John James McConnell jr

Apple Inc — Int/Div

CME Group — Int/Div

Intel Corp — Int/Div

Brokerage Account #1 (H)

Wells Fargo Money Fund — Interest

Affiliated Managers Group — Int/Div — Buy (add'l)

Apple Inc — Int/Div

Apphed Materials Inc — Int/Div — Buy (add'l)

CBOE Holdings Inc — Int/Div

Lelgene Comp — None — Sold

LCharles Schwab Corp — Int/Div

CME Group — Int/Div

Danaher Corp — Int/Div — Sold

EFT Managers TR (formerly PureFunds ISE Cyber) — Int/Div

Fedex Corp — Int/Div

Fireeve Inc — None

First Trust NYSE Arca Biotechnology Index Fund — None

Global X — Int/Div

Hologic Inc — None — Buy

Intel Corp — Int/Div

Invesco Golden Dragon China ETF (formerly Powershares) — Int/Div

lavesco Tr 1 — Int/Div — Buy

IQVIA Hldgs Inc — None — Buy (add'l)

Ishares China — Int/Div — Sold

Ishares NASDAQ — Int/Div

Ishares TRMSCI Emerging Mkts Index Fd — Int/Div

Ishares Tr Russell 2000 Index Fd — Int/Div

Ishares Transportation Average ETF — Int/Div

Ishares US Broker Dealers — Int/Div

Johnson & Johnson — Int/Div

Lam Research Corp — Int/Div — Sold (part)

Lattice Semiconductor Corp — None — Sold (part)

Lattice Semiconductor Corp — Sold

Morgan Stanley — Int/Div

Proshares Trust ETF — None — Buy

Proshares Trust ETF — Sold

Qualcomm Ine — Int/Div

SPDR Gold Trust — None

SPDR S&P Biotech ET — Int/Div

SPDR S&P Midcap 400 Trust Series N — Int/Div

SPDR S&P S00 Trust — Int/Div — Sold (part)

SPDR Ser Tr S&P 600 Small Cap — Int/Div

SPDR S&P Semiconductor ETF — Int/Div

Stryker Corp — Int/Div

Thermo Fisher Scientific Inc — Int/Div

United Natural Foods Inc — None — Sold

Vanguard Mid Cap ETF — Int/Div

Vanguard S&P 500 — Int/Div

Wisdomtree Investments — Int/Div — Sold (part)

Xilinx Inc — Int/Div

Family Trust £1 (H)

Wells Fargo Money Fund — Interest

Affiliated Managers Group — Int/Div — Buy (add'l)

Apple Inc — Int/Div

Apphed Materials Inc — Int/Div — Buy (add'l)

CBOE Holdings Inc — Int/Div

Lelgene Corp — None — Sold

Charles Schwab Comp — Int/Div

CME Group — Int/Div

Danaher Corp — Int/Div — Sold

EFT Managers TR (formerly PureFunds ISE Cyber) — Int/Div

Fedex Corp — Int/Div

First Trust NYSE Arca Biotechnology Index Fund — None

GlobalX — Int/Div

Hologic Inc — None — Buy

ntel Corp — Int/Div

Invesco Golden Dragon China (formerly Powershares) — Int/Div

lnvesco Tr 11 — None — Buy

IQVIA Hides lnc — None — Buy (add'l)

Ishares Chma — Int/Div — Sold

shares NASDAQ — Int/Div

ISHRS Russell 2000 Index — Int/Div

lshares TR MSCI Emergm Mkts Index Fd — Int/Div

Ishares Transportation Average ETF — Int/Div

Ishares US Broker Dealers — Int/Div

Johnson & Johnson — Int/Div

Lam Research Corp — Int/Div — Sold (part)

Lattice Semiconductor Corp — None — Sold (part)

Lattice Semiconductor Corp — Sold

Morgan Stanley — Int/Div

Proshares Trust ETF — None — Buy

Proshares Trust ETF — Sold

Dualcomm Inc — Int/Div

SPDR Gold Trust — None

SPDR S&P S00 Trust — Int/Div — Sold (part)

SPDR S&P Biotech — Int/Div

SPDR S&P Midcap 400 — Int/Div

SPDR Ser Tr S&P 600 Small Cap — Int/Div

SPDR S&P Semiconductor ETF — Int/Div

Stryker — Int/Div

Thermo Fisher Scientific Inc — Int/Div

United Natural Foods Inc — None — Sold

Vanguard Mid Cap ETF — Int/Div

Vanguard S&P 500 ETF — Int/Div

Wisdomtree Investments — Int/Div — Sold (part)

Xilinx Inc — Int/Div

IRA 21 (H)

Wells Fargo Cash — Interest

Affiliated Managers Group — Int/Div

Apphed Materials Inc — Int/Div

CBOE Holdings Inc — Int/Div

Celgene Corp — None

Danaher Corp — Int/Div

Fedex Corp — Int/Div

Global X Funds ET — Int/Div

Hologic Inc — None — Buy

Intel Corp — Int/Div

Invesco Golden Dragon China (formerly Powershares) — Int/Div

Invesco S&P 500 Equal Wehid Index Fd {formerly Guggenheim) — Int/Div

IQVIA Hldgs Inc — None

Ishares Core MSC Emerging Markets FTF — Int/Div — Buy

Ishares Russell Microcap Index Fund — Int/Div

Ishares TR MSC Emergmg Mkts Index Fd — Sold

Ishares NASDAQ Biotech — Int/Div

iShares Transportation Average ETF — Int/Div

Ishares US Broker Dealers — Int/Div

Johnson & Johnson — Int/Div

Lam Research Corp — Int/Div — Buy (add'l)

Morgan Stanley — Int/Div

Qualcomm Inc — Int/Div

SPDR S&P Biotech — Int/Div

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Stryker — Int/Div

Thermo Fisher Scientific Inc — Int/Div

Vanguard Mid Cap — Int/Div

Vanguard MSC1 ETF Emerging — Int/Div

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Walmart — Int/Div

Wisdomtree Investments — Int/Div

IRA #2 (H)

Wells Fargo Money Fund — Interest

Affiliated Managers Group — Int/Div

Apple Inc — Int/Div

Applied Materials — Int/Div

CBOE Holdings Inc — Int/Div

Celgene Corp — None

CME Group — Int/Div

Danaher Corp — Int/Div

Fedex Corp — Int/Div

Global X — Int/Div

Hologic inc — None — Buy

Intel Corp — Int/Div

Invesco Golden Dragon China (formerly Powershares) — Int/Div

Invesco TR S&P 500 Equal Weight {formerly Guggenheim) — Int/Div

IQVIA Hidgs Inc — None

Ishares Core MSCI Emerging Markets ETF — Int/Div — Buy

Ishares NASDAQ — Int/Div

Ishares Russell Microcap Index Fund — Int/Div

Ishares TR MSC Emerging Mkts Index Fd — None — Sold

Ishares Transportation Average ETF — Int/Div

Ishares US Brokers Dealers — Int/Div

Johnson & Johnson — Int/Div

Lam Research Corp — Int/Div — Buy (add'l)

Morgan Stanley — Int/Div

Qualcomm Inc — Int/Div

SPDR S&P Biotech — Int/Div

SPDR Ser Tr S&P 600 Small Cap — Int/Div

Stryker Corp — Int/Div

Thermo Fisher Scientific — Int/Div

Vanguard Mid Cap — Int/Div

Vanguard MSC] EAFE — Int/Div

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russell 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Walmart — Int/Div

Wisdomtree Investments — Int/Div

IRA #3 (H)

Wells Fargo Money Fund — Interest

Affiliated Managers Group — Int/Div

Apple Inc — Int/Div

Apphied Materials Inc — Int/Div

CBOE Holdings Inc — Int/Div

Celgene Corp — None — Sold (part)

Celgene Corp — Sold

CME Group — Int/Div

Danaher Corp — Int/Div — Sold

EFT Managers Tr — Int/Div — Buy (add'l)

Fedex Corp — Int/Div

Global X — Int/Div

Hologic Inc — None — Buy

Intel Corp — Int/Div

Invesco Golden Dragon China (formerly Powershares) — Int/Div — Buy (add'l)

Invesco Small Cap Health Care — Int/Div — Buy

Invesco TR S&P 500 Equal Weight {formerly Guggenheim) — Int/Div

IQVIA Hldgs Inc — None

Ishares TRMSCI Emerging Mkts Index Fd — None — Sold

iShares Transportation Average ETF — Int/Div

Johnson & Johnson — Int/Div

Lam Research Corp — Int/Div — Buy (add'l)

Morgan Stanley — Int/Div

Proshares Trust ETF — None — Buy

Proshares Trust ETF — None — Sold

Qualcomm Inc — Int/Div

SPDR Gold Trust — None — Sold

SPDR S&P Bank ETF — Int/Div — Buy

SPDR S&P Biotech ET — Int/Div — Buy (add'l)

SPDR S&P Semiconductor ETF — None — Buy

Stryker Corp — Int/Div

Thermo Fisher Scientific — Int/Div

Vanguard Mid Cap — Int/Div — Sold

Vanguard MSCIEAFE — Int/Div

Vanguard Russell 2000 Growth — Int/Div

Vanguard Russel 2000 Value — Int/Div

Vanguard S&P 500 — Int/Div

Walmart — Int/Div — Sold

Wisdomtree Investments — Int/Div

Xilinx Inc — Int/Div

Bank RI Accounts #1 — Interest

Bank RI Accounts #2 — Interest

Bank RI Accounts #3 — Interest

Navigant Credit Union — Interest — Closed

USAA Accounts 2] — Interest

Alliance Capital 529 College Fund #2 (H)

CBF Portfolio 1996-98 ALT RA — Int/Div

Catalist LLC — Interest

DSF Capital Partners 111 LP — Distribution — Distnbuted

DSF Capital Partners IV LP — Distribution

MetLife Universal Life — None

Sun Life Universal Life #1 — None

Sun Life Universal Life #2 — None

Sun Life Universal Life #3 — None

US. Savings Bonds — Interest

Martha's Vinevard Colonial Inn LLC — Distribution

Brokerage # 2 (H)

Ameritrade Insured Deposit Account — Interest

Amazon.com Inc — None — Buy (add'l)

Amnaly Capital Management Ing — Int/Div

Apple Inc — Int/Div — Sold (part)

Apple Inc — Sold

AT&T Corp NFSC — Int/Div

Cardinal Health Inc — Int/Div

Coca Cola — Int/Div

Exelon Corp — Int/Div

Exxon Mobil — Int/Div

Facebook Inc — None — Buy

Facebook Inc — Buy (add'l)

Ford Motor Co — Int/Div — Buy (add'l)

General Electric — Int/Div — Sold (part)

General Electric — Sold (part)

General Electric — Sold

General Mills Inc — Int/Div

iShares Core S&P 500 ETF — Int/Div — Buy (add'l)

iShares Core S&P 500 ETF — Buy (add'l)

JPMorgan Chase & Co — Int/Div — Buy (add'l)

JPMorgan Chase & Co — Sold (part)

Kinder Morgan Inc — Int/Div

Microsoft Corp — Int/Div

New York Community Bancorp Inc — Int/Div

Pfizer Inc — Int/Div

Procter&Gamble — Int/Div

Symantec Corp — Int/Div

Verizon — Int/Div

Waste Management Inc — Int/Div

Officer and Board Member, Crossroads RI

Member, Marthas Vineyard Colomal Ion LLC

3.5/1322011, Assignement of Membership Interests in Motely Rice LLC and Mutual Release (see Section VII for further details)

Ementus Board Member, Trinity Repertory Company

Trustee, Family Trust #1]

Board Member, Downtown Providence Parks Conservancy

Chaar, Selection Committee, Hassenfeld Family Foundation, RI Public Interest Service Fellowship

Board Member, Federal Judges’ Association

Agreement — 173072003 — Ness Motley, PA. (wW/k/a MRRM, PA.) Employment and Compensation Agreement (see Section VII for further details)

Agreement — 5/1372011 — Assignment of Certain Rights in MRRM, PA. (see Section VIII for further details)

Liability — American Express — Credit Card

Liability — Diners Club — Credit Card

Income — 12/312018 — Deferred Compensation, MRRM PA — $2.456.993.00

Part II Agreements

A) Ness Motley, P.A. Employment and Compensation Agreement, dated January 30, 2003 by and between Ness Motley, PA. (f/k/a Ness, Motley, Loadholt,

Richardson & Poole, Professional Association) and its attomey signatories, setting forth the disbursement of net income received by the firm as compensation for

services previously rendered.

B) Assignment of Certain Rights in MRRM, PA, dated May 13, 2011 by and between MRRM, PA and John J. McConnell, Jr. setting forth the assignment of

and payment for Other Rights not covered under the January 30, 2003 agreement above,

C) Assignment of Membership Interests in Motley Rice LLC and Mutual Release, dated May 13, 2011 by and between John J. McConnell, Ir and Motley Rice

LLC setting forth the assignment of and payment for membership interests and mututal release of certain Laibilities upon resignation of employment by John J.

McConnell, Jr.