE ACCOUNT #3

Insured Bank Deposit U.S. Bank — Int/Div

Dreyfus Technology Growth -- DTGRX — Distribution — Sold (part)

Gateway CL C Remvestments — GTECX — Int/Div

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Investments Completely Disposed of from Acct 3 in 2017

None

XX XXX

BROKERAGE ACCOUNT #8 IRA ROLLOVER

General MMKT Class A Cash Fund — Int

First Trust Semor Loan Fund - FTSL — Int/Div — Sold (part)

First Trust Utilities Alphadex -- FXL — Int/Div — Sold (part)

Global X US Infrastructure Dev. ETF - PAVE — None — Buy

Goldman Sachs Activebeta US Large Cap Equity ETF -- GSLC — Int/Div — Sold (part)

Goldman Sachs Activebeta US Large Cap Equity ETF -- GSLC — Buy (add'l)

Goldman Sachs Activebeta US Large Cap Equity ETF -- GSLC — Buy (add'l)

Goldman Sachs Activebeta US Large Cap Equity ETF -- GSLC — Sold (part)

Ishares MSC Australia ETF «« EWA — Int/Div — Sold (part)

Ishares MSC Australia ETF «« EWA — Sold (part)

Ishares Core MSCI EAFE ETF - IEFA — Int/Div — Sold (part)

Ishares Core MSCI EAFE ETF - IEFA — Sold (part)

Ishares Core MSCI EAFE ETF - IEFA — Buy (add'l)

Ishares Core MSCI Emerging Markets ETF «= IEMG — Int/Div — Sold (part)

Ishares Core MSCI Emerging Markets ETF «= IEMG — Buy (add'l)

Ishares Core MSCI Emerging Markets ETF «= IEMG — Buy (add'l)

Ishares Core MSCI Emerging Markets ETF «= IEMG — Sold (part)

Ishares Core MSCI Emerging Markets ETF «= IEMG — Sold (part)

Ishares Core S&P S00 ETF « IVV — Int/Div — Sold (part)

Ishares Core S&P S00 ETF « IVV — Buy (add'l)

Ishares Core S&P S00 ETF « IVV — Buy (add'l)

Ishares Core S&P S00 ETF « IVV — Sold (part)

Ishares Technology ETF — [YW — None — Buy

Ishares MSCI EAFE ETF - EFA — Int/Div — Sold (part)

Ishares MSCI EAFE ETF - EFA — Sold (part)

Ishares MSC EAFE Growth ETF -- EFG — Int/Div — Sold (part)

Ishares MSC EAFE Growth ETF -- EFG — Sold (part)

Ishares MSC EAFE Growth ETF -- EFG — Sold (part)

shares U S Medical Devices ETF — [HI — Int/Div — Buy

Ishares MSCI All Country Asia Ex Japan AAXJ — Int/Div — Sold (part)

Ishares MSCI All Country Asia Ex Japan AAXJ — Sold (part)

Ishares U S Financial Services ETF -- IYG — Int/Div — Sold (part)

Ishares Core S&P Small Cap ETF — UR — Int/Div — Sold (part)

Ishares Core S&P Small Cap ETF — UR — Sold (part)

Ishares U S Consumer Goods ETF - IYK — Int/Div — Sold (part)

Ishares MSCI Canada ETF - EW( — Int/Div — Sold (part)

Ishares MSCI Canada ETF - EW( — Sold (part)

Invesco Aerospace & Defense - PPA (Fund Name Change) — Int/Div — Sold (part) — VIII Note Name Chg

Invesco Aerospace & Defense - PPA (Fund Name Change) — Sold (part)

Invesco QQ EFT - QQQ (Fund Name Change) — Int/Div — Sold (part) — VII Note 2 Name Chg

Invesco QQ EFT - QQQ (Fund Name Change) — Sold (part)

Invesco Exhange S&P 500 Equal Weight Energy - RYE — Int/Div — Buy

Invesco Exchange FTSE RAFI Emerging Market ETF - PXH (Fund Name Change — Int/Div — Sold (part) — VI Note 3 Name Chg

Invesco Exchange FTSE RAFI Emerging Market ETF - PXH (Fund Name Change — Sold (part)

JPMorgan Betabuilders Japan ETF - BBJP — Int/Div — Buy

Sector Healthcare Select Sector SPDR ETF « XLV — Int/Div — Sold (part)

Sector Healthcare Select Sector SPDR ETF « XLV — Buy (add'l)

Sector Healthcare Select Sector SPDR ETF « XLV — Sold (part)

Sector Financial Select Sector SPDR ETF XLF — Int/Div — Sold (part)

Sector Financial Select Sector SPDR ETF XLF — Sold (part)

Consumer Discretionary Select Sector SPDR ETF - XLY — Int/Div — Sold (part)

Consumer Discretionary Select Sector SPDR ETF - XLY — Sold (part)

Vanguard Large Cap ETF -- VV — Int/Div — Sold (part)

Vanguard Large Cap ETF -- VV — Sold (part)

Wisdomtree Japan Small Cap Dividend ETF «= DFJ — Int/Div — Sold (part)

Wisdomtree Japan Small Cap Dividend ETF «= DFJ — Buy (add'l)

Ishares 20+ Yr Treasury Bond ETF «= TLT — Int/Div — Buy

Ishares 10-20 Yr Treasury Bond ETF «- TLH — Int/Div — Buy

Pimco Investment Grade Corporate Bond Index ETF - COPR — istmbution — Sold (part)

Pimco Investment Grade Corporate Bond Index ETF - COPR — Buy (add'l)

Pimco Investment Grade Corporate Bond Index ETF - COPR — Sold (part)

SPDR Blackstone GSO SR LN - SRLN — Int/Div — Sold (part)

SPDR Blackstone GSO SR LN - SRLN — Sold (part)

Vanguard Total Bond Market ETF -- BND — Int/Div — Buy

Vanguard Intermediate Term Treasury Index ETF -- VGIT — Int/Div — Buy

Vanguard Intermediate Term Treasury Index ETF -- VGIT — Sold (part)

medsnmemsteasa sears ———"

Investments Completely Disposed of From Iovt Acct 8 in 2017

Flexshares Trust Qlty Div Index Fund - QDF — Int/Div — Sold (part)

Flexshares Trust Qlty Div Index Fund - QDF — Sold

Global X MSZCI Norway ETF « NORW — Int/Div — Sold (part)

Global X MSZCI Norway ETF « NORW — Sold

Ishares MSCI EAFE Value ETF -- EFV — None — Sold (part)

Ishares MSCI EAFE Value ETF -- EFV — Sold

ALPS Riverfront Strategic Income Fund RIGS — Int/Div — Sold (part)

ALPS Riverfront Strategic Income Fund RIGS — Sold

Ishares Intl Select Dividend ETF «- IDV — Int/Div — Sold (part)

Ishares Intl Select Dividend ETF «- IDV — Sold

shares LU S Oil Equipment & Services ETF — Int/Div — Buy

shares LU S Oil Equipment & Services ETF — Sold

shares INC MSC lly ETF — Int/Div — Buy

shares INC MSC lly ETF — Sold

shares INC MSC lly ETF — Sold (part)

shares INC MSC lly ETF — Sold

SPDR S&P Capital Markets ETF -- KCE — Int/Div — Sold (part)

SPDR S&P Capital Markets ETF -- KCE — Sold

Wisdomtree Trust Europe Hedged Equity Fund ETF — HEDJ — Int/Div — Sold (part)

Wisdomtree Trust Europe Hedged Equity Fund ETF — HEDJ — Sold (part)

Wisdomtree Trust Europe Hedged Equity Fund ETF — HEDJ — Sold (part)

Wisdomtree Trust Europe Hedged Equity Fund ETF — HEDJ — Sold

Wisdomtree Trust Intl Hedged Quality Dividend Growth Fund ETF -- THDG — Int/Div — Sold (part)

Wisdomtree Trust Intl Hedged Quality Dividend Growth Fund ETF -- THDG — Sold

NOOO XXX X XXX XXXXX

Brokerage Account 9 IRA Rollover

CASH/MMONEY MARKET -- RW Baird Genal MMKt Class A — Int/Div

Gateway CL A Reinvestments GTEYX — Int/Div

Oakmark Intl OAKIX {Hareris Oakmark on Prior Statements) — Int/Div

130 — Iistnbution

shares Russell 1000 Growth EFT IWF — Int/Div — Sold (part)

Ishares Russell Mid Cap IWR — Int/Div — Sold (part)

103. — Distribution

Advisory Research MLP & Energy Income INFIX — Int/Div

Principal Mid Cap — Distribution — Sold (part)

136. — Int/Div

SPDR Series Trust S&P Dividend SDY — Int/Div

Sterling Capital Stratton Small Cap STSCX — Distribution

139 — Int/Div

Principal Global Divversifed Income PGPDX — Int/Div — Buy (add'l)

Blackrock Strategic Income Opptys BSIXX — Int/Div — Buy (add'l)

Eaton Vance Global Macro Absolute Return FIGMX — Int/Div — Buy (add'l)

Looms Sayles Bond Inst] LSBDX — Int/Div

Templeton Global Bond Advisor TGBAX — Int/Div

145. — Distribution

Vanguard Short Term Investment Grade Admiral -VFSUX — Int/Div — Buy

Investments Completely Disposed of in 2017 From Account 9

LOCORR Market Trend LOTIX — None — Sold

ASG (NATIXIS) Global Alternatives GAFYX — None — Sold

NOOO OX XX

Trust #1

Bank of America - Deposit Accounts — Interest

US Goverment Bonds — Interest — Sold (part)

Trustee - Trust #], Trust #1 Family Member

Reimbursement — Journalist Law School Progrum

Income — 2018 — University of Pacific, McGeorge School of Law -- Co-Teaching Bankruptcy Course — S3.087.00

Spouse's income — 2018 — State of California, California Department of Public Health -—-- Retired Annuitant Salary

Spouse's income — 2018 — CalPERS - State of Califorma Retirement

Note | - Powershares Aerospace, the fund listed on the 2018 Report, Changed its Name to Aerospace & Defense ETF - June 4, 2018 Date reported by broker.

Note 2 - Powershare QQQ ETF, the fund listed on the 2018 Report, Changed its Name to Invesco QQQ - June 4, 2018 reported by broker.

Note 3 - Powershare FTSE RAFI, the fund listed on teh 2018 Report, Changed its Name to Invesco Exchange FTS RAFI Emerging Markets - June 4, 2018 Date

Reported by broker.