Dean D. Pregerson

Real Estate, Pacific Palisades. CA — Rent

Brokerage Account #1 (H)

Schwab Money Market (SWFXX) (cash) — Int/Div

MICROSOFT CORP (MSFT) — Int/Div

Metlife Ins Co of Connecticut Annuity (variable) (Hy (Y)

Pimco Total Retum (Y)

A Pioneer Strat Income (Y)

Met Eaton Floatmg (Y)

MFS Emerging Markets (Y)

Amer Funds Growth (Y)

Harms Oakmark Intnl (Y)

Met Intl SM Company (Y)

Brock Bond Income (Y)

Neub Berman Genesis (Y)

MFSValue Portfolio A (Y)

LMIS Say SMCap Core (Y)

Clarion Global Real (Y)

IRA #1 (H)

Schwab Money Market (SWGXX) — Int/Div

DoubleLine Total Return Bond 1 (DBLTX) — Int/Div — Buy (add'l)

GUGGENHEIM MACRO OPPTY GUGGENHEIM MACRO OPPTY (GIOI1X) — Int/Div — Buy (add'l)

GUGGENHEIM MACRO OPPTY GUGGENHEIM MACRO OPPTY (GIOI1X) — Sold

ROBINSON TAX ADVANTAGED (ROBNX) — Int/Div — Buy

Riverpark Short Term Hi Yield (RPHIX) — Int/Div — Buy (add'l)

Stone Ridge ALT Lending (LENDX) — Int/Div — Buy (add'l)

VOYA Securitized Credit (VCFIX) — Int/Div — Buy (add'l)

Doubleline Strategic Commodity Fd (DBCMX) — Int/Div — Buy

ELEMENTS EMERGING MARKETS PORT (ELMMX) — Int/Div — Buy (add'l)

ELEMENTS INTERNATIONAL PORT (ELINX) — Int/Div — Sold (part)

ELEMENTS INTERNATIONAL SMALL CAP PORT: (ELISX) — Int/Div — Sold (part)

ELEMENTS US PORT: (ELUSX) — Int/Div — Sold (part)

ELEMENTS US SMALL CAP: (ELSMX) — Int/Div — Sold (part)

Glenmede Secured Options Inst. (GLSOX) — Int/Div — Buy (add'l)

Goldman Sachs MLP Energy (GMLPX) — Int/Div — Buy

Stoneridge All Asset Risk Premium (AVRPX) — None — Buy (add'l)

Stoneridge All Asset Risk Premium (AVRPX) — Sold (part)

StoneRidge Remsurance Risk Premium Fd (SRRIX) — Int/Div — Buy (add'l)

StoneRidge Remsurance Risk Premium Fd (SRRIX) — Sold (part)

IRA £2 (H)

Schwab Govt Money Fund (SWGXX) (X) — hy

Angel Oak Multi-Strategy Fund (ANGIX) — Int/Div — Sold

Double Line Total Return Bond (DBLTX) — Int/Div

ROBINSON TAX ADVANTAGED (ROBNX) — Int/Div — Buy

STONE RIDGE ALT LENDING (LENDX) — Int/Div — Buy

VOYA SECURITIZED CREDIT (VCFIX) — Int/Div — Buy

DOUBLELINE STRATEGIC (DBCMX) — Int/Div — Buy

GUGGENHEIM MACRO OPPTY INST (GIO) — Int/Div — Sold

PIMCO Total Return Fund (F11RX) — Int/Div — Sold

AMG Yacktman Fund (YACKX) — None — Sold

DRIEHAUS FRONTIER EMRG MKTS FD (DRFRX) — Int/Div

ELEMENTS INTERNATIONAL PORT (ELINX) — Int/Div

ELEMENTS US PORT: (ELUSX) — Int/Div — Buy (add'l)

ELEMENTS US SMALL CAP: (ELSMX) — Int/Div — Sold (part)

GLENMEDE SECURED OPTIONS (GLSOX) — Int/Div — Buy

GOLDMAN SACHS MLP ENERGY (GMLPX) — Int/Div — Buy

Oakmark Intemational Sm Cap Fd {OAKEX) — Int/Div

Stoneridge All Asset (AVRPX) — None — Sold (part)

Stoneridge Reinsurance Risk Premium Fund (SRRIX) — None — Sold

Trust #1 (H)

IShares Russell 2000 (WM) — Int/Div

Vanguard Growth (VUG) — Int/Div

XTRACKERS MSCI EURPE HDGD EQY ETF (DBEL) — Int/Div

ANGEL OAK MULTI STRATEGY INCM FD INSTL (ANGIX) — Int/Div — Buy (add'l)

Doubleline Total Return (DBLTX) — Int/Div — Sold

EATON VANCE FLOATING RATE & HIGH INC 1 (EIFHX) — Int/Div

Osterweis Strategic Income Fund (OSTIX) — Int/Div — Buy

VANGUARD SHORT TERM TAX EXEMPT ADMIRAL SHARE (VWSLX) — Int/Div — Buy (add'l)

ARIEL INTL FD INST (AINIX) — Int/Div

Matthews Asia Dividend (MIPIX) — Int/Div

Vanguard Mid Cap Value Index (VMVAX) — Int/Div

Vanguard 500 Index Fund (VFIAX) — Int/Div

WCM Focused Int'l Growth Fund (WCMIX) — Int/Div

Advisory Board Member, Salvation Army Los Angeles Metropolitan

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.