Nelva Gonzales Ramos

What was filed

116
investments
0
positions
0
gifts
1
agreements
0
debts
1
reimbursements
0
income
0
spouse income

Named parties

ABA: 2018 Professional Success Summit

As filed

Wells Fargo Bank — Acounts, CD — Interest

First National Bank -- Accounts — Interest

New York Life Insurance Company - Whole Life — None

BROKERAGE #1 (H)

Edward Jones Money Market (JRSXX) — Int/Div

FT Bld Amer Bds 10-20 Yr 211 (VKBTHX) — Interest

Franklin Fed Tax - Free Income A (FKTIX) — Int/Div

Z(H)

Franklin Balanced Fund CL A (FBLAX) — Int/Div

Franklin Equity Income Fund CL A (FISEX) — Int/Div — Sold (part)

Franklin Growth Fund CL A (FKGRX) — Int/Div — Sold (part)

Franklin Growth Opptys Fd C1 A (FGRAX) — Int/Div

Franklin High Income Fund A (FCHIX) — Int/Div — Buy

Franklin Mutual Global Discovery Fund CL A(TEDIX) — Int/Div

Franklin Mutual Shares Fund CL A (TESIX) — Int/Div — Sold (part)

Franklin Rising Dividends Fund CL A (FRDPX) — Int/Div — Sold (part)

Franklin Small-Mid Cap Grwth A (FRSGX) — Int/Div — Buy (add'l)

Templeton Growth Fund CL A (TEPLX) — Int/Div

Franklin Total Return Fund CL A (FKBAX) — Int/Div — Buy (add'l)

Franklin U S Government Securities Fund CL A (FKUSX) — Int/Div — Buy (add'l)

IRA #2 (H)

Franklin Growth Fund CL A (FGRAX) — Int/Div — Sold (part)

Templeton Foreign Fund CL A (TFFAX) — Int/Div — Sold (part)

Templeton Global Smaller Companies Fund CL A(TEMGX) — Int/Div — Sold (part)

Templeton Growth Fund CL A (TEPLX) — Int/Div — Sold (part)

Templeton World Fund CL A {TEMWX) — Int/Div — Sold (part)

Franklin Total Retum A (FKBAX) — None — Buy

Franklin US Govt Secs A (FKUSX) — Int/Div — Buy

IRA 43 (H)

Cohen & Steers Preferred Sec & Income Fund CL HHCPXIX) — Int/Div — Sold (part)

Cohen & Steers Preferred Sec & Income Fund CL HHCPXIX) — Sold

Doublelme Shiller Enh Cape Fd (DSEEX) — Int/Div — Sold (part)

Doublelme Shiller Enh Cape Fd (DSEEX) — Sold (part)

Doublelme Shiller Enh Cape Fd (DSEEX) — Buy (add'l)

Doublelme Shiller Enh Cape Fd (DSEEX) — Sold (part)

Doublelme Shiller Enh Cape Fd (DSEEX) — Buy (add'l)

Invesco S&PS00 Momentum (formerly Powershares S&P S00 Momentum) (SPMO) — Int/Div — Buy

Invesco S&PS00 Momentum (formerly Powershares S&P S00 Momentum) (SPMO) — Sold

Invesco QOQ (formerly Powershares QQ Tr Se) (QQQ) — Int/Div — Sold (part)

Invesco QOQ (formerly Powershares QQ Tr Se) (QQQ) — Sold (part)

Invesco QOQ (formerly Powershares QQ Tr Se) (QQQ) — Buy (add'l)

IShares S&P Asia SO (AIA) — None — Buy

S10. — Buy (add'l)

S10. — Sold

First Trust Preferred Secs & Inc (FPE) — Int/Div — Buy

First Trust Preferred Secs & Inc (FPE) — Sold

IShares Core S&P S00 (1IVV) — Int/Div — Sold (part)

IShares Core S&P S00 (1IVV) — Sold (part)

IShares Core S&P S00 (1IVV) — Buy (add'l)

IShares Core S&P S00 (1IVV) — Sold

IShares Core S&P S00 (1IVV) — Buy

IShares Core S&P S00 (1IVV) — Sold

IShares Core S&P S00 (1IVV) — Buy (add'l)

IShares Core S&P Total US Stock Mkt ITO) — Int/Div — Buy

IShares Core S&P Total US Stock Mkt ITO) — Sold

Invesco S&P 500 Top S50 (XLG) — None — Buy

Invesco S&P 500 Top S50 (XLG) — Sold

IShares MSC Frontier 100 Index Fund (FM) — None — Buy

IShares MSC Frontier 100 Index Fund (FM) — Buy (add'l)

IShares MSC Frontier 100 Index Fund (FM) — Sold (part)

IShares MSC Frontier 100 Index Fund (FM) — Sold

IShares MSC All Country Asia Ex Jap (AAXD — None — Buy

IShares MSC All Country Asia Ex Jap (AAXD — Sold (part)

IShares MSC All Country Asia Ex Jap (AAXD — Buy (add'l)

IShares MSC All Country Asia Ex Jap (AAXD — Sold

IShares MSC Eurozone ETF (EZU) — None — Buy

IShares MSC Eurozone ETF (EZU) — Sold (part)

IShares MSC Eurozone ETF (EZU) — Sold

IShares MSC Eurozone ETF (EZU) — Buy

IShares MSC Eurozone ETF (EZU) — Sold

IShares Inc Core MSCI Emerging Mkts ETF {IEMG) — None — Buy (add'l)

IShares Inc Core MSCI Emerging Mkts ETF {IEMG) — Buy (add'l)

IShares Inc Core MSCI Emerging Mkts ETF {IEMG) — Sold (part)

IShares Inc Core MSCI Emerging Mkts ETF {IEMG) — Buy (add'l)

IShares Inc Core MSCI Emerging Mkts ETF {IEMG) — Sold

IShares S&P Latin America (ILF) — None — Buy

IShares S&P Latin America (ILF) — Sold

IShares TR Core MSCI EAF (ETF) (IEFA) — None — Buy (add'l)

IShares TR Core MSCI EAF (ETF) (IEFA) — Sold (part)

IShares TR Core MSCI EAF (ETF) (IEFA) — Buy (add'l)

IShares TR Core MSCI EAF (ETF) (IEFA) — Sold

IShares Edge MSCI USA Momentum Factor ETF (MTUM) — Int/Div — Buy

IShares Edge MSCI USA Momentum Factor ETF (MTUM) — Sold (part)

IShares Edge MSCI USA Momentum Factor ETF (MTUM) — Buy (add'l)

IShares Edge MSCI USA Momentum Factor ETF (MTUM) — Sold

Nuveen Preferred Securities & Inc Fd INPSRX) — Int/Div — Buy

Nuveen Preferred Securities & Inc Fd INPSRX) — Sold

IShares MSC Japan ETF (EW) — None — Buy

IShares MSC Japan ETF (EW) — Sold

IShares MSC Japan ETF (EW) — Buy

IShares MSC Japan ETF (EW) — Buy (add'l)

IShares MSC Japan ETF (EW) — Sold

SPDR Dow Jones Indust Av ETF (DIA) — Int/Div — Buy

PIMCO Income Fund CL P (PONPX) — Int/Div — Sold (part)

PIMCO Income Fund CL P (PONPX) — Sold

Wisdomtree India (EPH (Y)

S29 PLAN #1 (H)

Franklin Mod Alloc Age 13-16 A — None

Agreement — 2001 — State of Texas Judicut! Retirement Plans

Reimbursement — ABA: 2018 Professional Success Summit — 11/14/18 — Houston, TX — Panclist — Transportation

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.