Sheri N. Pym

Vanguard Prime Money Market Fund — Int/Div

Vanguard Rollover IRA

Vanguard Capital Opportunity Fund Admiral Shares — Int/Div

Vanguard Growth Index Fund Admiral Shares — Int/Div

Vanguard STAR Fund — Int/Div

Vanguard U.S. Value Fund — Int/Div

Vanguard Roth IRA #1

Vanguard Explorer Fund Investor Shares — Int/Div

Vanguard Small-Cap Index Fund Admiral Shares — Int/Div

Vanguard Roth IRA #2

Vanguard Total Stock Market Index Fund Admiral Shares — Int/Div

Vanguard Windsor [1 Fund Investor Shares — Int/Div

Pomona College Academic Retirement Plan

CREF Growth Fund — None

CREF Equity Index Fund — None

CREF Global Equities Fund — None

Vanguard Total Stock Market Index Institutional Fund — Int/Div

Vanguard Institutional Target Retirement 2030 Fund — Int/Div

Vanguard Institutional Target Retirement 2035 Fund — Int/Div

Vanguard Federal Money Market Investor Fund — Int/Div

Northwestern Mutual Variable Life Insurance #1

Northwestern Mutual Index S00 Stock Fund (MSA) — Int/Div

Northwestern Mutual Mad Cap Growth Stock Fund (MSA/Wm Blair Co) — Int/Div

Northwestern Mutual Variable Life Insurance #2

Northwestern Mutual Growth Stock Fund {MSA/The Boston Company) — Int/Div

Northwestern Mutual Index 400 Stock Fund (MSA) — Int/Div

Vanguard UGTMA Account #1

Vanguard LifeStrategy Moderate Growth Fund — Int/Div

Vanguard UGTMA Account #2

Vanguard LifeStrategy Moderate Growth Fund — Int/Div

Vanguard Education Savings Account #1

Vanguard Explorer Fund Investor Shares — Int/Div

Vanguard STAR Fund — Int/Div

Vanguard Education Savings Account #2

Vanguard Small-Cap Growth Index Fund Investor Shares — Int/Div

College Savings lowa 529 Plan #1

Vanguard Growth Age-Based Track Moderate Growth Portfolio — None — Sold

Vanguard Growth Age-Based Track Conservative Growth Portfolio — None — Buy

College Savings lowa 529 Plan #2

Vanguard Growth Age-Based Track Growth Portfolio — None — Sold

Vanguard Growth Age-Based Track Moderate Growth Portfolio — None — Buy

University of California Retirement Savings Program

UC Savings Fund — Int/Div

Putnam UGTMA Account #1

Putnam Dynamic Asset Allocation Balanced Fund — Int/Div

Putnam Dynamic Asset Allocation Growth Fund — Int/Div

Putnam UGTMA Account 22

Putnam Dynamic Asset Allocation Balanced Fund — Int/Div

Putnam Dynamic Asset Allocation Growth Fund — Int/Div

Franklin Templeton 529 College Savings Plan #1

Templeton Growth 529 Portfolio — None

Franklin Growth 529 Portfolio — None

Franklin Small Mid Cap Growth 529 Portfolio — None

Franklin Mutual Shares 529 Portfolio — None

S&P S00 Index 529 Portfolio — None

Franklin Templeton 529 College Savings Plan #2

Franklin Founding Funds 529 Portfolio — None

Michigan 529 Education Savings Program #1

TIAA-CREF Aggressive Age-Bused Allocation Option — None

Michigan 529 Education Savings Program rl

TIAA-CREF Aggressive Age-Based Allocation Option — None

Vanguard Balanced Index Fund Admiral Shares — Int/Div — Sold (part)

Vanguard Balanced Index Fund Admiral Shares — Sold (part)

Vanguard Balanced Index Fund Admiral Shares — Sold (part)

Chase bank account #2 — Interest

Honorary Board Member, Federal Bar Association, Inland Empire Chapter

Spouse's income — 2018 — Claremont Graduate University -- fee for dissertation committee work